Richard J Rodgers

CIK 1313397 · View on SEC EDGAR ↗

Insider

First SEC filing: July 13, 2023 · Latest: July 13, 2023

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 58 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

58 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 19, 2020 IRD P 3,148 — — 3,148 Direct — Acquired (price as of 2026-08-21)
Nov. 19, 2020 IRD P 26,789 — — 26,789 Direct — Acquired (price as of 2026-08-21)
Nov. 19, 2020 IRD P 17,730 — — 23,640 Direct +300.00% Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 20, 2026 NVAX Restricted Stock Units Common Stock (18,880) — — 18,880 Disposed
June 18, 2026 NVAX Restricted Stock Units Common Stock (14,180) — — 14,180 Acquired
June 18, 2026 NVAX Stock Option (Right to Buy) Common Stock (21,270) $9.13 June 18, 2036 21,270 Acquired
June 16, 2026 ARDX Stock Option (Right to Buy) Common Stock (39,715) $5.67 June 16, 2036 39,715 Acquired
Oct. 29, 2025 NVAX Restricted Stock Units Restricted Stock Units (3,800) — — 3,800 Disposed
June 20, 2025 NVAX Restricted Stock Units Common Stock (18,884) — — 18,884 Acquired
June 20, 2025 NVAX Stock Option (Right to Buy) Common Stock (28,326) $6.42 June 20, 2035 28,326 Acquired
April 30, 2025 IRD Stock Option (Right to Buy) Common Stock (79,592) $0.95 April 29, 2035 79,592 Acquired
June 11, 2024 IRD Stock Option (Right to Buy) Common Stock (35,181) $1.72 June 10, 2034 35,181 Acquired
Oct. 29, 2023 NVAX Restricted Stock Units Restricted Stock Units (3,800) — — 3,800 Disposed
July 18, 2023 SGMT Stock Option (Right to Buy) Series A Common Stock (23,839) $6.36 Jan. 26, 2031 23,839 Acquired
July 18, 2023 SGMT Stock Option (Right to Buy) Common Stock (23,839) $6.36 Jan. 26, 2031 23,839 Disposed
July 18, 2023 SGMT Stock Option (Right to Buy) Series A Common Stock (23,216) $6.36 April 27, 2029 23,216 Acquired
July 18, 2023 SGMT Stock Option (Right to Buy) Common Stock (23,216) $6.36 April 27, 2029 23,216 Disposed
July 18, 2023 SGMT Stock Option (Right to Buy) Series A Common Stock (1,976) $23.05 March 9, 2025 1,976 Acquired
July 18, 2023 SGMT Stock Option (Right to Buy) Common Stock (1,976) $23.05 March 9, 2025 1,976 Disposed
June 12, 2023 NVAX Restricted Stock Units Common Stock (6,670) — — 6,670 Acquired
June 12, 2023 NVAX Stock Option (Right to Buy) Common Stock (7,710) $7.78 June 12, 2033 7,710 Acquired
Oct. 29, 2022 NVAX Restricted Stock Units Common Stock (11,400) — — 11,400 Acquired
Oct. 29, 2022 NVAX Stock Option (Right to buy) Common Stock (17,095) $23.02 Oct. 29, 2032 17,095 Acquired
Oct. 3, 2022 IRD Series B Warrant (right to buy) Common Stock (3,148) $0.00 Oct. 4, 2022 3,148 Disposed
June 13, 2022 IRD Stock Option (right to buy) Common Stock (20,000) $1.93 June 12, 2032 20,000 Acquired
June 7, 2021 IRD Stock Option (right to buy) Common Stock (20,000) $5.74 June 7, 2031 20,000 Acquired
Nov. 19, 2020 IRD Series B Warrant (right to buy) Common Stock (3,148) $0.00 Jan. 28, 2022 3,148 Acquired
Nov. 19, 2020 IRD Series A Warrant (right to buy) Common Stock (26,789) — Nov. 19, 2025 26,789 Acquired
Nov. 11, 2020 IRD Stock Option (right to buy) Common Stock (50,000) $4.05 Nov. 11, 2030 50,000 Acquired
June 6, 2019 IRD Stock Option (right to buy) Common Stock (3,537) $5.23 June 6, 2029 3,537 Acquired
June 28, 2018 IRD Stock Option (right to buy) Common Stock (39,742) $1.46 June 28, 2028 39,742 Acquired
June 13, 2018 ARDX Stock Option (Right to Buy) Common Stock (15,000) $4.03 June 13, 2028 15,000 Acquired
June 7, 2017 ARDX Stock Option (Right to Buy) Common Stock (15,000) $4.30 June 7, 2027 15,000 Acquired
April 11, 2017 IRD Stock Option (right to buy) Common Stock (110,000) $0.62 April 11, 2027 110,000 Acquired
June 9, 2016 IRD Stock Option (right to buy) Common Stock (225,000) $0.28 June 9, 2026 225,000 Acquired
June 2, 2016 ARDX Stock Option (Right to Buy) Common Stock (15,000) $9.27 June 2, 2026 15,000 Acquired
Sept. 16, 2015 IRD Stock Option (right to buy) Common Stock (90,000) $0.54 Sept. 16, 2025 90,000 Acquired
June 11, 2015 ARDX Stock Option (Right to Buy) Common Stock (15,000) $14.60 June 11, 2025 15,000 Acquired
Dec. 2, 2014 IRD Stock Option (right to buy) Common Stock (30,000) $0.68 Dec. 2, 2024 30,000 Acquired
June 18, 2014 ARDX Stock Option (Right to Buy) Common Stock (30,000) $14.00 June 18, 2024 30,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 13, 2023 SGMT Stock Option (Right to Buy)→ Common Stock (1,976) 1,976 Direct
July 13, 2023 SGMT Stock Option (Right to Buy)→ Common Stock (23,216) 23,216 Direct
July 13, 2023 SGMT Stock Option (Right to Buy)→ Common Stock (23,839) 23,839 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

IRD

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $379,626 $100,000 $419,450 — $0 — $0 $899,076

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.