Robert I Tepper
Insider
First SEC filing: July 19, 2017 · Latest: July 19, 2017
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 4, 2017 | CTMX | S 10b5-1 | 24,777 | $24.34 | $603,072 | 29,516 Direct | -45.64% | Disposed | -89.5% (price as of 2026-10-02) |
| Sept. 19, 2017 | CTMX | S 10b5-1 | 20,000 | $18.00 | $360,000 | 54,293 Direct | -26.92% | Disposed | -85.8% (price as of 2026-10-02) |
| July 25, 2017 | KALA | C | 33,333 | · | · | 33,333 Indirect | · | Acquired | (price as of 2026-10-02) |
| July 25, 2017 | KALA | C | 173,611 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| July 25, 2017 | KALA | C | 2,265,764 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| July 25, 2017 | KALA | C | 2,500,000 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| July 25, 2017 | KALA | C | 3,677,374 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| July 25, 2017 | KALA | C | 1,621,092 | · | · | 1,621,092 Indirect | · | Acquired | (price as of 2026-10-02) |
| July 19, 2017 | KALA | A | 12,960 | · | · | 12,960 Direct | · | Acquired | (price as of 2026-10-02) |
| June 29, 2017 | CTMX | S 10b5-1 | 15,000 | $16.00 | $240,000 | 44,777 Direct | -25.09% | Disposed | -84.0% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 25, 2017 | KALA | Common Stock Warrant (right to buy) | Common Stock | $7.50 | · | 33,333 | Acquired |
| July 25, 2017 | KALA | Series B Preferred Stock Warrant (right to buy) | Series B Preferred Stock | · | · | 173,611 | Disposed |
| July 25, 2017 | KALA | Series B Preferred Stock | Common Stock | · | · | 2,265,764 | Disposed |
| July 25, 2017 | KALA | Series A Preferred Stock | Common Stock | · | · | 2,500,000 | Disposed |
| July 25, 2017 | KALA | Series Seed Preferred Stock | Common Stock | · | · | 3,677,374 | Disposed |
| July 19, 2017 | KALA | Stock Option (right to buy) | Common Stock | $15.00 | July 18, 2027 | 12,960 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 19, 2017 | KALA | Series Seed Preferred Stock | 706,060 | Indirect |
| July 19, 2017 | KALA | Series A Preferred Stock | 480,003 | Indirect |
| July 19, 2017 | KALA | Series B Preferred Stock | 435,029 | Indirect |
| July 19, 2017 | KALA | Series B Preferred Stock Warrant (right to buy) | · | Indirect |
| April 10, 2014 | DARE | Common Stock | 18,954 | Direct |
| April 10, 2014 | DARE | Stock Option (right to buy) | · | Direct |