CGBD Carlyle Secured Lending, Inc. - Closed End Fund
$11.33
Price · Aug 19, 2026
Fundamentals as of Aug 6, 2026
52W Range
$10–$14
34% of range
Analyst Rating
BUY
14 analysts
Price Target
$12
+8% upside
P/E (TTM)
11.0
ROE
5.9%
Net Profit Margin
—
CGBD Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$11.32
Market Cap
$796M
P/E (TTM)
11.0
EPS (TTM)
$1.01
Revenue (TTM)
—
Div Yield
13.1%
ROE
5.9%
Debt/Equity
—
52W Range
$10 – $14
CGBD Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
—
EPS
$1.01
2020-12-31
→
2025-12-31
Free Cash Flow
—
Margins
—
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
CGBD
Peer Median
P/E (TTM)
11.0
12.6
P/B
0.7
0.8
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
CGBD
Peer Median
ROA
3.0%
3.1%
ROE
5.9%
7.9%
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
CGBD
Peer Median
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
CGBD
Peer Median
EPS YoY
-36.1%
—
Net Income YoY
-21.4%
—
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
CGBD
Peer Median
Payout Ratio
148.7%
—
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
13.1%
Payout Ratio
148.7%
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| June 30, 2026 | $0.3500 |
| March 31, 2026 | $0.4000 |
| Dec. 31, 2025 | $0.4000 |
| Sept. 30, 2025 | $0.4000 |
| June 30, 2025 | $0.4000 |
| March 24, 2025 | $0.4500 |
| Dec. 31, 2024 | $0.4500 |
| Sept. 30, 2024 | $0.4700 |
| June 28, 2024 | $0.4700 |
| March 27, 2024 | $0.4800 |
| Dec. 28, 2023 | $0.4400 |
| Sept. 28, 2023 | $0.4400 |
| June 29, 2023 | $0.4400 |
| March 30, 2023 | $0.4400 |
| Dec. 29, 2022 | $0.4400 |
| Sept. 29, 2022 | $0.4000 |
| June 29, 2022 | $0.4000 |
| March 30, 2022 | $0.4000 |
| Dec. 30, 2021 | $0.3900 |
| Sept. 29, 2021 | $0.3800 |
CGBD Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
BUY
14 analysts
- Strong Buy 2 14.3%
- Buy 6 42.9%
- Hold 5 35.7%
- Sell 1 7.1%
- Strong Sell 0 0.0%
12-Month Price Target
7 analysts · 2026-08-16
Median
$12.00
Now
$11.32
Low
$10.00
High
$14.00
Median target
$12.00
+6.0%
Mean target
$12.29
+8.5%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
-0.01%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| June 30, 2026 | $0.35 | $0.34 | 0.01% |
| March 31, 2026 | $0.36 | $0.36 | -0.00% |
| Dec. 31, 2025 | $0.36 | $0.38 | -0.02% |
| Sept. 30, 2025 | $0.38 | $0.40 | -0.02% |
| June 30, 2025 | $0.39 | $0.40 | -0.01% |
| March 31, 2025 | $0.41 | $0.44 | -0.03% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| CGBD | $897M | 12.4 | — | — | 5.9% | — |
| BBDC | $961M | 8.2 | — | — | 8.7% | — |
| RPC | — | 57.7 | 0.30% | 6.6% | 4.9% | — |
| KBDC | $974M | 8.6 | — | — | 8.3% | — |
| MFIC | $1.05B | — | — | — | 4.7% | — |
| BCSF | $902M | 9.1 | — | — | 8.8% | — |
| FDUS | $733M | 9.3 | — | — | 11.5% | — |
| PFLT | $882M | — | — | — | 6.2% | — |
| NMFC | $945M | 57.6 | — | — | 1.3% | — |
| SLRC | $843M | 9.1 | — | — | — | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 6
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Interest Expense | · | · | · | $44M | $31M | $40M | |
| Net Income | $70M | $89M | $92M | $86M | $160M | $7M | |
