Insider at

04

Insider transactions

05
1 buys (P) 0 sells (S) Net: $50,880 + 62 non-open-market transactions below Avg return of open purchases vs now: 172.3% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

62 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 15, 2025 RZLT P 32,000 $1.59 $50,880 641,119 Direct +5.25% Acquired 172.3% (price as of 2026-10-05)
March 27, 2025 RZLT P 12,302 $2.84 $34,938 224,119 Direct +5.81% Acquired 52.5% (price as of 2026-10-05)
Feb. 26, 2024 RZLT P 5,000 $1.68 $8,400 7,817 Direct +177.49% Acquired 157.7% (price as of 2026-10-05)
Dec. 28, 2023 SVRA S 93,843 $4.71 $442,001 22,500 Direct -80.66% Disposed 1.5% (price as of 2026-10-05)
Dec. 10, 2015 RZLT P 76,923 $1.95 $150,000 76,923 Direct · Acquired -95.6% (price as of 2026-10-05)
Feb. 9, 2015 RZLT S 39,117 · · 0 Indirect -100.00% Disposed (price as of 2026-10-05)
Feb. 9, 2015 RZLT S 842,949 · · 0 Indirect -100.00% Disposed (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 2, 2025 SVRA Stock Option (Right to Buy) Common Stock (5,860) $1.46 Dec. 15, 2025 5,860 Disposed
Nov. 19, 2025 RZLT Employee Stock Option (Right to Buy) Common Shares (186,000) $10.16 Nov. 19, 2035 186,000 Acquired
June 10, 2025 RZLT Employee Stock Option (Right to Buy) Common Shares (40,000) $4.39 June 10, 2035 40,000 Acquired
Feb. 16, 2025 RZLT Employee Stock Option (Right to Buy) Common Shares (120,000) $4.61 Feb. 16, 2035 120,000 Acquired
Jan. 23, 2024 RZLT Employee Stock Options (Right to Buy) Common Shares (340,000) $1.02 Jan. 23, 2029 340,000 Acquired
Dec. 28, 2023 SVRA Stock Option (Right to Buy) Common Stock (40,000) $1.23 Dec. 16, 2030 40,000 Disposed
Dec. 28, 2023 SVRA Stock Option (Right to Buy) Common Stock (12,000) $1.59 Dec. 20, 2029 12,000 Disposed
Dec. 28, 2023 SVRA Stock Option (Right to Buy) Common Stock (1,758) $0.82 July 24, 2024 1,758 Disposed
Dec. 11, 2023 SVRA Stock Option (Right to Buy) Common Stock (10,841) $0.82 Dec. 12, 2023 10,841 Disposed
Dec. 13, 2022 SVRA Stock Option (Right to Buy) Common Stock (40,000) $1.51 Dec. 13, 2032 40,000 Acquired
Dec. 13, 2022 SVRA Stock Option (Right to Buy) Common Stock (1,172) $0.65 Dec. 14, 2022 1,172 Disposed
June 23, 2022 RZLT Stock Option (right to buy) Common Stock (2,600,000) $3.40 June 23, 2032 2,600,000 Acquired
Dec. 14, 2021 SVRA Stock Option (Right to Buy) Common Stock (40,000) $1.11 Dec. 14, 2031 40,000 Acquired
Dec. 6, 2021 SVRA Stock Option (Right to Buy) Common Stock (1,172) $0.55 Dec. 16, 2021 1,172 Disposed
Aug. 18, 2021 SVRA Stock Option (Right to Buy) Common Stock (2,288) $0.52 Aug. 30, 2021 2,288 Disposed
June 14, 2021 RZLT Stock Option (right to buy) Common Stock (34,800) $103.00 Feb. 23, 2025 34,800 Disposed
June 14, 2021 RZLT Stock Option (right to buy) Common Stock (70,000) $60.00 Dec. 28, 2026 70,000 Disposed
June 14, 2021 RZLT Stock Option (right to buy) Common Stock (675,000) $12.28 June 14, 2031 375,000 Acquired
June 14, 2021 RZLT Stock Option (right to buy) Common Stock (100,000) $14.50 July 31, 2029 100,000 Disposed
June 14, 2021 RZLT Stock Option (right to buy) Common Stock (34,800) $103.00 Feb. 23, 2025 34,800 Disposed
June 14, 2021 RZLT Stock Option (right to buy) Common Stock (70,000) $60.00 Dec. 28, 2026 70,000 Disposed
June 14, 2021 RZLT Stock Option (right to buy) Common Stock (675,000) $12.28 June 14, 2031 375,000 Acquired
June 14, 2021 RZLT Stock Option (right to buy) Common Stock (100,000) $14.50 July 31, 2029 100,000 Disposed
