Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 4, 2025 AUPH S 164,947 $7.92 $1,306,380 1,788,945 Direct -8.44% Disposed 99.9% (price as of 2026-10-02)
March 3, 2025 AUPH S 195,593 $8.00 $1,564,744 1,953,892 Direct -9.10% Disposed 97.9% (price as of 2026-10-02)
March 6, 2024 AUPH S 126,981 $5.60 $711,094 1,522,114 Direct -7.70% Disposed 182.7% (price as of 2026-10-02)
March 2, 2023 AUPH S 33,047 $8.78 $290,153 982,671 Direct -3.25% Disposed 80.3% (price as of 2026-10-02)
March 2, 2023 AUPH S 32,750 $8.94 $292,785 982,968 Direct -3.22% Disposed 77.1% (price as of 2026-10-02)
March 2, 2022 AUPH S 9,068 $12.01 $108,907 32,967 Direct -21.57% Disposed 31.8% (price as of 2026-10-02)
May 11, 2021 AUPH P 2,133 $10.15 $21,650 10,461 Direct +25.61% Acquired 56.0% (price as of 2026-10-02)
May 11, 2021 AUPH P 2,992 $11.11 $33,241 13,453 Direct +28.60% Acquired 42.5% (price as of 2026-10-02)
May 18, 2018 AVTX P 12,500 $3.98 $49,750 412,500 Direct +3.12% Acquired -99.9% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 27, 2026 AUPH Employee Stock Option (right to buy) Common Stock (328,424) $13.97 Feb. 27, 2036 328,424 Acquired
Feb. 28, 2025 AUPH Employee Stock Option (right to buy) Common Stock (443,973) $7.55 Feb. 28, 2035 443,973 Acquired
March 2, 2022 AUPH Restricted Stock Unit Common Shares (312,240) · · 312,240 Acquired
March 2, 2022 AUPH Stock Option (right to buy) Common Stock (534,188) $12.01 March 2, 2032 534,188 Acquired
Aug. 7, 2019 AVTX Stock Option (Right to Buy) Common Stock (25,000) $2.93 Aug. 7, 2029 25,000 Acquired
May 24, 2019 AVTX Employee Stock Option (Right to Buy) Common Stock (325,000) $6.22 April 1, 2029 325,000 Acquired
May 24, 2019 AVTX Employee Stock Option (Right to Buy) Common Stock (364,583) $4.24 March 27, 2028 364,583 Acquired
May 24, 2019 AVTX Employee Stock Option (Right to Buy) Common Stock (500,000) $4.24 March 27, 2028 500,000 Acquired
April 1, 2019 AVTX Employee Stock Option (Right to Buy) Common Stock (325,000) $6.22 April 1, 2029 325,000 Acquired
Feb. 1, 2019 KPRX Stock Option (right to buy) Common Stock (50,000) $0.48 Feb. 1, 2029 50,000 Acquired
July 27, 2018 KPRX Stock Option (right to buy) Common Stock (50,000) $0.57 July 27, 2028 50,000 Acquired
March 27, 2018 AVTX Employee Stock Option (Right to Buy) Common Stock (500,000) $4.24 March 27, 2028 500,000 Acquired
March 27, 2018 AVTX Employee Stock Option (Right to Buy) Common Stock (500,000) $4.24 March 27, 2028 500,000 Acquired
June 30, 2017 AVTX Employee Stock Option (Right to Buy) Common Stock (8,357) $0.57 June 29, 2027 8,357 Acquired
May 12, 2017 AVTX Stock Option (Right to Buy) Common Stock (16,714) $0.80 May 11, 2027 16,714 Acquired
Jan. 20, 2017 SVRA Restricted Stock Units Common Stock (45,535) · · 45,535 Acquired
June 15, 2016 SVRA Stock Option (Right to Buy) Common Stock (79,551) $0.43 June 15, 2026 79,551 Acquired
Nov. 5, 2015 SVRA Stock Option (Right to Buy) Common Stock (37,794) $0.45 Nov. 5, 2025 37,794 Acquired
Nov. 5, 2015 SVRA Stock Option (Right to Buy) Common Stock (64,791) $0.45 Nov. 5, 2025 64,791 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 4, 2021 AUPH Common Stock 8,328 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (1,600,000) 1,600,000 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (412,776) 412,776 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (817,024) 817,024 Direct
May 16, 2017 AVTX Common Stock 0 Direct

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

AVTX

PEO
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2019 $175,750 · · · · · $559,454 $735,204
2018 $456,000 $360,000 $1,696,000 $2,568,787 · · $10,000 $5,090,787
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2025 $822,877 · · · $864,021 · $13,182 $5,858,590
2024 $822,877 · · · $720,017 · $49,086 $6,417,897
2023 $822,877 · · · $710,760 · $39,725 $10,573,359

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.