William H Swanson

CIK 1194790 · View on SEC EDGAR ↗

Insider

First SEC filing: April 23, 2024 · Latest: April 23, 2024

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 76 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

76 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 19, 2024	LHX	A	924	—	—	3,719 Direct	+33.06%	Acquired	(price as of 2026-08-20)
March 15, 2024	LHX	P	1,250	$213.39	$266,738	2,793 Direct	+81.01%	Acquired	28.6% (price as of 2026-08-20)
March 14, 2024	LHX	P	1,250	$215.35	$269,188	1,543 Direct	+426.62%	Acquired	27.5% (price as of 2026-08-20)
Feb. 1, 2024	LHX	A	293	—	—	293 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 11, 2021	NEE	A	2,150	—	—	113,150 Direct	+1.94%	Acquired	(price as of 2026-08-20)
Feb. 13, 2020	NEE	A	620	—	—	27,750 Direct	+2.29%	Acquired	(price as of 2026-08-20)
Feb. 14, 2019	NEE	A	910	—	—	27,130 Direct	+3.47%	Acquired	(price as of 2026-08-20)
Feb. 15, 2018	NEE	A	1,040	—	—	26,220 Direct	+4.13%	Acquired	(price as of 2026-08-20)
Feb. 24, 2017	NEE	P	3,860	$128.86	$497,400	25,180 Direct	+18.11%	Acquired	166.1% (price as of 2026-08-20)
Feb. 17, 2017	NEE	A	1,150	—	—	21,320 Direct	+5.70%	Acquired	(price as of 2026-08-20)
June 7, 2016	TJX	M	1,158	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 7, 2016	TJX	A	13	—	—	1,157 Direct	+1.14%	Acquired	(price as of 2026-08-20)
June 7, 2016	TJX	M	1,544	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 7, 2016	TJX	A	18	—	—	1,544 Direct	+1.18%	Acquired	(price as of 2026-08-20)
June 7, 2016	TJX	M	1,544	—	—	6,784 Direct	+29.47%	Acquired	(price as of 2026-08-20)
June 7, 2016	TJX	M	1,158	—	—	5,240 Direct	+28.37%	Acquired	(price as of 2026-08-20)
Feb. 12, 2016	NEE	A	1,260	—	—	20,170 Direct	+6.66%	Acquired	(price as of 2026-08-20)
June 11, 2015	TJX	M	382	—	—	1,144 Direct	-25.03%	Disposed	(price as of 2026-08-20)
June 11, 2015	TJX	A	2	—	—	1,526 Direct	+0.13%	Acquired	(price as of 2026-08-20)
June 11, 2015	TJX	A	1,145	—	—	1,523 Direct	+302.91%	Acquired	(price as of 2026-08-20)
June 11, 2015	TJX	A	2	—	—	1,526 Direct	+0.13%	Acquired	(price as of 2026-08-20)
June 11, 2015	TJX	A	1,145	—	—	1,523 Direct	+302.91%	Acquired	(price as of 2026-08-20)
June 11, 2015	TJX	M	382	—	—	4,082 Direct	+10.32%	Acquired	(price as of 2026-08-20)
Feb. 13, 2015	NEE	A	1,310	—	—	18,910 Direct	+7.44%	Acquired	(price as of 2026-08-20)
Feb. 1, 2015	TJX	A	379	—	—	379 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 1, 2015	TJX	A	379	—	—	379 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 10, 2014	1047122	S 10b5-1	47,087	$100.85	$4,748,724	547,310 Direct	-7.92%	Disposed
Sept. 10, 2014	1047122	S 10b5-1	52,213	$99.84	$5,212,946	594,397 Direct	-8.07%	Disposed
Sept. 10, 2014	1047122	S 10b5-1	700	$99.27	$69,489	646,610 Direct	-0.11%	Disposed
July 25, 2014	1047122	A	79,287	—	—	127,756 Direct	+163.58%	Acquired
June 6, 2014	1047122	G	30,438	—	—	647,310 Direct	-4.49%	Disposed
June 6, 2014	1047122	S 10b5-1	42,608	$97.93	$4,172,601	677,748 Direct	-5.91%	Disposed
June 2, 2014	1047122	F	14,680	$98.06	$1,439,521	720,356 Direct	-2.00%	Disposed
