Leonard M. Tannenbaum

CIK 1200461 · View on SEC EDGAR ↗

Activist

First SEC filing: March 24, 2026 · Latest: March 24, 2026

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Insider at

Insider transactions

16 buys (P) 0 sells (S) Net: $5,885,559 + 9 non-open-market transactions below Avg return of open purchases vs now: -15.3% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 19, 2026 AFCG P 12,841 $3.48 $44,687 6,575,445 Direct +0.20% Acquired -4.6% (price as of 2026-08-21)
Aug. 14, 2026 AFCG P 45,829 $3.06 $140,237 6,562,604 Direct +0.70% Acquired 8.5% (price as of 2026-08-21)
Aug. 13, 2026 SUNS P 50,000 $7.50 $375,000 3,142,719 Direct +1.62% Acquired 3.3% (price as of 2026-08-21)
Aug. 11, 2026 SUNS P 20,000 $7.60 $152,000 3,092,719 Direct +0.65% Acquired 2.0% (price as of 2026-08-21)
Aug. 10, 2026 SUNS P 25,000 $7.79 $194,750 3,072,719 Direct +0.82% Acquired -0.5% (price as of 2026-08-21)
Aug. 7, 2026 SUNS P 23,109 $7.73 $178,633 3,047,719 Direct +0.76% Acquired 0.3% (price as of 2026-08-21)
Sept. 5, 2025 AFCG P 79,665 $4.56 $363,272 4,962,171 Direct +1.63% Acquired -27.2% (price as of 2026-08-21)
Sept. 3, 2025 AFCG P 36,861 $4.57 $168,455 4,882,506 Direct +0.76% Acquired -27.4% (price as of 2026-08-21)
Sept. 2, 2025 AFCG P 36,096 $4.49 $162,071 4,845,645 Direct +0.75% Acquired -26.1% (price as of 2026-08-21)
Aug. 28, 2025 AFCG P 144,399 $4.57 $659,903 4,809,549 Direct +3.10% Acquired -27.4% (price as of 2026-08-21)
Aug. 27, 2025 AFCG P 330,127 $4.81 $1,587,911 4,665,150 Direct +7.62% Acquired -31.0% (price as of 2026-08-21)
Aug. 26, 2025 AFCG P 97,168 $4.17 $405,191 4,335,023 Direct +2.29% Acquired -20.4% (price as of 2026-08-21)
Aug. 26, 2025 SUNS P 10,000 $10.79 $107,900 2,923,226 Direct +0.34% Acquired -28.2% (price as of 2026-08-21)
Aug. 25, 2025 AFCG P 61,862 $4.08 $252,397 4,237,855 Direct +1.48% Acquired -18.6% (price as of 2026-08-21)
Aug. 22, 2025 AFCG P 216,117 $4.03 $870,952 4,175,993 Direct +5.46% Acquired -17.6% (price as of 2026-08-21)
Aug. 22, 2025 SUNS P 20,200 $11.00 $222,200 2,913,226 Direct +0.70% Acquired -29.5% (price as of 2026-08-21)
Aug. 20, 2025 SUNS P 10,411 $10.42 $108,483 2,893,026 Direct +0.36% Acquired -25.6% (price as of 2026-08-21)
Aug. 15, 2025 SUNS P 4,406 $10.50 $46,263 2,882,615 Direct +0.15% Acquired -26.2% (price as of 2026-08-21)
Aug. 12, 2025 SUNS P 32,275 $10.48 $338,242 2,878,209 Direct +1.13% Acquired -26.0% (price as of 2026-08-21)
Aug. 11, 2025 SUNS P 20,900 $10.17 $212,553 2,845,934 Direct +0.74% Acquired -23.8% (price as of 2026-08-21)
June 16, 2025 SUNS P 6,000 $10.86 $65,160 2,825,034 Direct +0.21% Acquired -28.6% (price as of 2026-08-21)
June 3, 2025 SUNS P 9,077 $10.88 $98,758 2,819,034 Direct +0.32% Acquired -28.8% (price as of 2026-08-21)
June 2, 2025 SUNS P 28,500 $10.59 $301,815 448,681 Indirect +6.78% Acquired -26.8% (price as of 2026-08-21)
