Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 12, 2008 CAPR P 1,000 $1.00 $1,000 5,580 Direct +21.83% Acquired -98.2% (price as of 2026-10-02)
Dec. 12, 2008 CAPR P 2,000 $0.79 $1,580 7,580 Direct +35.84% Acquired -97.7% (price as of 2026-10-02)
Dec. 11, 2008 CAPR P 3,580 $0.60 $2,148 4,580 Direct +358.00% Acquired -97.0% (price as of 2026-10-02)
April 14, 2008 CAPR P 1,000 $4.70 $4,700 1,000 Direct · Acquired -99.6% (price as of 2026-10-02)
April 14, 2008 CAPR P 200 $4.70 $940 200 Indirect · Acquired -99.6% (price as of 2026-10-02)
April 14, 2008 CAPR P 200 $4.70 $940 200 Indirect · Acquired -99.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 7, 2012 CDXS Stock Option (right to buy) Common Stock (59,000) $3.56 March 6, 2022 59,000 Disposed
Jan. 16, 2009 CAPR Employee Stock Option (right to buy) Common Stock (149,148) $0.88 Jan. 15, 2019 149,148 Acquired
March 4, 2008 CAPR Employee Stock Option (right to buy) Common Stock (139,008) $2.71 Sept. 17, 2017 139,008 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Feb. 24, 2012 CDXS Common Stock · Direct
Feb. 24, 2012 CDXS Stock Option (Right to Buy)→ Common Stock (125,000) 125,000 Direct
Feb. 24, 2012 CDXS Stock Option (Right to Buy)→ Common Stock (30,000) 30,000 Direct
Sept. 19, 2007 CAPR Common Stock 0 Direct
Sept. 19, 2007 CAPR Stock Option (Right to Buy)→ Common Stock (989,583) 989,583 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CAPR

Director
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2009 $143,559 · · $54,774 · · $250,404 $448,737
2008 $316,329 · · · · · $1,210 $317,539
2007 $179,840 $70,378 · $627,987 · · $3,535 $881,740

CDXS

CEO
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2012 $216,109 · · · · · $295,456 $769,184

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.