Todd Jaquez-Fissori

Insider

First SEC filing: Oct. 13, 2011 · Latest: Oct. 13, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

28 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 13, 2014	TCPC	P	1,200	$15.81	$18,972	1,200 Direct	—	Acquired	-74.6% (price as of 2026-08-21)
April 17, 2013	HTGC	D	115	$14.02	$1,612	94,483 Direct	-0.12%	Disposed	21.3% (price as of 2026-08-21)
April 14, 2013	HTGC	A	30,000	$13.83	$414,900	94,598 Direct	+46.44%	Acquired	23.0% (price as of 2026-08-21)
April 11, 2013	HTGC	F	191	$13.94	$2,663	44,598 Direct	-0.43%	Disposed	22.0% (price as of 2026-08-21)
April 10, 2013	HTGC	A	20,000	$13.79	$275,800	64,598 Direct	+44.85%	Acquired	23.4% (price as of 2026-08-21)
March 30, 2013	HTGC	F	77	$14.47	$1,114	44,789 Direct	-0.17%	Disposed	17.6% (price as of 2026-08-21)
March 17, 2013	HTGC	F	115	$14.84	$1,707	44,866 Direct	-0.26%	Disposed	14.6% (price as of 2026-08-21)
March 12, 2013	HTGC	S	22,229	$15.36	$341,437	44,981 Direct	-33.07%	Disposed	10.7% (price as of 2026-08-21)
March 9, 2013	HTGC	F	192	$14.66	$2,815	67,210 Direct	-0.28%	Disposed	16.0% (price as of 2026-08-21)
March 4, 2013	HTGC	F	3,526	$15.57	$54,900	67,402 Direct	-4.97%	Disposed	9.2% (price as of 2026-08-21)
March 4, 2013	HTGC	A	9,827	$12.72	$124,999	71,157 Direct	+16.02%	Acquired	33.7% (price as of 2026-08-21)
March 4, 2013	HTGC	A	13,267	$12.72	$168,756	61,330 Direct	+27.60%	Acquired	33.7% (price as of 2026-08-21)
Feb. 28, 2013	HTGC	D	92	$15.74	$1,448	70,928 Direct	-0.13%	Disposed	8.1% (price as of 2026-08-21)
Feb. 17, 2013	HTGC	D	137	$16.39	$2,245	71,020 Direct	-0.19%	Disposed	3.8% (price as of 2026-08-21)
Dec. 9, 2012	HTGC	F	1,124	$10.45	$11,746	48,563 Direct	-2.26%	Disposed	62.8% (price as of 2026-08-21)
Dec. 9, 2012	HTGC	M	1,166	$9.85	$11,485	49,687 Direct	+2.40%	Acquired	72.7% (price as of 2026-08-21)
Nov. 9, 2012	HTGC	F	2,305	$10.05	$23,165	48,521 Direct	-4.54%	Disposed	69.3% (price as of 2026-08-21)
Nov. 9, 2012	HTGC	M	2,334	$9.85	$22,990	50,829 Direct	+4.81%	Acquired	72.7% (price as of 2026-08-21)
Sept. 17, 2012	HTGC	S	500	$11.50	$5,750	48,492 Direct	-1.02%	Disposed	47.9% (price as of 2026-08-21)
Sept. 10, 2012	HTGC	F	1,029	$11.35	$11,679	48,992 Direct	-2.06%	Disposed	49.9% (price as of 2026-08-21)
Sept. 10, 2012	HTGC	M	1,166	$9.85	$11,485	50,021 Direct	+2.39%	Acquired	72.7% (price as of 2026-08-21)
Aug. 14, 2012	HTGC	F	2,024	$11.36	$22,993	48,855 Direct	-3.98%	Disposed	49.7% (price as of 2026-08-21)
Aug. 14, 2012	HTGC	M	2,334	$9.85	$22,990	50,379 Direct	+4.86%	Acquired	72.7% (price as of 2026-08-21)
Aug. 8, 2012	HTGC	S	500	$11.13	$5,565	48,045 Direct	-1.03%	Disposed	52.8% (price as of 2026-08-21)
July 17, 2012	HTGC	A	15,000	$11.28	$169,200	48,545 Direct	+44.72%	Acquired	50.8% (price as of 2026-08-21)
June 11, 2012	HTGC	F	1,067	$10.77	$11,492	33,545 Direct	-3.08%	Disposed	57.9% (price as of 2026-08-21)
June 11, 2012	HTGC	M	1,166	$9.85	$11,485	34,612 Direct	+3.49%	Acquired	72.7% (price as of 2026-08-21)
May 22, 2012	HTGC	S	2,500	$10.30	$25,750	33,446 Direct	-6.95%	Disposed	65.1% (price as of 2026-08-21)
May 11, 2012	HTGC	F	3,106	$11.10	$34,477	35,946 Direct	-7.95%	Disposed	53.2% (price as of 2026-08-21)
May 11, 2012	HTGC	M	3,500	$9.85	$34,475	39,052 Direct	+9.84%	Acquired	72.7% (price as of 2026-08-21)
March 9, 2012	HTGC	A	25,000	—	—	35,552 Direct	+236.92%	Acquired	(price as of 2026-08-21)
March 1, 2012	HTGC	F	8,782	$10.61	$93,177	10,552 Direct	-45.42%	Disposed	60.3% (price as of 2026-08-21)
March 1, 2012	HTGC	M	9,334	$4.21	$39,296	19,334 Direct	+93.34%	Acquired	304.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 13, 2011	HTGC	Common Stock par value $0.001	10,000	Direct
Oct. 13, 2011	HTGC	Options to Purchase Common Stock→ Common Stock $0.001 par value (21,000)	21,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HTGC

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2014	$82,416	—	—	—	—	—	$18,632	$791,748
2013	$260,000	$312,000	—	—	—	—	$80,056	$945,811
2012	$225,000	$225,000	—	—	—	—	$44,550	$934,000

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.