Rajeev Shah

CIK 1619841 · View on SEC EDGAR ↗

Insider Activist

First SEC filing: Jan. 29, 2020 · Latest: June 15, 2026

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 35 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

35 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 10, 2022	BDTX	A	15,000	—	—	15,000 Indirect	—	Acquired	(price as of 2026-08-20)
June 18, 2021	BDTX	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
June 17, 2021	KALA	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-20)
June 16, 2021	SLDB	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-20)
May 20, 2021	BDTX	J	443	$24.01	$10,636	0 Direct	-100.00%	Disposed	-91.0% (price as of 2026-08-20)
April 1, 2021	BDTX	J	353,814	$24.26	$8,583,528	2,277,978 Indirect	+18.39%	Acquired	-91.1% (price as of 2026-08-20)
March 18, 2021	BDTX	A	443	$24.01	$10,636	443 Direct	—	Acquired	-91.0% (price as of 2026-08-20)
Dec. 10, 2020	SLDB	A	4,938,282	$3.70	$18,271,643	8,709,882 Indirect	+130.93%	Acquired	-83.3% (price as of 2026-08-20)
June 25, 2020	KALA	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-20)
June 16, 2020	SLDB	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-20)
March 13, 2020	KALA	P	6,337,135	$7.89	$49,999,995	10,874,613 Indirect	+139.66%	Acquired	-100.0% (price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	92,063	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	213,429	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	548,224	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	563,204	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	492,643	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	2,885,295	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 3, 2020	BDTX	P	136,539	$19.00	$2,594,241	353,814 Indirect	+62.84%	Acquired	-88.7% (price as of 2026-08-20)
Feb. 3, 2020	BDTX	P	77,803	$19.00	$1,478,257	311,926 Indirect	+33.23%	Acquired	-88.7% (price as of 2026-08-20)
Feb. 3, 2020	BDTX	P	785,658	$19.00	$14,927,502	1,924,164 Indirect	+69.01%	Acquired	-88.7% (price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	30,526	—	—	217,275 Indirect	+16.35%	Acquired	(price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	70,770	—	—	234,123 Indirect	+43.32%	Acquired	(price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	181,783	—	—	1,138,506 Indirect	+19.00%	Acquired	(price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	186,749	—	—	186,749 Indirect	—	Acquired	(price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	163,353	—	—	163,353 Indirect	—	Acquired	(price as of 2026-08-20)
Feb. 3, 2020	BDTX	C	956,723	—	—	956,723 Indirect	—	Acquired	(price as of 2026-08-20)
July 25, 2019	SLDB	A	1,881,720	$4.65	$8,749,998	4,571,164 Indirect	+69.97%	Acquired	-86.7% (price as of 2026-08-20)
June 13, 2019	SLDB	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
June 5, 2019	KALA	A	21,000	—	—	21,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 13, 2018	SLDB	A	8,165	—	—	8,165 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 3, 2018	KALA	P	2,424,242	$8.25	$19,999,996	4,537,478 Indirect	+114.72%	Acquired	-100.0% (price as of 2026-08-20)
July 25, 2018	SLDB	A	1,835	—	—	1,835 Direct	—	Acquired	(price as of 2026-08-20)
June 12, 2018	KALA	A	12,960	—	—	12,960 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 30, 2018	SLDB	P	1,000,000	$16.00	$16,000,000	2,689,444 Indirect	+59.19%	Acquired	-96.1% (price as of 2026-08-20)
Oct. 12, 2017	KALV	P	850,000	$8.50	$7,225,000	1,441,070 Indirect	+143.81%	Acquired