| EPS (Basic) | $1.02 | $1.68 | $1.75 | $1.58 | $2.89 | $0.08 | |
| EPS (Diluted) | $1.01 | $1.58 | $1.64 | $1.49 | $2.69 | $0.08 | |
| Shares (Basic) | 67,718,284 | 50,831,205 | 50,817,659 | 52,112,420 | 54,244,432 | 56,421,137 | |
| Shares (Diluted) | 69,038,337 | 56,468,099 | 56,311,555 | 57,482,099 | 59,531,683 | 56,421,137 |
Balance Sheet 8
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Total Assets | $2.79B | $1.93B | $1.94B | $2.04B | $2.03B | · | |
| Total Liabilities | $1.62B | $1.02B | $1.03B | $1.12B | $1.08B | · | |
| Long-term Debt | $1.53B | $961M | $980M | $1.08B | $1.04B | · | |
| Common Stock | $718.0K | $509.0K | $508.0K | $511.0K | $532.0K | · | |
| Paid-in Capital | $1.36B | $1.01B | $1.02B | $1.02B | $1.05B | · | |
| Retained Earnings | $-196M | $-158M | $-152M | $-154M | $-153M | · | |
| Stockholders' Equity | $1.17B | $905M | $913M | $917M | $949M | $901M | |
| Shares Outstanding | 71,807,190 | 50,906,262 | 50,794,941 | 51,060,136 | 53,142,454 | 55,320,309 |
Cash Flow 7
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $-205M | $104M | $231M | $15M | $75M | $305M | |
| Stock Issued | $101.0K | $0 | $0 | · | · | · | |
| Stock Repurchased | $14M | $0 | $4M | $28M | $28M | $27M | |
| Net Stock Activity | $-14M | $0 | $-4M | · | · | · | |
| Dividends Paid | $104M | $96M | $93M | $87M | $84M | $97M | |
| Financing Cash Flow | $224M | $-108M | $-201M | $-77M | $-51M | $-273M | |
| Net Change in Cash | $20M | $-4M | $30M | $-63M | $25M | $32M |
Profitability 2
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| ROA | 3.0% | 4.6% | 4.6% | · | · | · | |
| ROE | 5.9% | 9.8% | 10.1% | · | · | · |
Growth Rates 7
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| EPS YoY | -36.1% | -3.7% | 10.1% | -44.6% | 3262.5% | · | |
| EPS CAGR 3Y | -12.2% | -16.2% | 173.7% | · | · | · | |
| EPS CAGR 5Y | 66.0% | · | · | · | · | · | |
| Net Income YoY | -21.4% | -3.6% | 7.8% | -46.6% | 2248.1% | · | |
| Net Income CAGR 3Y | -6.5% | -17.8% | 138.2% | · | · | · | |
| Net Income CAGR 5Y | 59.3% | · | · | · | · | · | |
| Dividend CAGR 5Y | 1.5% | · | · | · | · | · |
Valuation (TTM) 10
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Net Income TTM | $70M | $89M | $92M | $86M | $160M | $7M | |
| Market Cap | $897M | $913M | $760M | · | · | · | |
| P/E | 12.4 | 11.3 | 9.1 | 9.6 | 5.1 | 128.2 | |
| P/B | 0.8 | 1.0 | 0.8 | · | · | · | |
| P / Tangible Book | 0.8 | 1.0 | 0.8 | 0.8 | · | · | |
| P / Cash Flow | -4.4 | 8.8 | 3.3 | · | · | · | |
| Dividend Yield | 11.6% | 10.5% | 12.2% | · | · | · | |
| Earnings Yield | 8.1% | 8.8% | 11.0% | 10.4% | 19.6% | 0.78% | |
| Payout Ratio | 148.7% | 107.9% | 100.8% | · | · | · | |
| Annual Payout | $104M | $96M | $93M | $87M | $84M | $97M |
Income Statement 6
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Interest Expense | · | · | · | · | · | · | · | · | · | · | · | · | · | $11M | · | |
| Net Income | $-60.0K | $-4M | $17M | $24M | $15M | $14M | $21M | $20M | $19M | $29M | $30M | $5M | $28M | $38M | $5M | |
| EPS (Basic) | $0.00 | $-0.06 | $0.24 | $0.33 | $0.20 | $0.25 | $0.40 | $0.37 | $0.35 | $0.56 | $0.57 | $0.08 | $0.53 | $0.71 | $0.07 | |
