Peter Greenleaf

CIK 1363683 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 4, 2021 · Latest: Jan. 4, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 20, 2026 AUPH F 100,171 $14.40 $1,442,462 1,744,866 Direct -5.43% Disposed 8.2% (price as of 2026-08-19)
Feb. 1, 2019 KPRX A 50,000 50,000 Direct Acquired (price as of 2026-08-19)
July 27, 2018 KPRX A 50,000 50,000 Direct Acquired (price as of 2026-08-19)
March 27, 2018 AVTX A 500,000 500,000 Direct Acquired (price as of 2026-08-19)
March 27, 2018 AVTX A 500,000 500,000 Direct Acquired (price as of 2026-08-19)
March 27, 2018 AVTX A 400,000 400,000 Direct Acquired (price as of 2026-08-19)
May 12, 2017 AVTX A 16,714 16,714 Direct Acquired (price as of 2026-08-19)
Jan. 20, 2017 SVRA A 45,535 45,535 Direct Acquired (price as of 2026-08-19)
June 15, 2016 SVRA A 79,551 79,551 Direct Acquired (price as of 2026-08-19)
Nov. 5, 2015 SVRA A 37,794 37,794 Direct Acquired (price as of 2026-08-19)
Nov. 5, 2015 SVRA A 64,791 64,791 Direct Acquired (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 1, 2019 KPRX Stock Option (right to buy) Common Stock (50,000) $0.48 Feb. 1, 2029 50,000 Acquired
July 27, 2018 KPRX Stock Option (right to buy) Common Stock (50,000) $0.57 July 27, 2028 50,000 Acquired
March 27, 2018 AVTX Employee Stock Option (Right to Buy) Common Stock (500,000) $4.24 March 27, 2028 500,000 Acquired
March 27, 2018 AVTX Employee Stock Option (Right to Buy) Common Stock (500,000) $4.24 March 27, 2028 500,000 Acquired
May 12, 2017 AVTX Stock Option (Right to Buy) Common Stock (16,714) $0.80 May 11, 2027 16,714 Acquired
Jan. 20, 2017 SVRA Restricted Stock Units Common Stock (45,535) 45,535 Acquired
June 15, 2016 SVRA Stock Option (Right to Buy) Common Stock (79,551) $0.43 June 15, 2026 79,551 Acquired
Nov. 5, 2015 SVRA Stock Option (Right to Buy) Common Stock (37,794) $0.45 Nov. 5, 2025 37,794 Acquired
Nov. 5, 2015 SVRA Stock Option (Right to Buy) Common Stock (64,791) $0.45 Nov. 5, 2025 64,791 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 4, 2021 AUPH Common Stock 8,328 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (1,600,000) 1,600,000 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (412,776) 412,776 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (817,024) 817,024 Direct
May 16, 2017 AVTX Common Stock 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AVTX

PEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 $175,750 $559,454 $735,204
2018 $456,000 $360,000 $1,696,000 $2,568,787 $10,000 $5,090,787
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $822,877 $864,021 $13,182 $5,858,590
2024 $822,877 $720,017 $49,086 $6,417,897
2023 $822,877 $710,760 $39,725 $10,573,359

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.