Sept. 27, 2017	KALV	A	6,000	—	—	6,000 Direct	—	Acquired
July 25, 2017	KALA	C	4,409,170	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
July 25, 2017	KALA	C	3,819,444	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
July 25, 2017	KALA	P	533,333	$15.00	$7,999,995	2,113,236 Indirect	+33.76%	Acquired	-100.0% (price as of 2026-08-20)
July 25, 2017	KALA	C	1,579,903	—	—	1,579,903 Indirect	—	Acquired	(price as of 2026-08-20)
July 19, 2017	KALA	A	12,960	—	—	12,960 Direct	—	Acquired	(price as of 2026-08-20)
March 23, 2017	KALV	A	12,000	—	—	12,000 Direct	—	Acquired
Nov. 21, 2016	KALV	A	591,070	—	—	591,070 Indirect	—	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 10, 2022	BDTX	Stock Option (Right to Buy)	Common Stock (15,000)	$2.14	June 9, 2032	15,000	Acquired
June 18, 2021	BDTX	Stock Option (Right to Buy)	Common Stock (15,000)	$12.55	June 17, 2031	15,000	Acquired
June 16, 2021	SLDB	Director Stock Option (Right to Buy)	Common Stock (30,000)	$3.94	June 16, 2031	30,000	Acquired
June 16, 2020	SLDB	Director Stock Option (Right to But)	Common Stock (30,000)	$3.03	June 16, 2030	30,000	Acquired
Feb. 3, 2020	BDTX	Series C Preferred Stock	Common Stock (30,526)	—	—	92,063	Disposed
Feb. 3, 2020	BDTX	Series C Preferred Stock	Common Stock (70,770)	—	—	213,429	Disposed
Feb. 3, 2020	BDTX	Series C Preferred Stock	Common Stock (181,783)	—	—	548,224	Disposed
Feb. 3, 2020	BDTX	Series B Preferred Stock	Common Stock (186,749)	—	—	563,204	Disposed
Feb. 3, 2020	BDTX	Series B Preferred Stock	Common Stock (163,353)	—	—	492,643	Disposed
Feb. 3, 2020	BDTX	Series B Preferred Stock	Common Stock (956,723)	—	—	2,885,295	Disposed
June 13, 2019	SLDB	Director Stock Option (Right to Buy)	Common Stock (10,000)	$5.26	June 13, 2029	10,000	Acquired
June 5, 2019	KALA	Stock Option (right to buy)	Common Stock (21,000)	$5.35	June 4, 2029	21,000	Acquired
Dec. 13, 2018	SLDB	Director Stock Option (Right to Buy)	Common Stock (8,165)	$23.58	Dec. 13, 2028	8,165	Acquired
July 25, 2018	SLDB	Director Stock Option (Right to Buy)	Common Stock (1,835)	$37.89	July 25, 2028	1,835	Acquired
June 12, 2018	KALA	Stock Option (right to buy)	Common Stock (12,960)	$13.73	June 11, 2028	12,960	Acquired
Sept. 27, 2017	KALV	Director Stock Option (Right to Buy)	Common Stock (6,000)	$6.71	Sept. 26, 2027	6,000	Acquired
July 25, 2017	KALA	Series C Preferred Stock	Common Stock (846,566)	—	—	4,409,170	Disposed
July 25, 2017	KALA	Series B Preferred Stock	Common Stock (733,337)	—	—	3,819,444	Disposed
July 19, 2017	KALA	Stock Option (right to buy)	Common Stock (12,960)	$15.00	July 18, 2027	12,960	Acquired
March 23, 2017	KALV	Director Stock Option (Right to Buy)	Common Stock	$7.88	March 22, 2027	12,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 29, 2020	BDTX	Series B Preferred Stock→ Common Stock (956,723)	956,723	Indirect
Jan. 29, 2020	BDTX	Series B Preferred Stock→ Common Stock (163,353)	163,353	Indirect
Jan. 29, 2020	BDTX	Series B Preferred Stock→ Common Stock (186,749)	186,749	Indirect
Jan. 29, 2020	BDTX	Series C Preferred Stock→ Common Stock (181,783)	181,783	Indirect
Jan. 29, 2020	BDTX	Series C Preferred Stock→ Common Stock (70,770)	70,770	Indirect
Jan. 29, 2020	BDTX	Series C Preferred Stock→ Common Stock (30,526)	30,526	Indirect
Jan. 25, 2018	SLDB	Common Stock	1,689,444	Indirect
July 19, 2017	KALA	Series B Preferred Stock→ Common Stock (733,337)	733,337	Indirect
July 19, 2017	KALA	Series C Preferred Stock→ Common Stock (846,566)	846,566	Indirect