| EPS (Diluted) | $0.00 | $-0.06 | $0.23 | $0.33 | $0.20 | $0.25 | $0.38 | $0.35 | $0.33 | $0.52 | $0.54 | $0.08 | $0.50 | $0.66 | $0.07 | |
| Shares (Basic) | 69,542,646 | 70,907,909 | -130,010,906 | 72,902,981 | 72,902,981 | 51,923,228 | -101,597,246 | 50,838,569 | 50,794,941 | 50,794,941 | 50,794,941 | 50,794,941 | 50,887,075 | 51,863,022 | 52,421,296 | |
| Shares (Diluted) | 69,542,646 | 70,907,909 | -134,107,384 | 72,902,981 | 72,902,981 | 57,339,759 | -112,674,875 | 56,446,589 | 56,365,822 | 56,330,563 | 55,993,539 | 50,794,941 | 56,289,347 | 57,182,634 | 52,421,296 |
Balance Sheet 8
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Total Assets | $2.44B | $2.56B | $2.79B | $2.56B | $2.57B | $2.53B | $1.93B | $1.82B | $1.87B | $1.90B | $1.96B | $1.98B | $2.06B | $2.05B | · | |
| Total Liabilities | $1.36B | $1.44B | $1.62B | $1.37B | $1.38B | $1.32B | $1.02B | $910M | $956M | $978M | $1.05B | $1.08B | $1.14B | $1.12B | · | |
| Long-term Debt | $1.29B | $1.38B | $1.53B | $1.31B | $1.31B | $1.25B | $961M | $849M | $906M | $930M | $1.00B | $1.04B | $1.09B | · | · | |
| Common Stock | $692.0K | $703.0K | $718.0K | $729.0K | $729.0K | $729.0K | $509.0K | $508.0K | $508.0K | $508.0K | $508.0K | $508.0K | $508.0K | $517.0K | · | |
| Paid-in Capital | $1.33B | $1.35B | $1.36B | $1.38B | $1.38B | $1.38B | $1.01B | $1.02B | $1.02B | $1.02B | $1.02B | $1.02B | $1.02B | $1.03B | · | |
| Retained Earnings | $-252M | $-228M | $-196M | $-187M | $-182M | $-168M | $-158M | $-159M | $-154M | $-148M | $-161M | $-167M | $-149M | $-145M | · | |
| Stockholders' Equity | $1.08B | $1.12B | $1.17B | $1.19B | $1.20B | $1.21B | $905M | $907M | $911M | $917M | $906M | $900M | $918M | $936M | · | |
| Shares Outstanding | 69,160,814 | 70,270,936 | 71,807,190 | 72,902,981 | 72,902,981 | 72,902,981 | 50,906,262 | 50,848,458 | 50,794,941 | 50,794,941 | 50,794,941 | 50,794,941 | 50,794,941 | 51,616,772 | · |
Cash Flow 7
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $74M | $212M | $-153M | $34M | $-231M | $146M | $-111M | $63M | $71M | $81M | $57M | $92M | $26M | $72M | $-89M | |
| Stock Issued | $0 | $0 | $0 | $0 | $0 | $101.0K | $0 | $0 | $0 | $0 | · | · | · | · | · | |
| Stock Repurchased | $13M | $19M | · | · | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $4M | $7M | $7M | |
| Net Stock Activity | · | $-19M | · | · | · | $101.0K | · | · | · | $0 | · | · | $-4M | · | · | |
| Dividends Paid | $28M | $29M | $29M | $29M | $23M | $23M | $24M | $24M | $25M | $23M | $23M | $23M | $23M | $22M | $22M | |
| Financing Cash Flow | $-122M | $-192M | $177M | $-31M | $29M | $49M | $99M | $-86M | $-49M | $-72M | $-56M | $-81M | $-13M | $-43M | $58M | |
| Net Change in Cash | $-48M | $21M | $24M | $3M | $-202M | $194M | $-12M | $-24M | $22M | $9M | $1M | $11M | $12M | $29M | $-30M |
Profitability 2
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROA | 0.00% | -0.17% | · | 1.1% | 0.66% | 0.63% | · | 1.0% | 0.97% | 1.5% | 1.5% | 0.48% | 2.7% | 3.7% | · | |
| ROE | -0.01% | -0.36% | · | 2.3% | 1.4% | 1.3% | · | 2.2% | 2.1% | 3.2% | 3.3% | 1.1% | 6.1% | 8.1% | · |
Valuation (TTM) 8
