Nicholas B Paumgarten

CIK 1188404 · View on SEC EDGAR ↗

Insider

First SEC filing: May 9, 2016 · Latest: May 9, 2016

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 30 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

30 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 6, 2016 UCB S 7,300,047 $19.66 $143,518,924 0 Indirect -100.00% Disposed 81.9% (price as of 2026-08-21)
Nov. 25, 2015 UCB S 3,000,000 $20.15 $60,450,000 7,300,047 Indirect -29.13% Disposed 77.5% (price as of 2026-08-21)
April 27, 2007 SSP S 3,800 $43.26 $164,388 800 Direct -82.61% Disposed -96.2% (price as of 2026-08-21)
May 6, 2004 SSP S 8,100 $103.16 $835,596 400 Direct -95.29% Disposed -96.8% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 30, 2008 SSP Phantom Stock Class A Common $41.54 — 1 Acquired
June 13, 2008 SSP Option Class A Common (10,000) $46.49 June 12, 2018 1 Acquired
March 31, 2008 SSP Phantom Stock Class A Common $42.01 — 1 Acquired
Dec. 31, 2007 SSP Phantom Stock Class A Common $45.01 — 1 Acquired
Sept. 30, 2007 SSP Phantom Stock Class A Common $42.00 — 1 Acquired
June 29, 2007 SSP Phantom Stock Class A Common $45.69 — 1 Acquired
April 26, 2007 SSP Option Class A Common (10,000) $43.28 April 25, 2017 1 Acquired
March 30, 2007 SSP Phantom Stock Class A Common $44.68 — 1 Acquired
Dec. 29, 2006 SSP Phantom Stock Class A Common $50.26 — 1 Acquired
Sept. 29, 2006 SSP Phantom Stock Class A Common $47.87 — 1 Acquired
June 30, 2006 SSP Phantom Stock Class A Common $43.47 — 1 Acquired
May 4, 2006 SSP Option Class A Common (10,000) $46.64 May 3, 2016 1 Acquired
March 31, 2006 SSP Phantom Stock Class A Common $44.66 — 1 Acquired
Dec. 30, 2005 SSP Phantom Stock Class A Common $47.95 — 1 Acquired
Sept. 30, 2005 SSP Phantom Stock Class A Common $49.72 — 1 Acquired
June 30, 2005 SSP Phantom Stock Class A Common $48.81 — 1 Acquired
April 14, 2005 SSP Option Class A Common (10,000) $51.26 April 13, 2015 1 Acquired
March 31, 2005 SSP Phantom Stock Class A Common $48.89 — 1 Acquired
Dec. 31, 2004 SSP Phantom Stock Class A Common $48.43 — 1 Acquired
Sept. 30, 2004 SSP Phantom Stock Class A Common $47.91 — 1 Acquired
June 30, 2004 SSP Phantom Stock Class A Common $105.15 — 1 Acquired
April 15, 2004 SSP Option Class A Common (5,000) $105.82 April 14, 2014 1 Acquired
March 31, 2004 SSP Phantom Stock Class A Common $100.43 — 1 Acquired
Dec. 31, 2003 SSP Phantom Stock Class A Common $94.17 — 1 Acquired
May 12, 1997 SSP Option Class A Common (3,800) $19.19 May 11, 2007 1 Disposed
Dec. 9, 1994 SSP Option Class A Common (8,100) $18.67 Dec. 9, 2004 1 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 8, 2015 UCB COMMON STOCK 10,300,047 Indirect