Insider at

04

Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 42 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

42 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 11, 2014 GALT S 6,000 $11.84 $71,040 87,219 Direct -6.44% Disposed -67.1% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 18, 2019 WHWK Stock Option (Right to Buy) Common Stock (21,400) $0.96 June 18, 2029 21,400 Acquired
Jan. 25, 2019 PVLA Stock Option (right to buy) Common Stock (20,000) $2.74 Jan. 25, 2029 20,000 Acquired
June 20, 2018 WHWK Stock Option (Right to Buy) Common Stock (21,400) $4.00 June 20, 2028 21,400 Acquired
Jan. 25, 2018 PVLA Stock Option (right to buy) Common Stock (20,000) $7.72 Jan. 25, 2028 20,000 Acquired
Jan. 25, 2017 PVLA Stock Option (right to buy) Common Stock (20,000) $2.01 Jan. 25, 2027 20,000 Acquired
Dec. 15, 2016 GALT Stock option (right to buy) Common stock (41,500) $0.89 Dec. 15, 2026 41,500 Acquired
Feb. 16, 2016 PVLA Stock Option (right to buy) Common Stock (20,000) $1.59 Feb. 16, 2026 20,000 Acquired
April 8, 2015 GALT Stock Option (right to buy) Common Stock (16,714) $3.59 March 28, 2023 16,714 Disposed
April 8, 2015 GALT Stock Option (right to buy) Common Stock (6,168) $7.08 June 28, 2021 6,168 Disposed
Nov. 18, 2014 GALT Stock option (right to buy) Common stock (6,269) $3.59 March 28, 2023 6,269 Acquired
Nov. 18, 2014 GALT Stock option (right to buy) Common stock (6,168) $7.08 June 28, 2021 6,168 Acquired
Jan. 31, 2014 GALT Stock Option (right to buy) Common Stock (6,269) $3.59 March 28, 2023 6,269 Disposed
Jan. 31, 2014 GALT Stock Option (right to buy) Common Stock (8,475) · June 28, 2021 8,475 Disposed
Jan. 31, 2014 GALT Stock Option (right to buy) Common Stock (9,260) · March 24, 2016 9,260 Disposed
Jan. 31, 2014 GALT Stock Option (right to buy) Common Stock (83,334) · Feb. 25, 2014 83,334 Disposed
Jan. 31, 2014 GALT Stock Option (right to buy) Common Stock (667) · Feb. 8, 2014 667 Disposed
March 28, 2013 GALT Stock Option (right to buy) Common Stock (16,714) $3.59 March 28, 2023 16,714 Acquired
March 12, 2013 GALT Employee Stock Option (right to buy) Common Stock · March 13, 2013 1,167 Disposed
June 28, 2011 GALT Stock Option (Right to Buy) Common Stock (50,848) $1.18 June 28, 2021 50,848 Acquired
March 24, 2011 GALT Stock Option (Right to Buy) Common Stock (55,556) $1.08 March 24, 2016 55,556 Acquired
Feb. 25, 2009 GALT Stock Option (Right to Buy) Common Stock (500,000) $0.20 Feb. 25, 2014 500,000 Acquired
Feb. 8, 2009 GALT Stock Option (right to buy) Common Stock (4,000) $0.12 Feb. 8, 2014 4,000 Disposed
March 13, 2008 GALT Employee Stock Option (right to buy) Common Stock (7,000) $0.38 March 13, 2013 7,000 Acquired
March 8, 2007 GALT Employee Stock Option (right to buy) Common Stock (5,500) $1.01 March 8, 2012 5,000 Acquired
March 9, 2006 GALT Employee Stock Option (right to buy) Common Stock (3,500) $3.75 March 9, 2011 3,500 Acquired
Feb. 24, 2005 GALT Employee Stock Option (right to buy) Common Stock (11,000) $2.70 Feb. 24, 2010 11,000 Acquired
Feb. 24, 2005 GALT Employee Stock Option (right to buy) Common Stock (11,000) $2.70 Feb. 24, 2009 11,000 Acquired
Sept. 15, 2004 GALT Employee Stock Option (right to buy) Common Stock (250) $3.86 Sept. 15, 2009 250 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 29, 2015 PVLA Stock option (right to buy)→ Common Stock (30,000) 30,000 Direct