Theodore R Schroeder

CIK 1378690 · View on SEC EDGAR ↗

Insider

First SEC filing: April 16, 2025 · Latest: April 16, 2025

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 19, 2026 PHAT A 24,122 45,122 Direct +114.87% Acquired (price as of 2026-08-20)
April 16, 2025 PHAT A 35,000 35,000 Direct Acquired (price as of 2026-08-20)
April 16, 2025 PHAT A 21,000 21,000 Direct Acquired (price as of 2026-08-20)
May 20, 2020 COLL A 8,095 8,095 Direct Acquired (price as of 2026-08-20)
May 20, 2020 COLL A 4,047 11,007 Direct +58.15% Acquired (price as of 2026-08-20)
April 25, 2019 COLL A 9,414 9,414 Direct Acquired (price as of 2026-08-20)
April 25, 2019 COLL A 4,707 6,960 Direct +208.92% Acquired (price as of 2026-08-20)
May 24, 2018 COLL A 4,506 4,506 Direct Acquired (price as of 2026-08-20)
May 24, 2018 COLL A 2,253 2,253 Direct Acquired (price as of 2026-08-20)
May 24, 2017 COLL A 19,853 19,853 Direct Acquired (price as of 2026-08-20)
June 9, 2016 COLL A 8,700 8,700 Direct Acquired (price as of 2026-08-20)
Jan. 22, 2016 COLL A 15,000 15,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 16, 2025 PHAT Common Stock (Right to Buy) Common Stock (35,000) $4.23 April 15, 2035 35,000 Acquired
May 20, 2020 COLL Stock Option (Right to Purchase) Common Stock (8,095) $22.05 May 20, 2030 8,095 Acquired
April 25, 2019 COLL Stock Option (Right to Purchase) Common Stock (9,414) $14.57 April 25, 2029 9,414 Acquired
May 24, 2018 COLL Stock Option (Right to Purchase) Common Stock (4,506) $24.95 May 24, 2028 4,506 Acquired
May 24, 2017 COLL Stock Option (Right to Purchase) Common Stock (19,853) $9.33 May 24, 2027 19,853 Acquired
June 9, 2016 COLL Stock Option (Right to Purchase) Common Stock (8,700) $16.49 June 9, 2026 8,700 Acquired
Jan. 22, 2016 COLL Stock Option (Right to Purchase) Common Stock (15,000) $17.06 Jan. 22, 2026 15,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 16, 2025 PHAT No securities are beneficially owned. 0 Direct
Jan. 26, 2016 COLL No securities beneficially owned 0 Direct