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $34M | $48M | · | $72M | $67M | $82M | · | $98M | $83M | $92M | $101M | $75M | $101M | $121M | · | |
| Market Cap | $728M | $769M | · | $911M | $997M | $1.18B | · | $863M | $901M | $827M | $737M | $740M | $692M | $590M | · | |
| P/E | 22.4 | 15.2 | · | 11.1 | 12.1 | 11.2 | · | 9.8 | 12.1 | 9.9 | 8.1 | 11.1 | 7.7 | 5.6 | · | |
| P/B | 0.7 | 0.7 | · | 0.8 | 0.8 | 1.0 | · | 1.0 | 1.0 | 0.9 | 0.8 | 0.8 | 0.8 | 0.6 | · | |
| P / Tangible Book | 0.7 | 0.7 | · | 0.8 | 0.8 | 1.0 | · | 1.0 | 1.0 | 0.9 | 0.8 | 0.8 | 0.8 | 0.6 | · | |
| P / Cash Flow | · | 3.6 | · | · | · | 8.1 | · | · | · | 10.2 | · | · | 27.1 | · | · | |
| Earnings Yield | 4.5% | 6.6% | · | 9.0% | 8.3% | 9.0% | · | 10.2% | 8.3% | 10.1% | 12.3% | 9.0% | 12.9% | 18.0% | · | |
| Payout Ratio | · | -681.0% | · | · | · | 162.1% | · | · | · | 79.4% | · | · | 83.4% | · | · |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | |
|---|---|---|---|---|---|
| Net Income | $70M | $89M | $92M | $86M | $160M |
| Diluted EPS | $1.01 | $1.58 | $1.64 | $1.49 | $2.69 |
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Institutional owners (13F) 157 filers · $197.0M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 18 (-14 vs prior Q) | 27 (+4 vs prior Q) | 43 (+1 vs prior Q) | 34 (-10 vs prior Q) | -1.1M |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | $14,777,191 | 1,403,342 | 7.50% | Shares |
| CHOREO, LLC | $14,334,039 | 1,361,251 | 7.28% | Shares |
| Invesco Ltd. | $12,476,860 | 1,184,887 | 6.33% | Shares |
| Lalia Capital, LLC | $9,764,816 | 927,333 | 4.96% | Shares |
| Russell Investments Group, Ltd. | $9,166,501 | 870,513 | 4.65% | Shares |
| Muzinich & Co., Inc. | $7,805,661 | 741,278 | 3.96% | Shares |
| North Ground Capital | $6,486,480 | 616,000 | 3.29% | Shares |
| Legal & General Group Plc | $6,090,454 | 577,568 | 3.09% | Shares |
| Mariner, LLC | $5,955,544 | 563,240 | 3.02% | Shares |
| Sumitomo Mitsui Trust Group, Inc. | $5,472,810 | 519,735 | 2.78% | Shares |
| Diameter Capital Partners LP | $5,353,315 | 508,387 | 2.72% | Shares |
| ARES MANAGEMENT LLC | $4,972,129 | 472,187 | 2.52% | Shares |
| Arax Advisory Partners | $4,902,899 | 465,613 | 2.49% | Shares |
| TWO SIGMA INVESTMENTS, LP | $4,726,359 | 448,847 | 2.40% | Shares |
| Rockefeller Capital Management L.P. | $4,680,937 | 444,533 | 2.38% | Shares |
| CITADEL ADVISORS LLC | $4,509,999 | 428,300 | 2.29% | Put option |
| Advisors Asset Management, Inc. | $4,302,662 | 239,970 | 2.18% | Shares |
| TWO SIGMA ADVISERS, LP | $3,753,245 | 300,500 | 1.91% | Shares |
| NOVARE CAPITAL MANAGEMENT LLC | $3,026,796 | 287,445 | 1.54% | Shares |
| TORONTO DOMINION BANK | $2,772,296 | 263,276 | 1.41% | Shares |
| WCG Wealth Advisors LLC | $2,416,394 | 229,477 | 1.23% | Shares |
| Callodine Capital Management, LP | $2,369,250 | 225,000 | 1.20% | Shares |
| GRIES FINANCIAL LLC | $2,346,932 | 187,755 | 1.19% | Shares |
| Cliffwater LLC | $2,183,069 | 207,319 | 1.11% | Shares |
| Corient Private Wealth LP | $1,921,396 | 182,469 | 0.98% | Shares |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | $1,920,433 | 182,377 | 0.97% | Shares |