May 29, 2014	1047122	A	48,469	—	—	48,469 Direct	—	Acquired
May 27, 2014	1047122	F	11,346	$96.82	$1,098,520	735,036 Direct	-1.52%	Disposed
May 27, 2014	1047122	F	11,988	$96.82	$1,160,678	746,382 Direct	-1.58%	Disposed
Feb. 14, 2014	NEE	A	1,400	—	—	17,600 Direct	+8.64%	Acquired	(price as of 2026-08-20)
Feb. 13, 2014	1047122	F	93,189	$95.29	$8,879,980	758,370 Direct	-10.94%	Disposed
Feb. 13, 2014	1047122	A	200,250	—	—	851,559 Direct	+30.75%	Acquired
Dec. 3, 2013	1047122	G	2,255	—	—	651,309 Direct	-0.35%	Disposed
June 3, 2013	1047122	G	2,250	—	—	653,564 Direct	-0.34%	Disposed
June 3, 2013	1047122	S 10b5-1	41,094	$66.14	$2,717,957	655,814 Direct	-5.90%	Disposed
May 30, 2013	1047122	A	69,805	—	—	696,908 Direct	+11.13%	Acquired
May 28, 2013	1047122	F	13,379	$67.75	$906,427	627,103 Direct	-2.09%	Disposed
May 28, 2013	1047122	F	11,358	$67.75	$769,504	640,482 Direct	-1.74%	Disposed
May 28, 2013	1047122	F	12,001	$67.75	$813,068	651,840 Direct	-1.81%	Disposed
Feb. 27, 2013	1047122	S 10b5-1	70,745	$54.37	$3,846,406	665,870 Direct	-9.60%	Disposed
Feb. 27, 2013	1047122	G	2,029	—	—	663,841 Direct	-0.30%	Disposed
Feb. 15, 2013	NEE	A	1,800	—	—	16,200 Direct	+12.50%	Acquired	(price as of 2026-08-20)
Feb. 13, 2013	1047122	A	129,805	—	—	795,675 Direct	+19.49%	Acquired
Feb. 13, 2013	1047122	F	59,060	$53.97	$3,187,468	736,615 Direct	-7.42%	Disposed
Oct. 26, 2012	NEE	P	7,195	$69.53	$500,268	14,400 Direct	+99.86%	Acquired	393.1% (price as of 2026-08-20)
Sept. 24, 2012	1047122	S 10b5-1	200,000	$57.83	$11,566,000	665,870 Direct	-23.10%	Disposed
June 6, 2012	1047122	G	507	—	—	865,870 Direct	-0.06%	Disposed
June 6, 2012	1047122	G	202	—	—	866,377 Direct	-0.02%	Disposed
June 5, 2012	1047122	S 10b5-1	28,159	$49.39	$1,390,773	866,579 Direct	-3.15%	Disposed
June 4, 2012	1047122	S 10b5-1	14,028	$49.28	$691,300	894,738 Direct	-1.54%	Disposed
May 31, 2012	1047122	A	93,402	—	—	908,766 Direct	+11.46%	Acquired
May 29, 2012	1047122	F	8,324	$50.18	$417,698	815,364 Direct	-1.01%	Disposed
May 29, 2012	1047122	F	11,820	$50.18	$593,128	823,688 Direct	-1.41%	Disposed
May 29, 2012	1047122	F	10,034	$50.18	$503,506	835,508 Direct	-1.19%	Disposed
Feb. 17, 2012	NEE	A	2,080	—	—	7,205 Direct	+40.59%	Acquired	(price as of 2026-08-20)
Feb. 16, 2012	1047122	S 10b5-1	92,689	$48.70	$4,513,954	845,542 Direct	-9.88%	Disposed
Feb. 15, 2012	1047122	G	2,184	—	—	938,231 Direct	-0.23%	Disposed
Feb. 14, 2012	1047122	F	63,533	$50.36	$3,199,522	940,415 Direct	-6.33%	Disposed
Feb. 14, 2012	1047122	A	156,222	—	—	1,003,948 Direct	+18.43%	Acquired
June 2, 2011	1047122	S 10b5-1	28,135	$49.20	$1,384,242	847,726 Direct	-3.21%	Disposed
May 31, 2011	1047122	F	8,334	$50.38	$419,867	875,861 Direct	-0.94%	Disposed
May 31, 2011	1047122	F	11,834	$50.38	$596,197	884,195 Direct	-1.32%	Disposed
May 26, 2011	1047122	A	76,275	—	—	896,029 Direct	+9.30%	Acquired
May 4, 2011	1047122	S 10b5-1	13,592	$49.28	$669,814	819,754 Direct	-1.63%	Disposed
May 2, 2011	1047122	F	9,742	$48.99	$477,261	833,346 Direct	-1.16%	Disposed
Feb. 18, 2011	NEE	A	2,020	—	—	5,125 Direct	+65.06%	Acquired	(price as of 2026-08-20)
