Thomas P. O'Neil
CIK 1640645 · View on SEC EDGAR ↗
First SEC filing: Aug. 10, 2016 · Latest: Aug. 10, 2016
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 18, 2017 | PTGX | S 10b5-1 | 8,000 | $20.00 | $160,000 | 0 Direct | -100.00% | Disposed | 688.5% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 15, 2018 | PTGX | Stock Option (right to buy) | Common Stock (14,050) | $8.58 | Aug. 14, 2028 | 14,050 | Acquired |
| Feb. 28, 2018 | PTGX | Stock Option (right to buy) | Common Stock (34,000) | $16.95 | Feb. 27, 2028 | 34,000 | Acquired |
| Dec. 18, 2017 | PTGX | Employee Stock Option (right to buy) | Common Stock (4,000) | $4.21 | April 29, 2026 | 4,000 | Disposed |
| Dec. 18, 2017 | PTGX | Employee Stock Option (right to buy) | Common Stock (4,000) | $1.16 | Feb. 8, 2026 | 4,000 | Disposed |
| Oct. 11, 2016 | PTGX | Stock Option (right to buy) | Common Stock (45,000) | $21.58 | Oct. 11, 2026 | 45,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 10, 2016 | PTGX | Employee Stock Option (right to buy)→ Common Stock (61,666) | 61,666 | Direct |
| Aug. 10, 2016 | PTGX | Employee Stock Option (right to buy)→ Common Stock (32,998) | 32,998 | Direct |
| May 14, 2015 | RKDA | Common Stock | 0 | Direct |
| May 14, 2015 | RKDA | Employee Stock Option (right to buy)→ Common Stock (62,500) | 62,500 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | — | — | — | — | — | — | $90,958 | $90,958 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.