May 16, 2025 SUNS P 14,741 $10.55 $155,518 2,809,957 Direct +0.53% Acquired -26.5% (price as of 2026-08-21)
May 15, 2025 SUNS P 10,000 $10.39 $103,900 2,795,216 Direct +0.36% Acquired -25.4% (price as of 2026-08-21)
May 8, 2025 SUNS P 10,000 $10.48 $104,800 2,785,216 Direct +0.36% Acquired -26.0% (price as of 2026-08-21)
April 30, 2025 SUNS P 35,903 $10.53 $378,059 2,775,216 Direct +1.31% Acquired -26.4% (price as of 2026-08-21)
April 29, 2025 SUNS P 10,000 $10.65 $106,500 2,739,313 Direct +0.37% Acquired -27.2% (price as of 2026-08-21)
April 28, 2025 SUNS P 5,122 $10.30 $52,757 2,729,313 Direct +0.19% Acquired -24.8% (price as of 2026-08-21)
April 25, 2025 SUNS P 5,000 $10.00 $50,000 2,724,191 Direct +0.18% Acquired -22.5% (price as of 2026-08-21)
April 24, 2025 SUNS P 7,869 $9.99 $78,611 2,719,191 Direct +0.29% Acquired -22.4% (price as of 2026-08-21)
March 31, 2025 SUNS P 44,065 $10.89 $479,868 2,711,322 Direct +1.65% Acquired -28.8% (price as of 2026-08-21)
March 28, 2025 SUNS P 17,495 $11.17 $195,419 2,667,257 Direct +0.66% Acquired -30.6% (price as of 2026-08-21)
March 26, 2025 SUNS P 25,959 $11.25 $292,039 2,649,762 Direct +0.99% Acquired -31.1% (price as of 2026-08-21)
March 19, 2025 SUNS P 80,514 $11.26 $906,588 2,623,803 Direct +3.17% Acquired -31.2% (price as of 2026-08-21)
March 17, 2025 AFCG P 50,000 $6.20 $310,000 3,959,876 Direct +1.28% Acquired -46.5% (price as of 2026-08-21)
March 17, 2025 SUNS P 50,000 $11.03 $551,500 2,543,289 Direct +2.01% Acquired -29.7% (price as of 2026-08-21)
March 14, 2025 AFCG P 32,007 $6.52 $208,686 3,909,876 Direct +0.83% Acquired -49.1% (price as of 2026-08-21)
March 14, 2025 SUNS P 24,007 $11.00 $264,077 2,493,289 Direct +0.97% Acquired -29.5% (price as of 2026-08-21)
March 13, 2025 SUNS P 25,000 $11.06 $276,500 2,469,282 Direct +1.02% Acquired -29.9% (price as of 2026-08-21)
March 11, 2025 SUNS P 10,000 $10.83 $108,300 2,444,282 Direct +0.41% Acquired -28.4% (price as of 2026-08-21)
March 10, 2025 SUNS P 69 $10.80 $745 2,434,282 Direct 0.00% Acquired -28.2% (price as of 2026-08-21)
Jan. 29, 2025 SUNS P 1,000,000 $12.00 $12,000,000 2,434,213 Direct +69.72% Acquired -35.4% (price as of 2026-08-21)
Dec. 18, 2024 SUNS P 39,000 $13.42 $523,380 1,373,376 Direct +2.92% Acquired -42.3% (price as of 2026-08-21)
Dec. 17, 2024 SUNS P 15,803 $13.47 $212,866 1,334,376 Direct +1.20% Acquired -42.5% (price as of 2026-08-21)
Dec. 16, 2024 SUNS P 47,810 $13.39 $640,176 1,318,573 Direct +3.76% Acquired -42.1% (price as of 2026-08-21)
Aug. 30, 2024 SUNS P 25,000 $13.85 $346,250 420,181 Indirect +6.33% Acquired -44.0% (price as of 2026-08-21)
Aug. 28, 2024 SUNS P 1,000 $13.75 $13,750 1,000 Indirect Acquired -43.6% (price as of 2026-08-21)
Aug. 28, 2024 SUNS P 15,000 $13.66 $204,900 15,000 Indirect Acquired -43.3% (price as of 2026-08-21)
