Tillman U. Gerngross

CIK 1722061 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 5, 2021 · Latest: Aug. 5, 2021

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 20, 2017 XFOR P 200,000 $10.00 $2,000,000 392,821 Direct +103.72% Acquired -99.8% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 14, 2023 ALEC Stock Option (right to buy) Common Stock (12,360) $7.71 June 14, 2033 12,360 Acquired
June 16, 2022 ALEC Stock Option (right to buy) Common Stock (18,918) $8.07 June 16, 2032 18,918 Acquired
Jan. 30, 2022 IVVD Stock Option (Right to Buy) Common Stock (175,000) $6.78 Jan. 29, 2032 175,000 Acquired
Aug. 10, 2021 IVVD Series C Preferred Stock Common Stock (640,320) — — 128,064 Disposed
Aug. 10, 2021 IVVD Series B Preferred Stock Common Stock (220,380) — — 44,076 Disposed
Aug. 10, 2021 IVVD Series A Preferred Stock Common Stock (25,000,000) — — 5,000,000 Disposed
June 17, 2021 ALEC Stock Option (right to buy) Common Stock (25,709) $21.37 June 17, 2031 25,709 Acquired
May 11, 2020 ALEC Stock Option (right to buy) Common Stock (19,274) $29.09 May 11, 2030 19,274 Acquired
May 10, 2019 ALEC Stock Option (right to buy) Common Stock (20,000) $20.05 May 9, 2029 20,000 Acquired
Feb. 11, 2019 ALEC Series E Preferred Stock Common Stock (52,760) — — 52,760 Disposed
Feb. 11, 2019 ALEC Series C Preferred Stock Common Stock (374,532) — — 374,532 Disposed
June 5, 2018 XFOR Stock Option (right to buy) Common Stock (10,000) $16.99 June 4, 2028 10,000 Acquired
Nov. 20, 2017 XFOR Series D Convertible Preferred Stock Common Stock (90,272) — — 308,099 Disposed
Nov. 15, 2017 XFOR Stock Option (right to buy) Common Stock (25,000) $10.00 Nov. 14, 2027 25,000 Acquired
Nov. 15, 2017 XFOR Stock Option (right to buy) [F1] Common Stock (7,324) $10.00 Nov. 14, 2027 7,324 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 5, 2021 IVVD Common Stock 1,985,295 Indirect
Aug. 5, 2021 IVVD Series A Preferred Stock→ Common Stock (25,000,000) 25,000,000 Indirect
Aug. 5, 2021 IVVD Series B Preferred Stock→ Common Stock (220,380) 220,380 Indirect
Aug. 5, 2021 IVVD Series C Preferred Stock→ Common Stock (640,320) 640,320 Indirect
Aug. 5, 2021 IVVD Stock Option (Right to Buy)→ Common Stock (3,419,345) 3,419,345 Direct
Aug. 5, 2021 IVVD Stock Option (Right to Buy)→ Common Stock (962,825) 962,825 Direct
Feb. 6, 2019 ALEC Common Stock 2,181,318 Direct
Feb. 6, 2019 ALEC Series C Preferred Stock→ Common Stock (374,532) 374,532 Direct
Feb. 6, 2019 ALEC Series E Preferred Stock→ Common Stock (52,760) 52,760 Direct
Nov. 15, 2017 XFOR Common Stock 102,549 Direct
Nov. 15, 2017 XFOR Stock Option (right to buy)→ Common Stock (26,809) 26,809 Direct
Nov. 15, 2017 XFOR Stock Option (right to buy)→ Common Stock (38,675) 38,675 Direct
Nov. 15, 2017 XFOR Series D Convertible Preferred Stock→ Common Stock (90,272) 90,272 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

IVVD

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $94,569 — — — — — $6,359 $865,678

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.