Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 25, 2023 DBVT P 12,000 $1.52 $18,240 12,000 Direct · Acquired 247.0% (price as of 2026-10-02)
June 10, 2021 DBVT P 6,837 $7.12 $48,679 6,837 Direct · Acquired -25.9% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 10, 2026 AQST Stock Option (right to purchase) Common Stock (50,500) $3.99 June 10, 2036 50,500 Acquired
June 11, 2025 AQST Stock Option (right to purchase) Common Stock (42,000) $3.41 June 11, 2035 42,000 Acquired
June 20, 2024 AQST Stock Option (right to purchase) Common Stock (38,000) $2.50 June 20, 2034 38,000 Acquired
June 21, 2023 AQST Stock Option (right to purchase) Common Stock (25,000) $2.02 June 21, 2033 25,000 Acquired
Aug. 16, 2022 AQST Non-Qualified Stock Option (right to buy) Common Stock (28,500) $1.50 Aug. 16, 2032 28,500 Acquired
June 10, 2021 DBVT Warrant (right to buy) Ordinary Shares (6,837) · June 10, 2025 6,837 Acquired
March 4, 2019 IOVA Stock Option (right to buy) Common stock (100,000) $11.26 March 4, 2019 100,000 Acquired
Aug. 14, 2017 IOVA Stock Option (right to buy) Common Stock (250,000) $5.05 Aug. 13, 2027 250,000 Acquired
Feb. 7, 2017 TLPH Common Stock (Right to Buy) [F1] Common Stock (112,500) $3.00 Feb. 6, 2028 112,500 Acquired
Feb. 10, 2016 TLPH Common Stock (Right to Buy) [F1] Common Stock (110,500) $3.40 Feb. 9, 2026 110,500 Acquired
April 29, 2015 TLPH Common Stock (Right to Buy) [F1] Common Stock (100,000) $4.24 April 28, 2025 100,000 Acquired
Dec. 2, 2014 TLPH Common Stock (Right to Buy) [F1] Common Stock (100,000) $6.60 Dec. 1, 2024 100,000 Acquired
May 7, 2014 TLPH Stock Option (Right to Buy) [F1] Common Stock (200,000) $10.34 May 6, 2024 200,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2017 $190,846 · · · · · $113,446 $519,398
2016 $410,000 · · · $159,080 · $10,600 $840,926
2015 $386,500 · · · $208,711 · $10,600 $881,405

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.