Aug. 28, 2024 SUNS P 5,335 $13.75 $73,356 395,181 Indirect +1.37% Acquired -43.6% (price as of 2026-08-21)
Aug. 27, 2024 SUNS P 13,083 $13.48 $176,359 389,846 Indirect +3.47% Acquired -42.5% (price as of 2026-08-21)
Aug. 26, 2024 SUNS P 10,000 $13.35 $133,500 376,763 Indirect +2.73% Acquired -41.9% (price as of 2026-08-21)
Aug. 23, 2024 SUNS P 1,136 $13.10 $14,882 366,763 Indirect +0.31% Acquired -40.8% (price as of 2026-08-21)
Aug. 22, 2024 SUNS P 10,000 $12.88 $128,800 365,627 Indirect +2.81% Acquired -39.8% (price as of 2026-08-21)
Aug. 21, 2024 SUNS P 10,000 $12.92 $129,200 355,627 Indirect +2.89% Acquired -40.0% (price as of 2026-08-21)
Aug. 20, 2024 SUNS P 20,000 $12.17 $243,400 345,627 Indirect +6.14% Acquired -36.3% (price as of 2026-08-21)
Aug. 19, 2024 SUNS P 22,661 $11.97 $271,252 325,627 Indirect +7.48% Acquired -35.3% (price as of 2026-08-21)
Aug. 16, 2024 SUNS P 65,000 $12.41 $806,650 302,966 Indirect +27.31% Acquired -37.6% (price as of 2026-08-21)
Aug. 15, 2024 SUNS P 53,163 $12.47 $662,943 237,966 Indirect +28.77% Acquired -37.9% (price as of 2026-08-21)
July 12, 2024 SUNS P 56,584 $12.80 $724,275 184,803 Indirect +44.13% Acquired -39.5% (price as of 2026-08-21)
July 11, 2024 SUNS P 68,086 $11.49 $782,308 128,219 Indirect +113.23% Acquired -32.6% (price as of 2026-08-21)
July 10, 2024 SUNS P 58,958 $10.56 $622,596 58,958 Indirect Acquired -26.6% (price as of 2026-08-21)
July 10, 2024 SUNS P 10,000 $8.73 $87,300 1,270,763 Direct +0.79% Acquired -11.2% (price as of 2026-08-21)
May 15, 2023 AFCG P 51,309 $10.45 $536,179 3,633,527 Direct +1.43% Acquired -53.6% (price as of 2026-08-21)
May 12, 2023 AFCG P 45,000 $10.34 $465,300 129,217 Indirect +53.43% Acquired -53.1% (price as of 2026-08-21)
May 12, 2023 AFCG P 80,000 $10.39 $831,200 3,582,218 Direct +2.28% Acquired -53.3% (price as of 2026-08-21)
May 11, 2023 AFCG P 2,000 $10.11 $20,220 31,690 Indirect +6.74% Acquired -52.0% (price as of 2026-08-21)
May 11, 2023 AFCG P 29,217 $10.21 $298,306 84,217 Indirect +53.12% Acquired -52.5% (price as of 2026-08-21)
May 11, 2023 AFCG P 87,155 $10.02 $873,293 3,502,218 Direct +2.55% Acquired -51.6% (price as of 2026-08-21)
June 17, 2022 AFCG P 5,000 $15.85 $79,250 5,000 Indirect Acquired -69.4% (price as of 2026-08-21)
May 12, 2022 AFCG P 1,000 $16.88 $16,880 3,000 Indirect +50.00% Acquired -71.3% (price as of 2026-08-21)
May 11, 2022 AFCG P 21,183 $15.80 $334,691 3,363,683 Direct +0.63% Acquired -69.3% (price as of 2026-08-21)
Dec. 30, 2021 OCSL S 84,954 $7.50 $637,155 15,306,589 Direct -0.55% Disposed -41.9% (price as of 2026-08-21)
Dec. 29, 2021 OCSL S 200,000 $7.52 $1,504,000 15,391,543 Direct -1.28% Disposed -42.1% (price as of 2026-08-21)
Dec. 28, 2021 OCSL S 200,000 $7.55 $1,510,000 15,591,543 Direct -1.27% Disposed -42.3% (price as of 2026-08-21)
Dec. 27, 2021 OCSL S 200,000 $7.54 $1,508,000 15,791,543 Direct -1.25% Disposed -42.2% (price as of 2026-08-21)
