Nevan C Elam

Insider

First SEC filing: May 5, 2017 · Latest: May 5, 2017

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

1 buys (P) 0 sells (S) Net: $50,880 + 52 non-open-market transactions below Avg return of open purchases vs now: 193.1% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

52 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 2, 2026	RZLT	F	8,004	$4.99	$39,940	605,497 Direct	-1.30%	Disposed	-6.6% (price as of 2026-08-20)
March 2, 2026	RZLT	F	27,618	$2.99	$82,578	613,501 Direct	-4.31%	Disposed	55.9% (price as of 2026-08-20)
Dec. 15, 2025	RZLT	P	32,000	$1.59	$50,880	641,119 Direct	+5.25%	Acquired	193.1% (price as of 2026-08-20)
Dec. 9, 2025	SVRA	A	40,000	—	—	106,887 Direct	+59.80%	Acquired	(price as of 2026-08-20)
Dec. 2, 2025	SVRA	M	5,860	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2025	SVRA	F	1,473	$5.81	$8,558	66,887 Direct	-2.15%	Disposed	-4.6% (price as of 2026-08-20)
Dec. 2, 2025	SVRA	M	5,860	$1.46	$8,556	68,360 Direct	+9.38%	Acquired	279.8% (price as of 2026-08-20)
Nov. 19, 2025	RZLT	A	186,000	—	—	186,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 19, 2025	RZLT	A	317,000	—	—	609,119 Direct	+108.52%	Acquired	(price as of 2026-08-20)
June 10, 2025	RZLT	A	68,000	—	—	292,119 Direct	+30.34%	Acquired	(price as of 2026-08-20)
June 10, 2025	RZLT	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
March 27, 2025	RZLT	P	12,302	$2.84	$34,938	224,119 Direct	+5.81%	Acquired	64.1% (price as of 2026-08-20)
Feb. 16, 2025	RZLT	A	120,000	—	—	120,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 16, 2025	RZLT	A	204,000	—	—	211,817 Direct	+2609.70%	Acquired	(price as of 2026-08-20)
Dec. 12, 2024	SVRA	A	40,000	—	—	62,500 Direct	+177.78%	Acquired	(price as of 2026-08-20)
Feb. 26, 2024	RZLT	P	5,000	$1.68	$8,400	7,817 Direct	+177.49%	Acquired	177.4% (price as of 2026-08-20)
Jan. 23, 2024	RZLT	A	340,000	—	—	340,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 28, 2023	SVRA	M	40,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 28, 2023	SVRA	M	12,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 28, 2023	SVRA	M	1,758	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 28, 2023	SVRA	S	93,843	$4.71	$442,001	22,500 Direct	-80.66%	Disposed	17.7% (price as of 2026-08-20)
Dec. 28, 2023	SVRA	M	40,000	$1.23	$49,200	116,343 Direct	+52.40%	Acquired	350.8% (price as of 2026-08-20)
Dec. 28, 2023	SVRA	M	12,000	$1.59	$19,080	76,343 Direct	+18.65%	Acquired	248.7% (price as of 2026-08-20)
Dec. 28, 2023	SVRA	M	1,758	$0.82	$1,442	64,343 Direct	+2.81%	Acquired	576.2% (price as of 2026-08-20)
Dec. 14, 2023	SVRA	A	22,500	—	—	62,585 Direct	+56.13%	Acquired	(price as of 2026-08-20)
Dec. 11, 2023	SVRA	M	10,841	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 11, 2023	SVRA	M	10,841	$0.82	$8,890	40,085 Direct	+37.07%	Acquired	576.2% (price as of 2026-08-20)
Dec. 13, 2022	SVRA	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 13, 2022	SVRA	M	1,172	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 13, 2022	SVRA	M	1,172	$0.65	$762	29,244 Direct	+4.17%	Acquired	753.1% (price as of 2026-08-20)
Dec. 14, 2021	SVRA	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 6, 2021	SVRA	M	1,172	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 6, 2021	SVRA	M	1,172	$0.55	$645	28,072 Direct	+4.36%	Acquired	908.2% (price as of 2026-08-20)
Aug. 18, 2021	SVRA	M	2,288	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 18, 2021	SVRA	M	2,288	$0.52	$1,190	26,900 Direct	+9.30%	Acquired	966.3% (price as of 2026-08-20)