Feb. 16, 2011	1047122	S 10b5-1	87,984	$50.84	$4,473,107	843,088 Direct	-9.45%	Disposed
Feb. 15, 2011	1047122	G	2,162	—	—	931,072 Direct	-0.23%	Disposed
Feb. 14, 2011	1047122	F	60,899	$50.86	$3,097,323	933,234 Direct	-6.13%	Disposed
Feb. 14, 2011	1047122	A	148,883	—	—	994,133 Direct	+17.61%	Acquired
Jan. 5, 2011	1047122	M	2,249	—	—	0 Direct	-100.00%	Disposed
Jan. 5, 2011	1047122	M	58,183	—	—	0 Direct	-100.00%	Disposed
Jan. 5, 2011	1047122	S 10b5-1	2,249	$47.05	$105,815	845,250 Direct	-0.27%	Disposed
Jan. 5, 2011	1047122	M	2,249	$44.45	$99,968	857,680 Direct	+0.26%	Acquired
Jan. 5, 2011	1047122	S 10b5-1	58,183	$47.03	$2,736,346	845,250 Direct	-6.44%	Disposed
Jan. 5, 2011	1047122	M	58,183	$44.45	$2,586,234	914,654 Direct	+6.79%	Acquired
Jan. 4, 2011	1047122	M	29,568	—	—	58,183 Direct	-33.70%	Disposed
Jan. 4, 2011	1047122	S 10b5-1	29,568	$47.00	$1,389,696	845,250 Direct	-3.38%	Disposed
Jan. 4, 2011	1047122	M	29,568	$44.45	$1,314,298	874,818 Direct	+3.50%	Acquired
Dec. 22, 2010	1047122	M	3,180	—	—	0 Direct	-100.00%	Disposed
Dec. 22, 2010	1047122	M	9,250	—	—	0 Direct	-100.00%	Disposed
Dec. 22, 2010	1047122	S 10b5-1	12,430	$45.01	$559,474	845,250 Direct	-1.45%	Disposed
Dec. 22, 2010	1047122	M	12,430	$31.44	$390,799	857,680 Direct	+1.47%	Acquired
Dec. 21, 2010	1047122	M	69,404	—	—	9,250 Direct	-88.24%	Disposed
Dec. 21, 2010	1047122	S 10b5-1	69,404	$45.01	$3,123,874	845,250 Direct	-7.59%	Disposed
Dec. 21, 2010	1047122	M	69,404	$31.44	$2,182,062	914,654 Direct	+8.21%	Acquired
Dec. 20, 2010	1047122	M	93,166	—	—	78,654 Direct	-54.22%	Disposed
Dec. 20, 2010	1047122	S 10b5-1	93,166	$45.02	$4,194,333	845,250 Direct	-9.93%	Disposed
Dec. 20, 2010	1047122	M	93,166	$31.44	$2,929,139	938,416 Direct	+11.02%	Acquired
June 1, 2010	1047122	F	8,334	$51.95	$432,951	845,250 Direct	-0.98%	Disposed
May 27, 2010	1047122	A	72,188	—	—	853,584 Direct	+9.24%	Acquired
May 26, 2010	NEE	P	285	$49.33	$14,059	3,105 Direct	+10.11%	Acquired	595.1% (price as of 2026-08-20)
May 10, 2010	1047122	F	8,350	$56.59	$472,526	781,396 Direct	-1.06%	Disposed

Showing latest 100 of 185 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 7, 2016	TJX	Deferred Stock Units	Common Stock (1,158)	$0.00	—	1,158	Disposed
June 7, 2016	TJX	Deferred Stock Units	Common Stock (13)	$0.00	—	13	Acquired
June 7, 2016	TJX	Deferred Stock Units	Common Stock (1,544)	$0.00	—	1,544	Disposed
June 7, 2016	TJX	Deferred Stock Units	Common Stock (18)	$0.00	—	18	Acquired
June 11, 2015	TJX	Deferred Stock Units	Common Stock (382)	$0.00	—	382	Disposed
June 11, 2015	TJX	Deferred Stock Units	Common Stock (2)	$0.00	—	2	Acquired
June 11, 2015	TJX	Deferred Stock Units	Common Stock (1,145)	$0.00	—	1,145	Acquired
June 11, 2015	TJX	Deferred Stock Units	Common Stock (2)	$0.00	—	2	Acquired
June 11, 2015	TJX	Deferred Stock Units	Common Stock (1,145)	$0.00	—	1,145	Acquired
Feb. 1, 2015	TJX	Deferred Stock Units	Common Stock (379)	$0.00	—	379	Acquired
Feb. 1, 2015	TJX	Deferred Stock Units	Common Stock (379)	$0.00	—	379	Acquired
July 25, 2014	1047122	Restricted Stock Units	Common Stock (79,287)	—	May 29, 2017	79,287	Acquired