Dec. 23, 2021 OCSL S 200,000 $7.51 $1,502,000 15,991,543 Direct -1.24% Disposed -42.0% (price as of 2026-08-21)
Dec. 13, 2021 OCSL S 34,100 $7.55 $257,455 16,191,543 Direct -0.21% Disposed -42.3% (price as of 2026-08-21)
Dec. 6, 2021 OCSL S 100 $7.50 $750 16,225,643 Direct 0.00% Disposed -41.9% (price as of 2026-08-21)
Dec. 2, 2021 OCSL S 5,000 $7.50 $37,500 16,225,743 Direct -0.03% Disposed -41.9% (price as of 2026-08-21)
Nov. 17, 2021 OCSL S 353,485 $7.56 $2,672,347 16,230,743 Direct -2.13% Disposed -42.4% (price as of 2026-08-21)
Nov. 16, 2021 OCSL S 17,330 $7.45 $129,108 16,584,228 Direct -0.10% Disposed -41.5% (price as of 2026-08-21)
Nov. 11, 2021 OCSL S 1,500 $7.50 $11,250 16,601,558 Direct -0.01% Disposed -41.9% (price as of 2026-08-21)
Nov. 10, 2021 OCSL S 48,173 $7.50 $361,298 16,603,058 Direct -0.29% Disposed -41.9% (price as of 2026-08-21)
Nov. 9, 2021 OCSL S 29,732 $7.50 $222,990 16,651,231 Direct -0.18% Disposed -41.9% (price as of 2026-08-21)
Nov. 8, 2021 OCSL S 100,000 $7.51 $751,000 16,680,963 Direct -0.60% Disposed -42.0% (price as of 2026-08-21)
Sept. 20, 2021 OCSL S 4,214,368 $7.10 $29,922,013 16,780,963 Direct -20.07% Disposed -38.6% (price as of 2026-08-21)
June 1, 2021 OCSL S 100,000 $6.78 $678,000 20,995,331 Direct -0.47% Disposed -35.7% (price as of 2026-08-21)
May 28, 2021 OCSL S 100,000 $6.72 $672,000 21,095,331 Direct -0.47% Disposed -35.2% (price as of 2026-08-21)
May 27, 2021 OCSL S 81,287 $6.71 $545,436 21,195,331 Direct -0.38% Disposed -35.1% (price as of 2026-08-21)
May 25, 2021 OCSL S 13,900 $6.71 $93,269 21,276,618 Direct -0.07% Disposed -35.1% (price as of 2026-08-21)

Showing latest 100 of 492 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 11, 2022 AFCG Stock Option (right to buy) Common Stock $20.18 Jan. 10, 2029 50,000 Acquired
Jan. 11, 2022 AFCG Stock Option (right to buy) Common Stock (500,000) $20.18 Jan. 10, 2029 500,000 Acquired
March 23, 2021 AFCG Stock Option (right to buy) Common Stock $19.00 March 23, 2028 14,000 Acquired
March 23, 2021 AFCG Stock Option (right to buy) Common Stock (630,000) $19.00 March 23, 2028 630,000 Acquired
April 12, 2011 OCSL 5.375% Convertible Senior Notes due 2016 Common Stock April 1, 2016 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 18, 2021 AFCG Common Stock Direct
March 18, 2021 AFCG Stock Option (right to buy)→ Common Stock Direct
March 18, 2021 AFCG Stock Option (right to buy)→ Common Stock Direct
March 18, 2021 AFCG Stock Option (right to buy)→ Common Stock Indirect
June 11, 2008 OCSL Common Stock 736,689 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2024 $1,299,999 $1,299,999
2023 $799,987 $799,987
2022 $731,300 $731,300
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025
2024 $800,007 $800,007 $800,007

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.