Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 22, 2016 OTLK P 80,500 · · 80,500 Direct · Acquired (price as of 2026-10-05)
Aug. 15, 2005 LLY S 400 $53.31 $21,324 753 Direct -34.69% Disposed 2062.6% (price as of 2026-10-05)
Aug. 15, 2005 LLY S 2,800 $53.30 $149,240 1,153 Direct -70.83% Disposed 2063.0% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 6, 2019 AKBA Stock Option (Right to buy) Common Stock (20,100) $4.23 June 6, 2029 20,100 Acquired
June 14, 2018 AKBA Stock Option (Right to buy) Common Stock (12,500) $11.14 June 14, 2028 12,500 Acquired
June 8, 2018 TARA Stock Option (Right to Buy) Common Stock (12,700) $2.50 June 7, 2028 12,700 Acquired
Oct. 26, 2017 OTLK Stock Option (Right to Buy) Common Stock (15,000) $1.32 Oct. 26, 2027 15,000 Acquired
June 20, 2017 TARA Stock Option (Right to Buy) Common Stock, $0.001 par value (6,666) $1.30 June 19, 2027 6,666 Acquired
June 15, 2017 AKBA Stock Option (Right to buy) Common Stock (12,500) $14.37 June 15, 2027 12,500 Acquired
Dec. 22, 2016 OTLK Warrant (Right to Buy) Common Stock (80,500) $3.00 Dec. 22, 2021 80,500 Acquired
Nov. 28, 2016 OTLK Warrant (Right to Buy) Common Stock $0.01 Nov. 8, 2019 37,315 Acquired
July 29, 2016 AKBA Stock Option (Right to buy) Common Stock (25,000) $8.95 July 29, 2026 25,000 Acquired
June 9, 2016 TARA Stock Option (Right to Buy) Common Stock, $0.001 par value (6,666) $5.90 June 8, 2026 6,666 Acquired
May 18, 2016 OTLK Series A Preferred Stock Common Stock $0.00 · 351 Disposed
July 21, 2015 TARA Stock Option (Right to Buy) Common Stock, $0.001 par value (13,333) $18.25 July 21, 2025 13,333 Acquired
Feb. 10, 2006 LLY Employee stock option 2/06 (right to buy) Common Stock (39,157) $56.18 Feb. 9, 2016 39,157 Acquired
Aug. 16, 2005 LLY Employee stock option 10/96 (right to buy) Common Stock (2,000) $34.60 Oct. 20, 2006 2,000 Disposed
Aug. 16, 2005 LLY Employee stock option 10/95 (right to buy) Common Stock (4,000) $23.41 Oct. 15, 2005 4,000 Disposed
Aug. 3, 2005 LLY Employee stock option 10/96 (right to buy) Common Stock $34.60 Oct. 20, 2006 4,000 Disposed
Aug. 3, 2005 LLY Employee stock option 10/95 (right to buy) Common Stock (8,000) $23.41 Oct. 15, 2005 8,000 Disposed
Aug. 3, 2005 LLY Employee stock option 10/96 (right to buy) Common Stock (2,000) $34.60 Oct. 20, 2006 2,000 Acquired
Aug. 3, 2005 LLY Employee stock option 10/95 (right to buy) Common Stock (4,000) $23.41 Oct. 15, 2005 4,000 Acquired
Feb. 11, 2005 LLY Employee stock option (right to buy) Common Stock (46,154) $55.65 Feb. 10, 2015 46,154 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 12, 2016 OTLK Common Stock 72,463 Direct
May 12, 2016 OTLK Restricted Stock Units [F1] 57,971 Direct
May 12, 2016 OTLK Series A Preferred Stock→ Common Stock · Direct
Oct. 8, 2004 LLY Common Stock 3,000 Direct
Oct. 8, 2004 LLY Common Stock 5,179 Indirect
Oct. 8, 2004 LLY Common Stock 11,857 Indirect
Oct. 8, 2004 LLY Employee stock option (right to buy)→ Common Stock (8,000) 8,000 Direct
Oct. 8, 2004 LLY Employee stock option (right to buy)→ Common Stock (4,000) 4,000 Direct
Oct. 8, 2004 LLY Employee stock option (right to buy)→ Common Stock (5,700) 5,700 Direct
Oct. 8, 2004 LLY Employee stock option (right to buy)→ Common Stock (5,700) 5,700 Direct
Oct. 8, 2004 LLY Employee Stock Option (right to buy)→ Common Stock (14,000) 14,000 Direct
Oct. 8, 2004 LLY Employee stock option (right to buy)→ Common Stock (50,600) 50,600 Direct
Oct. 8, 2004 LLY Employee stock option (right to buy)→ Common Stock (23,000) 23,000 Direct
Oct. 8, 2004 LLY Employee stock option (right to buy)→ Common Stock (46,000) 46,000 Direct
Oct. 8, 2004 LLY Employee stock option (right to buy)→ Common Stock (50,000) 50,000 Direct
Oct. 8, 2004 LLY Employee stock option (right to buy)→ Common Stock (46,000) 46,000 Direct