May 29, 2014	1047122	Restricted Stock Units	Common Stock (48,469)	—	May 29, 2017	48,469	Acquired
Jan. 5, 2011	1047122	Employee Stock Option	Common Stock (2,249)	$44.45	May 12, 2012	2,249	Disposed
Jan. 5, 2011	1047122	Employee Stock Option	Common Stock (58,183)	$44.45	May 13, 2012	58,183	Disposed
Jan. 4, 2011	1047122	Employee Stock Option	Common Stock (29,568)	$44.45	May 13, 2012	29,568	Disposed
Dec. 22, 2010	1047122	Employee Stock Option	Common Stock (3,180)	$31.44	May 13, 2013	3,180	Disposed
Dec. 22, 2010	1047122	Employee Stock Option	Common Stock (9,250)	$31.44	May 14, 2013	9,250	Disposed
Dec. 21, 2010	1047122	Employee Stock Option	Common Stock (69,404)	$31.44	May 14, 2013	69,404	Disposed
Dec. 20, 2010	1047122	Employee Stock Option	Common Stock (93,166)	$31.44	May 14, 2013	93,166	Disposed
June 29, 2009	1047122	Performance Stock Option	Common Stock (56,100)	$32.32	Jan. 23, 2012	56,100	Disposed
June 29, 2009	1047122	Employee Stock Option	Common Stock (100,000)	$31.94	July 31, 2012	100,000	Disposed
June 29, 2009	1047122	Performance Stock Option	Common Stock (10,600)	$31.82	Jan. 24, 2011	10,600	Disposed
June 26, 2009	1047122	Performance Stock Option	Common Stock (32,400)	$31.82	Jan. 24, 2011	32,400	Disposed
March 17, 2008	1047122	Performance Stock Option	Common Stock (90,300)	$29.48	Jan. 22, 2013	90,300	Disposed
March 17, 2008	1047122	Employee Stock Option	Common Stock (96,632)	$29.68	May 23, 2011	96,632	Disposed
March 17, 2008	1047122	Employee Stock Option	Common Stock (3,368)	$29.68	May 22, 2011	3,368	Disposed
March 17, 2008	1047122	Employee Stock Option	Common Stock (96,424)	$55.91	June 24, 2008	96,424	Disposed
March 17, 2008	1047122	Employee Stock Option	Common Stock (3,576)	$55.91	June 23, 2008	3,576	Disposed
March 23, 2007	1047122	Employee Stock Option	Common Stock (43,066)	$51.69	July 1, 2007	43,066	Disposed
March 23, 2007	1047122	Employee Stock Option	Common Stock (1,934)	$51.69	June 30, 2007	1,934	Disposed
March 19, 2007	1047122	Performance Stock Option	Common Stock (36,300)	$19.38	Feb. 25, 2010	36,300	Disposed
March 19, 2007	1047122	Employee Stock Option	Common Stock (177,178)	$19.38	Feb. 25, 2010	177,178	Disposed
March 19, 2007	1047122	Employee Stock Option	Common Stock (10,322)	$19.38	Feb. 24, 2010	10,322	Disposed
May 31, 2005	1047122	Employee Stock Option	Common Stock (1,790)	$39.03	June 26, 2005	1,790	Disposed
May 27, 2005	1047122	Employee Stock Option	Common Stock (27,438)	$39.03	June 27, 2005	27,438	Disposed
May 27, 2005	1047122	Employee Stock Option	Common Stock (16,928)	$32.53	June 21, 2005	16,928	Disposed
May 27, 2004	1047122	Employee Stock Option (right to purchase)	Common Stock (3,072)	$32.53	June 21, 2004	3,072	Disposed
May 26, 2004	1047122	Employee Stock Option (right to purchase)	Common Stock (20,626)	$29.63	June 22, 2004	20,626	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 13, 2021	HGTY	Class A Common Stock	400,000	Indirect
Dec. 13, 2021	HGTY	Warrants→ Class A Common Stock (72,000)	72,000	Indirect
Feb. 3, 2015	TJX	Common Stock	3,700	Direct
Oct. 19, 2009	NEE	Common Stock	0	Direct