Dec. 16, 2020 SVRA Stock Option (Right to Buy) Common Stock (40,000) $1.23 Dec. 16, 2030 40,000 Acquired
Dec. 15, 2020 SVRA Stock Option (Right to Buy) Common Stock (2,930) $0.52 Dec. 17, 2020 2,930 Disposed
Dec. 20, 2019 SVRA Stock Option (Right to Buy) Common Stock (12,000) $1.59 Dec. 20, 2029 12,000 Acquired
July 31, 2019 RZLT Stock Option (right to buy) Common Stock (15,000,000) $0.29 July 31, 2029 15,000,000 Acquired
Feb. 4, 2019 SVRA Stock Option (Right to Buy) Common Stock (21,682) $0.19 Feb. 20, 2019 21,682 Disposed
Dec. 13, 2018 SVRA Stock Option (Right to Buy) Common Stock (12,000) $7.33 Dec. 13, 2028 12,000 Acquired
Dec. 17, 2017 SVRA Stock Option (Right to Buy) Common Stock (3,750) $15.21 Dec. 17, 2027 3,750 Acquired
Oct. 31, 2016 RZLT Stock Option (right to buy) Common Stock $1.20 Oct. 31, 2026 3,500,000 Acquired
Dec. 10, 2015 RZLT Series A Convertible Preferred Stock Common Shares (76,923) · · 76,923 Acquired
Feb. 9, 2015 RZLT Warrant to Purchase Common Stock Common Shares (39,117) $1.25 March 31, 2019 39,117 Disposed
April 30, 2014 RZLT Stock Option (right to buy) Common Stock (1,350,000) $3.12 April 30, 2019 1,350,000 Acquired
March 31, 2014 RZLT Warrant to purchase common stock Common Stock (234,700) $1.25 March 31, 2019 234,700 Acquired
Feb. 25, 2008 NKTR Employee Stock Option Common Stock (85,000) $6.46 Feb. 25, 2016 85,000 Acquired
Dec. 21, 2007 NKTR Employee Stock Option Common Stock (150,000) $6.98 Dec. 21, 2015 150,000 Acquired
May 14, 2007 NKTR Restricted Stock Unit Common Stock (1,400) $0.01 · 1,400 Disposed
April 2, 2007 NKTR Stock Option (Right to Buy) Common Stock (40,000) $13.02 April 2, 2015 40,000 Acquired
Sept. 1, 2006 NKTR Stock Option (Right to Buy) Common Stock (12,000) $17.52 Sept. 1, 2014 12,000 Acquired
March 10, 2006 NKTR Restricted Stock Unit Common Stock (7,000) $0.01 · 7,000 Acquired
Jan. 17, 2005 NKTR Employee Stock Option (Right to Buy) Common Stock (80,000) $18.61 Jan. 17, 2015 80,000 Acquired
Jan. 17, 2005 NKTR Employee Stock Option (Right to Buy) Common Stock (80,000) $18.61 Jan. 17, 2015 80,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (21,682) 21,682 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (2,930) 2,930 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (2,288) 2,288 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (1,172) 1,172 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (1,172) 1,172 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (10,841) 10,841 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (1,758) 1,758 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (5,860) 5,860 Direct
May 5, 2017 SVRA Stock Option (Right to Buy)→ Common Stock (10,841) 10,841 Direct
Feb. 8, 2013 RZLT Common Stock 4,000,000 Indirect
Feb. 8, 2013 RZLT Option to Purchase Common Stock→ Common Stock (3,500,000) 3,500,000 Direct
Jan. 19, 2005 NKTR Employee Stock Option (Right to Buy)→ Common Stock (80,000) 80,000 Direct
Jan. 19, 2005 NKTR Employee Stock Option (Right to Buy)→ Common Stock (80,000) 80,000 Direct

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

NKTR

President and Head of the Pulmonary Business Unit
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2006 $321,332 · · · $114,804 · $582 $649,598
2005 · · · · · · · ·
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2025 $610,825 $451,662 · · · · · $2,851,109
2022 $515,000 $378,750 · $6,862,960 · · $24,590 $7,781,300
2018 $450,000 · · $1,910,568 · · $18,334 $2,378,902

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.