| Significant Wealth Partners LLC | $1,734,891 | 164,757 | 0.88% | Shares |
| BANK OF AMERICA CORP /DE/ | $1,591,652 | 151,154 | 0.81% | Shares |
| HighTower Advisors, LLC | $1,578,241 | 149,880 | 0.80% | Shares |
| Ethos Financial Group, LLC | $1,442,502 | 136,990 | 0.73% | Shares |
| XTX Topco Ltd | $1,440,062 | 136,758 | 0.73% | Shares |
| Northeast Financial Consultants Inc | $1,398,356 | 102,219 | 0.71% | Shares |
| LPL Financial LLC | $1,393,647 | 132,350 | 0.71% | Shares |
| DOLIVER CAPITAL ADVISORS, INC. | $1,385,890 | 126,681 | 0.70% | Shares |
| AMERIPRISE FINANCIAL INC | $1,336,639 | 126,936 | 0.68% | Shares |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | $1,143,000 | 108,547 | 0.58% | Shares |
| Samalin Investment Counsel, LLC | $1,133,406 | 107,636 | 0.58% | Shares |
| Cetera Investment Advisers | $1,092,606 | 103,761 | 0.55% | Shares |
| Steward Partners Investment Advisory, LLC | $1,066,015 | 101,236 | 0.54% | Shares |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $1,055,633 | 100,250 | 0.54% | Shares |
| BluePointe Capital Management, LLC | $1,024,331 | 61,517 | 0.52% | Shares |
| WELLS FARGO & COMPANY/MN | $929,925 | 88,312 | 0.47% | Shares |
| Pathstone Holdings, LLC | $881,114 | 83,677 | 0.45% | Shares |
| Balyasny Asset Management L.P. | $836,019 | 79,394 | 0.42% | Shares |
| Closed-End Fund Advisors, Inc. | $822,435 | 78,104 | 0.42% | Shares |
| CITADEL ADVISORS LLC | $813,895 | 77,293 | 0.41% | Shares |
| ENVESTNET ASSET MANAGEMENT INC | $787,151 | 74,753 | 0.40% | Shares |
| U.S. Capital Wealth Advisors, LLC | $781,466 | 71,432 | 0.40% | Shares |
| Texas Capital Bank Wealth Management Services Inc | $765,605 | 72,707 | 0.39% | Shares |
| Alpine Global Management, LLC | $752,853 | 71,496 | 0.38% | Shares |
| Apollon Wealth Management, LLC | $705,299 | 66,980 | 0.36% | Shares |
| DENALI ADVISORS LLC | $699,171 | 66,398 | 0.35% | Shares |
| NEUBERGER BERMAN GROUP LLC | $686,103 | 65,157 | 0.35% | Shares |
| CWM, LLC | $622,196 | 56,873 | 0.32% | Shares |
| Verdence Capital Advisors LLC | $589,212 | 55,956 | 0.30% | Shares |
| OSAIC HOLDINGS, INC. | $567,306 | 53,857 | 0.29% | Shares |
| Whipplewood Advisors, LLC | $545,665 | 51,820 | 0.28% | Shares |
| Naviter Wealth, LLC | $536,380 | 49,300 | 0.27% | Shares |
| US BANCORP \DE\ | $526,500 | 50,000 | 0.27% | Shares |
| FineMark National Bank & Trust | $504,358 | 40,381 | 0.26% | Shares |
| Virtus Investment Advisers, LLC | $493,404 | 46,857 | 0.25% | Shares |
| Palliser Capital (UK) Ltd | $481,253 | 45,703 | 0.24% | Shares |
| 1858 WEALTH MANAGEMENT, LLC | $479,288 | 38,343 | 0.24% | Shares |
| Almitas Capital LLC | $451,579 | 42,885 | 0.23% | Shares |
| AQR CAPITAL MANAGEMENT LLC | $428,287 | 40,673 | 0.22% | Shares |
| COMMERCE BANK | $425,211 | 40,381 | 0.22% | Shares |
| IEQ CAPITAL, LLC | $424,306 | 40,295 | 0.22% | Shares |
| Lido Advisors, LLC | $414,642 | 38,124 | 0.21% | Shares |
| RAYMOND JAMES FINANCIAL INC | $389,247 | 36,966 | 0.20% | Shares |
| Farther Finance Advisors, LLC | $378,848 | 35,978 | 0.19% | Shares |
