Robert I Tepper
CIK 1192595 · View on SEC EDGAR ↗
Insider
First SEC filing: July 19, 2017 · Latest: July 19, 2017
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 7 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
7 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 4, 2017 | CTMX | S 10b5-1 | 24,777 | $24.34 | $603,072 | 29,516 Direct | -45.64% | Disposed | -85.5% (price as of 2026-08-19) |
| Sept. 19, 2017 | CTMX | S 10b5-1 | 20,000 | $18.00 | $360,000 | 54,293 Direct | -26.92% | Disposed | -80.4% (price as of 2026-08-19) |
| June 29, 2017 | CTMX | S 10b5-1 | 15,000 | $16.00 | $240,000 | 44,777 Direct | -25.09% | Disposed | -78.0% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 25, 2017 | KALA | Common Stock Warrant (right to buy) | Common Stock (33,333) | $7.50 | — | 33,333 | Acquired |
| July 25, 2017 | KALA | Series B Preferred Stock Warrant (right to buy) | Series B Preferred Stock | — | — | 173,611 | Disposed |
| July 25, 2017 | KALA | Series B Preferred Stock | Common Stock (435,029) | — | — | 2,265,764 | Disposed |
| July 25, 2017 | KALA | Series A Preferred Stock | Common Stock (480,003) | — | — | 2,500,000 | Disposed |
| July 25, 2017 | KALA | Series Seed Preferred Stock | Common Stock (706,060) | — | — | 3,677,374 | Disposed |
| July 19, 2017 | KALA | Stock Option (right to buy) | Common Stock (12,960) | $15.00 | July 18, 2027 | 12,960 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 19, 2017 | KALA | Series Seed Preferred Stock→ Common Stock (706,060) | 706,060 | Indirect |
| July 19, 2017 | KALA | Series A Preferred Stock→ Common Stock (480,003) | 480,003 | Indirect |
| July 19, 2017 | KALA | Series B Preferred Stock→ Common Stock (435,029) | 435,029 | Indirect |
| July 19, 2017 | KALA | Series B Preferred Stock Warrant (right to buy)→ Series B Preferred Stock | — | Indirect |
| April 10, 2014 | DARE | Common Stock | 18,954 | Direct |
| April 10, 2014 | DARE | Stock Option (right to buy)→ Common Stock | — | Direct |