Dec. 16, 2020	SVRA	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 15, 2020	SVRA	M	2,930	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 15, 2020	SVRA	M	2,930	$0.52	$1,524	24,612 Direct	+13.51%	Acquired	966.3% (price as of 2026-08-20)
Dec. 20, 2019	SVRA	A	12,000	—	—	12,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 4, 2019	SVRA	M	21,682	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 4, 2019	SVRA	M	21,682	$0.19	$4,120	21,682 Direct	—	Acquired	2818.4% (price as of 2026-08-20)
Dec. 13, 2018	SVRA	A	12,000	—	—	12,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 17, 2017	SVRA	A	3,750	—	—	3,750 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 31, 2016	RZLT	A	3,500,000	—	—	3,500,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 10, 2015	RZLT	P	76,923	$1.95	$150,000	76,923 Direct	—	Acquired	-95.2% (price as of 2026-08-20)
Feb. 9, 2015	RZLT	S	39,117	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 9, 2015	RZLT	S	842,949	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
April 30, 2014	RZLT	A	1,350,000	—	—	4,850,000 Direct	+38.57%	Acquired	(price as of 2026-08-20)
March 31, 2014	RZLT	J	234,700	—	—	234,700 Indirect	—	Acquired	(price as of 2026-08-20)
March 31, 2014	RZLT	A	1,057,693	$275000.00	$290,865,575,000	5,057,693 Indirect	+26.44%	Acquired	-100.0% (price as of 2026-08-20)
Feb. 25, 2008	NKTR	A	85,000	$6.46	$549,100	85,000 Direct	—	Acquired	-22.8% (price as of 2026-08-20)
Dec. 21, 2007	NKTR	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-20)
May 14, 2007	NKTR	D	1,400	$0.01	$14	5,600 Direct	-20.00%	Disposed	49770.2% (price as of 2026-08-20)
May 14, 2007	NKTR	A	1,400	$0.01	$14	1,400 Direct	—	Acquired	49770.2% (price as of 2026-08-20)
April 2, 2007	NKTR	A	40,000	$13.02	$520,800	132,000 Direct	+43.48%	Acquired	-61.7% (price as of 2026-08-20)
Sept. 1, 2006	NKTR	A	12,000	$17.52	$210,240	92,000 Direct	+15.00%	Acquired	-71.5% (price as of 2026-08-20)
March 10, 2006	NKTR	A	7,000	$0.01	$70	7,000 Direct	—	Acquired	49770.2% (price as of 2026-08-20)
Jan. 17, 2005	NKTR	A	80,000	$18.61	$1,488,800	0 Direct	—	Acquired	-73.2% (price as of 2026-08-20)
Jan. 17, 2005	NKTR	A	80,000	$18.61	$1,488,800	0 Direct	—	Acquired	-73.2% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 2, 2025	SVRA	Stock Option (Right to Buy)	Common Stock (5,860)	$1.46	Dec. 15, 2025	5,860	Disposed
Nov. 19, 2025	RZLT	Employee Stock Option (Right to Buy)	Common Shares (186,000)	$10.16	Nov. 19, 2035	186,000	Acquired
June 10, 2025	RZLT	Employee Stock Option (Right to Buy)	Common Shares (40,000)	$4.39	June 10, 2035	40,000	Acquired
Feb. 16, 2025	RZLT	Employee Stock Option (Right to Buy)	Common Shares (120,000)	$4.61	Feb. 16, 2035	120,000	Acquired
Jan. 23, 2024	RZLT	Employee Stock Options (Right to Buy)	Common Shares (340,000)	$1.02	Jan. 23, 2029	340,000	Acquired
Dec. 28, 2023	SVRA	Stock Option (Right to Buy)	Common Stock (40,000)	$1.23	Dec. 16, 2030	40,000	Disposed
Dec. 28, 2023	SVRA	Stock Option (Right to Buy)	Common Stock (12,000)	$1.59	Dec. 20, 2029	12,000	Disposed
Dec. 28, 2023	SVRA	Stock Option (Right to Buy)	Common Stock (1,758)	$0.82	July 24, 2024	1,758	Disposed
Dec. 11, 2023	SVRA	Stock Option (Right to Buy)	Common Stock (10,841)	$0.82	Dec. 12, 2023	10,841	Disposed
Dec. 13, 2022	SVRA	Stock Option (Right to Buy)	Common Stock (40,000)	$1.51	Dec. 13, 2032	40,000	Acquired
Dec. 13, 2022	SVRA	Stock Option (Right to Buy)	Common Stock (1,172)	$0.65	Dec. 14, 2022	1,172	Disposed
Dec. 14, 2021	SVRA	Stock Option (Right to Buy)	Common Stock (40,000)	$1.11	Dec. 14, 2031	40,000	Acquired
Dec. 6, 2021	SVRA	Stock Option (Right to Buy)	Common Stock (1,172)	$0.55	Dec. 16, 2021	1,172	Disposed
Aug. 18, 2021	SVRA	Stock Option (Right to Buy)	Common Stock (2,288)	$0.52	Aug. 30, 2021	2,288	Disposed