| Sunbelt Securities, Inc. | $374,121 | 34,197 | 0.19% | Shares |
| CAXTON ASSOCIATES LP | $362,419 | 20,213 | 0.18% | Shares |
| MAI Capital Management | $355,641 | 33,774 | 0.18% | Shares |
| Cerberus Capital Management, L.P. | $315,900 | 30,000 | 0.16% | Shares |
| Glenmede Investment Management, LP | $314,687 | 25,175 | 0.16% | Shares |
| INDEPENDENT FINANCIAL GROUP, LLC | $295,598 | 28,072 | 0.15% | Shares |
| MACKENZIE FINANCIAL CORP | $290,691 | 27,606 | 0.15% | Shares |
| United Advisor Group, LLC | $275,686 | 26,181 | 0.14% | Shares |
| TRANSCEND CAPITAL ADVISORS, LLC | $263,408 | 25,015 | 0.13% | Shares |
| NewEdge Wealth, LLC | $260,723 | 24,760 | 0.13% | Shares |
| Cascade Financial Partners, LLC | $259,249 | 24,620 | 0.13% | Shares |
| MQS Management LLC | $256,785 | 24,386 | 0.13% | Shares |
| GLENMEDE TRUST CO NA | $247,455 | 23,500 | 0.13% | Shares |
| SMH CAPITAL ADVISORS INC | $231,091 | 21,946 | 0.12% | Shares |
| Summit Financial, LLC | $229,894 | 21,130 | 0.12% | Shares |
| Savant Capital, LLC | $225,064 | 21,374 | 0.11% | Shares |
| Clarus Group, Inc. | $224,194 | 21,291 | 0.11% | Shares |
| Aptus Capital Advisors, LLC | $224,194 | 21,291 | 0.11% | Shares |
| Cornerstone Advisory, LLC | $220,902 | 20,978 | 0.11% | Shares |
| Cerity Partners LLC | $213,031 | 20,231 | 0.11% | Shares |
| JPMORGAN CHASE & CO | $211,770 | 19,500 | 0.11% | Shares |
| Black Maple Capital Management LP | $210,600 | 20,000 | 0.11% | Shares |
| CAZ INVESTMENTS LP | $210,600 | 20,000 | 0.11% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $209,547 | 19,900 | 0.11% | Call option |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $207,441 | 19,700 | 0.11% | Put option |
| FIFTH THIRD BANCORP | $203,482 | 19,324 | 0.10% | Shares |
| Edge Capital Group, LLC | $202,860 | 64,518 | 0.10% | Shares |
| Quantbot Technologies LP | $200,955 | 19,084 | 0.10% | Shares |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $198,288 | 18,125 | 0.10% | Shares |
| JANE STREET GROUP, LLC | $197,353 | 18,742 | 0.10% | Shares |
Company insiders 12 insiders · 5 officers · 5 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Michael Anthony Hart | CEO | May 19, 2017 A | 21,238 | 0 | 0 | $0 |
| Venugopal Rathi | CFO | May 19, 2017 A | 526 | 0 | 0 | $0 |
| Jeffrey Levin | President | June 9, 2017 J | 15,782 | 0 | 0 | $0 |
| Orit Mizrachi | COO | June 9, 2017 J | 2,434 | 0 | 0 | $0 |
| Ian J. Sandler | COO & General Counsel | Jan. 10, 2014 P | 3,561 | 0 | 0 | $0 |
| Eliot P.S. Merrill | Director | May 25, 2017 P | 10,100 | 0 | 0 | $0 |
| Nigel T Andrews | Director | May 25, 2017 P | 10,100 | 0 | 0 | $0 |
| Michael J. Petrick | Director | April 22, 2016 P | 31,739 | 0 | 0 | $0 |
| Kenneth J. Kencel | Director | Feb. 11, 2015 P | 4,614 | 0 | 0 | $0 |
| AFA Sjukfoersaekringsaktiebolag | 10% owner | July 17, 2013 P | 749,519 | 0 | 0 | $0 |
| STIFEL FINANCIAL CORP | 10% owner | July 17, 2013 P | 333,119 | 0 | 0 | $0 |
| John G. Nestor | — | Aug. 12, 2026 S | 0 | 0 | 5 | $-205,972 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
ETF ownership Held by 3 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.