William P Forbes

CIK 1314760 · View on SEC EDGAR ↗

Insider

First SEC filing: June 8, 2026 · Latest: June 8, 2026

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 55 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

55 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 17, 2023 HRTX P 25,000 $1.09 $27,250 79,000 Direct +46.30% Acquired -71.4% (price as of 2026-08-21)
Nov. 16, 2023 HRTX P 50,000 $0.94 $47,000 54,000 Direct +1250.00% Acquired -66.8% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 31, 2026 HRTX Restricted Stock Units Common Stock (11,694) $0.00 11,694 Disposed
July 30, 2026 HRTX Restricted Stock Units Common Stock (11,769) $0.00 11,769 Disposed
July 19, 2026 HRTX Restricted Stock Units Common Stock (3,874) $0.00 3,874 Disposed
June 6, 2026 HRTX Restricted Stock Units Common Stock (12,500) $0.00 12,500 Disposed
April 30, 2026 HRTX Restricted Stock Units Common Stock (11,770) $0.00 11,770 Disposed
April 30, 2026 HRTX Restricted Stock Units Common Stock (11,694) $0.00 11,694 Disposed
April 19, 2026 HRTX Restricted Stock Units Common Stock (3,874) $0.00 3,874 Disposed
Jan. 31, 2026 HRTX Restricted Stock Units Common Stock (11,695) $0.00 11,695 Disposed
Jan. 30, 2026 HRTX Performance Stock Units Common Stock (188,314) 188,314 Acquired
Jan. 30, 2026 HRTX Restricted Stock Units Common Stock (188,315) 188,315 Acquired
Jan. 19, 2026 HRTX Restricted Stock Units Common Stock (3,875) $0.00 3,875 Disposed
Oct. 31, 2025 HRTX Restricted Stock Units Common Stock (11,694) $0.00 11,694 Disposed
Oct. 19, 2025 HRTX Restricted Stock Units Common Stock (3,874) $0.00 3,874 Disposed
July 31, 2025 HRTX Restricted Stock Units Common Stock (11,695) $0.00 11,695 Disposed
July 19, 2025 HRTX Restricted Stock Units Common Stock (3,874) $0.00 3,874 Disposed
June 6, 2025 HRTX Restricted Stock Units Common Stock (12,500) $0.00 12,500 Disposed
April 30, 2025 HRTX Restricted Stock Units Common Stock (11,694) $0.00 11,694 Disposed
April 19, 2025 HRTX Restricted Stock Units Common Stock (3,875) $0.00 3,875 Disposed
Jan. 31, 2025 HRTX Restricted Stock Units Common Stock (187,110) $0.00 187,110 Acquired
Jan. 31, 2025 HRTX Employee Stock Option (Right to Buy) Common Stock (374,220) $1.70 Jan. 31, 2035 374,220 Acquired
Jan. 19, 2025 HRTX Restricted Stock Units Common Stock (3,874) $0.00 3,874 Disposed
Oct. 19, 2024 HRTX Restricted Stock Units Common Stock (3,874) $0.00 3,874 Disposed
July 19, 2024 HRTX Restricted Stock Units Common Stock (3,875) $0.00 3,875 Disposed
June 6, 2024 HRTX Restricted Stock Units Common Stock (12,500) $0.00 12,500 Disposed
April 19, 2024 HRTX Restricted Stock Units Common Stock (3,874) $0.00 3,874 Disposed
Jan. 19, 2024 HRTX Restricted Stock Units Common Stock (61,989) $0.00 61,989 Acquired
Jan. 19, 2024 HRTX Employee Stock Option (Right to Buy) Common Stock (371,935) $2.09 Jan. 19, 2034 371,935 Acquired
June 29, 2022 TRVI Performance Stock Options (right to buy) Common Stock (48,000) $3.21 Feb. 16, 2031 48,000 Acquired
Feb. 11, 2022 TRVI Stock Option (right to buy) Common Stock (137,500) $0.51 Feb. 10, 2032 137,500 Acquired
Feb. 11, 2022 TRVI Stock Option (right to buy) Common Stock (137,500) $0.51 Feb. 10, 2032 137,500 Acquired
Feb. 1, 2021 TRVI Stock Option (right to buy) Common Stock (200,000) $3.03 Jan. 31, 2031 200,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 12, 2023 HRTX Common Stock 4,000 Direct
June 12, 2023 HRTX Employee Stock Option (Right to Buy)→ Common Stock (500,000) 500,000 Direct
June 12, 2023 HRTX Restricted Stock Units→ Common Stock (50,000) 50,000 Direct
June 12, 2023 HRTX Employee Performance Stock Option (Right to Buy)→ Common Stock (700,000) 700,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $609,881 $305,009 $1,687,765
2023 $329,519 $155,654 $1,458,106
2022
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2021 $406,731 $153,000 $621,063 $1,180,794

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.