Dec. 16, 2020	SVRA	Stock Option (Right to Buy)	Common Stock (40,000)	$1.23	Dec. 16, 2030	40,000	Acquired
Dec. 15, 2020	SVRA	Stock Option (Right to Buy)	Common Stock (2,930)	$0.52	Dec. 17, 2020	2,930	Disposed
Dec. 20, 2019	SVRA	Stock Option (Right to Buy)	Common Stock (12,000)	$1.59	Dec. 20, 2029	12,000	Acquired
Feb. 4, 2019	SVRA	Stock Option (Right to Buy)	Common Stock (21,682)	$0.19	Feb. 20, 2019	21,682	Disposed
Dec. 13, 2018	SVRA	Stock Option (Right to Buy)	Common Stock (12,000)	$7.33	Dec. 13, 2028	12,000	Acquired
Dec. 17, 2017	SVRA	Stock Option (Right to Buy)	Common Stock (3,750)	$15.21	Dec. 17, 2027	3,750	Acquired
Oct. 31, 2016	RZLT	Stock Option (right to buy)	Common Stock	$1.20	Oct. 31, 2026	3,500,000	Acquired
Dec. 10, 2015	RZLT	Series A Convertible Preferred Stock	Common Shares (76,923)	—	—	76,923	Acquired
Feb. 9, 2015	RZLT	Warrant to Purchase Common Stock	Common Shares (39,117)	$1.25	March 31, 2019	39,117	Disposed
April 30, 2014	RZLT	Stock Option (right to buy)	Common Stock (1,350,000)	$3.12	April 30, 2019	1,350,000	Acquired
March 31, 2014	RZLT	Warrant to purchase common stock	Common Stock (234,700)	$1.25	March 31, 2019	234,700	Acquired
Feb. 25, 2008	NKTR	Employee Stock Option	Common Stock (85,000)	$6.46	Feb. 25, 2016	85,000	Acquired
Dec. 21, 2007	NKTR	Employee Stock Option	Common Stock (150,000)	$6.98	Dec. 21, 2015	150,000	Acquired
May 14, 2007	NKTR	Restricted Stock Unit	Common Stock (1,400)	$0.01	—	1,400	Disposed
April 2, 2007	NKTR	Stock Option (Right to Buy)	Common Stock (40,000)	$13.02	April 2, 2015	40,000	Acquired
Sept. 1, 2006	NKTR	Stock Option (Right to Buy)	Common Stock (12,000)	$17.52	Sept. 1, 2014	12,000	Acquired
March 10, 2006	NKTR	Restricted Stock Unit	Common Stock (7,000)	$0.01	—	7,000	Acquired
Jan. 17, 2005	NKTR	Employee Stock Option (Right to Buy)	Common Stock (80,000)	$18.61	Jan. 17, 2015	80,000	Acquired
Jan. 17, 2005	NKTR	Employee Stock Option (Right to Buy)	Common Stock (80,000)	$18.61	Jan. 17, 2015	80,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 5, 2017	SVRA	Stock Option (Right to Buy)→ Common Stock (21,682)	21,682	Direct
May 5, 2017	SVRA	Stock Option (Right to Buy)→ Common Stock (2,930)	2,930	Direct
May 5, 2017	SVRA	Stock Option (Right to Buy)→ Common Stock (2,288)	2,288	Direct
May 5, 2017	SVRA	Stock Option (Right to Buy)→ Common Stock (1,172)	1,172	Direct
May 5, 2017	SVRA	Stock Option (Right to Buy)→ Common Stock (1,172)	1,172	Direct
May 5, 2017	SVRA	Stock Option (Right to Buy)→ Common Stock (10,841)	10,841	Direct
May 5, 2017	SVRA	Stock Option (Right to Buy)→ Common Stock (1,758)	1,758	Direct
May 5, 2017	SVRA	Stock Option (Right to Buy)→ Common Stock (5,860)	5,860	Direct
May 5, 2017	SVRA	Stock Option (Right to Buy)→ Common Stock (10,841)	10,841	Direct
Feb. 8, 2013	RZLT	Common Stock	4,000,000	Indirect
Feb. 8, 2013	RZLT	Option to Purchase Common Stock→ Common Stock (3,500,000)	3,500,000	Direct
Jan. 19, 2005	NKTR	Employee Stock Option (Right to Buy)→ Common Stock (80,000)	80,000	Direct
Jan. 19, 2005	NKTR	Employee Stock Option (Right to Buy)→ Common Stock (80,000)	80,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NKTR

President and Head of the Pulmonary Business Unit

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2006	$321,332	—	—	—	$114,804	—	$582	$649,598
2005	—	—	—	—	—	—	—	—

RZLT

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2025	$610,825	$451,662	—	—	—	—	—	$2,851,109
2022	$515,000	$378,750	—	$6,862,960	—	—	$24,590	$7,781,300
2018	$450,000	—	—	$1,910,568	—	—	$18,334	$2,378,902

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.