STIFEL FINANCIAL CORP
CIK 720672 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 30, 2013 · Latest: Aug. 30, 2013
On this page
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 17, 2013 | CGBD | P | 78,490 | $20.00 | $1,569,800 | 333,119 Direct | +30.83% | Acquired | -43.2% (price as of 2026-08-20) |
| June 11, 2013 | CGBD | P | 138,160 | $20.00 | $2,763,200 | 254,629 Direct | +118.62% | Acquired | -43.2% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 30, 2013 | CGBD | Common Stock | 116,469 | Direct |