Simon Pedder

CIK 1316736 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 18, 2014 · Latest: Aug. 18, 2014

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 20, 2014 CLRB P 13,300 $0.01 $133 277,578 Direct +5.03% Acquired -99.1% (price as of 2026-08-19)
Aug. 20, 2014 CLRB P 13,300 $3.75 $49,875 13,300 Direct Acquired -100.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 28, 2019 AVTX Stock Option (Right to Buy) Common Stock $5.44 June 28, 2029 117 Acquired
Feb. 1, 2019 DCTH Stock Options Common Stock (100,000) $0.28 Feb. 1, 2029 100,000 Acquired
Aug. 20, 2014 CLRB Stock purchase warrant (right to buy) Common Stock (13,300) $4.68 Aug. 20, 2019 13,300 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 18, 2014 CLRB Employee Stock Option (right to buy)→ Common Stock (168,000) 168,000 Direct
Aug. 18, 2014 CLRB Employee Stock Option (right to buy)→ Common Stock (96,278) 96,278 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2015 $160,416 $564 $160,980
2014 $262,500 $90,847 $353,347

AVTX

Ph.D. (4) Former Executive Chairman of the Board
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 $247,917 $157,500 $1,245,000 $1,855,965 $270,267 $3,776,649

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.