Theodore R Schroeder
CIK 1378690 · View on SEC EDGAR ↗
First SEC filing: April 16, 2025 · Latest: April 16, 2025
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 19, 2026 | PHAT | A | 24,122 | — | — | 45,122 Direct | +114.87% | Acquired | (price as of 2026-08-20) |
| April 16, 2025 | PHAT | A | 35,000 | — | — | 35,000 Direct | — | Acquired | (price as of 2026-08-20) |
| April 16, 2025 | PHAT | A | 21,000 | — | — | 21,000 Direct | — | Acquired | (price as of 2026-08-20) |
| May 20, 2020 | COLL | A | 8,095 | — | — | 8,095 Direct | — | Acquired | (price as of 2026-08-20) |
| May 20, 2020 | COLL | A | 4,047 | — | — | 11,007 Direct | +58.15% | Acquired | (price as of 2026-08-20) |
| April 25, 2019 | COLL | A | 9,414 | — | — | 9,414 Direct | — | Acquired | (price as of 2026-08-20) |
| April 25, 2019 | COLL | A | 4,707 | — | — | 6,960 Direct | +208.92% | Acquired | (price as of 2026-08-20) |
| May 24, 2018 | COLL | A | 4,506 | — | — | 4,506 Direct | — | Acquired | (price as of 2026-08-20) |
| May 24, 2018 | COLL | A | 2,253 | — | — | 2,253 Direct | — | Acquired | (price as of 2026-08-20) |
| May 24, 2017 | COLL | A | 19,853 | — | — | 19,853 Direct | — | Acquired | (price as of 2026-08-20) |
| June 9, 2016 | COLL | A | 8,700 | — | — | 8,700 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 22, 2016 | COLL | A | 15,000 | — | — | 15,000 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 16, 2025 | PHAT | Common Stock (Right to Buy) | Common Stock (35,000) | $4.23 | April 15, 2035 | 35,000 | Acquired |
| May 20, 2020 | COLL | Stock Option (Right to Purchase) | Common Stock (8,095) | $22.05 | May 20, 2030 | 8,095 | Acquired |
| April 25, 2019 | COLL | Stock Option (Right to Purchase) | Common Stock (9,414) | $14.57 | April 25, 2029 | 9,414 | Acquired |
| May 24, 2018 | COLL | Stock Option (Right to Purchase) | Common Stock (4,506) | $24.95 | May 24, 2028 | 4,506 | Acquired |
| May 24, 2017 | COLL | Stock Option (Right to Purchase) | Common Stock (19,853) | $9.33 | May 24, 2027 | 19,853 | Acquired |
| June 9, 2016 | COLL | Stock Option (Right to Purchase) | Common Stock (8,700) | $16.49 | June 9, 2026 | 8,700 | Acquired |
| Jan. 22, 2016 | COLL | Stock Option (Right to Purchase) | Common Stock (15,000) | $17.06 | Jan. 22, 2026 | 15,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.