Catherine M Vaczy

CIK 1177176 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 16 Maret 2020 · Terbaru: 16 Maret 2020

Di halaman ini

Orang Dalam di

Transaksi orang dalam

0 beli (P) 0 jual (S) Bersih: $0 + 70 transaksi non-pasar di bawah 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

70 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
21 Mei 2008 LSTA P 7.500 — — 7.500 Langsung — Diakuisisi (harga per 2026-08-20)
21 Mei 2008 LSTA P 7.500 — — 145.001 Langsung +5,45% Diakuisisi (harga per 2026-08-20)
6 Feb. 2007 LSTA P 20.000 — — 20.000 Langsung — Diakuisisi (harga per 2026-08-20)
6 Feb. 2007 LSTA P 20.000 — — 787.737 Langsung +2,61% Diakuisisi (harga per 2026-08-20)
22 Des. 2005 LSTA P 416.666 $0,06 $25.000 5.706.488 Langsung +7,88% Diakuisisi -100,0% (harga per 2026-08-20)
30 Nov. 2005 LSTA P 1.700.000 — — 5.289.822 Langsung +47,36% Diakuisisi (harga per 2026-08-20)
3 Okt. 2005 LSTA P 260.817 $0,04 $10.433 3.589.822 Langsung +7,83% Diakuisisi -100,0% (harga per 2026-08-20)
12 Agu 2005 LSTA P 412.339 $0,06 $24.740 3.329.005 Langsung +14,14% Diakuisisi -100,0% (harga per 2026-08-20)
18 Juli 2005 LSTA P 1.250.000 $0,06 $75.000 2.916.666 Langsung +75,00% Diakuisisi -100,0% (harga per 2026-08-20)
20 April 2005 LSTA P None — — — Langsung — Diakuisisi (harga per 2026-08-20)
20 April 2005 LSTA P None — — — Langsung — Diakuisisi (harga per 2026-08-20)
20 April 2005 LSTA P 1.666.666 $0,06 $100.000 1.666.666 Langsung — Diakuisisi -100,0% (harga per 2026-08-20)

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
2 Jan. 2015 LSTA Stock Option (right to purchase) [F2] Common Stock, par value $0.001 per share (45.000) $3,73 1 Jan. 2025 45.000 Diakuisisi
1 Agu 2014 LSTA Stock Option (right to purchase) [F1] Common Stock, par value $0.001 per share (25.000) $6,21 31 Juli 2024 25.000 Diakuisisi
2 Jan. 2014 LSTA Stock Options (right to purchase) [F2] Common Stock, par value $0.001 per share (45.000) $7,77 1 Jan. 2024 45.000 Diakuisisi
12 Juli 2013 LSTA Stock Options (right to purchase) [F1] Common Stock, par value $0.001 per share (240.000) $0,53 11 Juli 2023 240.000 Diakuisisi
2 Jan. 2013 LSTA Stock Option (right to purchase) [F1] Common Stock, par value $0.001 per share (250.000) $0,62 1 Jan. 2023 250.000 Diakuisisi
16 Agu 2012 LSTA Stock Option (Right to Buy) [F1] Common stock, par value $0.001 per share (9.500) $1,90 — 9.500 Dilepas
25 Juni 2012 LSTA Stock Option (Right to Buy) Common Stock, par value $0.001 per share (64.583) $0,44 24 Juni 2022 64.583 Diakuisisi
26 April 2012 LSTA Stock Option (Right to Buy) [F1,F2] Common stock, par value $0.001 per share (58.025) $0,36 25 April 2022 58.025 Diakuisisi
6 Jan. 2012 LSTA Stock Options (Right to Buy) [F3] Common Stock, par value $0.001 per share (150.000) $0,52 5 Jan. 2022 150.000 Diakuisisi
4 Jan. 2012 LSTA Stock Options (Right to Buy) [F2] Common Stock, par value $0.001 per share (200.000) $0,52 3 Jan. 2022 200.000 Diakuisisi
4 April 2011 LSTA Stock Options (right to buy) [F1] Common Stock, par value $0.001 per share (250.000) $1,74 3 April 2021 250.000 Diakuisisi
7 Juli 2010 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (350.000) $1,75 6 Juli 2020 350.000 Diakuisisi
4 Nov. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (100.000) $1,66 3 Nov. 2019 100.000 Diakuisisi
30 Okt. 2009 LSTA Common Stock Warrants (right to buy) Common Stock, par value $0.001 per share (2.000) $6,18 5 Feb. 2014 2.000 Diakuisisi
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (1.500) $10,00 19 April 2015 1.500 Dilepas
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (1.500) $1,90 19 April 2015 1.500 Diakuisisi
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (10.000) $4,95 26 Sep. 2017 10.000 Dilepas
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (10.000) $1,90 26 Sep. 2017 10.000 Diakuisisi
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (53.955) $1,90 29 Okt. 2016 53.955 Diakuisisi
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (10.000) $1,90 26 Sep. 2017 10.000 Diakuisisi
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (10.000) $4,95 26 Sep. 2017 10.000 Dilepas
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (15.000) $1,90 26 Sep. 2017 15.000 Diakuisisi
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (15.000) $4,95 26 Sep. 2017 15.000 Dilepas
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (10.000) $1,90 4 Des. 2016 10.000 Diakuisisi
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (10.000) $6,00 4 Des. 2016 10.000 Dilepas
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (5.000) $1,90 4 Des. 2016 5.000 Diakuisisi
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (5.000) $6,00 4 Des. 2016 5.000 Dilepas
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (10.000) $1,90 1 Juni 2016 10.000 Diakuisisi
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (10.000) $5,30 1 Juni 2016 10.000 Dilepas
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (2.000) $1,90 21 Des. 2015 2.000 Diakuisisi
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (2.000) $6,00 21 Des. 2015 2.000 Dilepas
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (7.500) $1,90 19 Juli 2015 7.500 Diakuisisi
30 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (7.500) $6,00 19 Juli 2015 7.500 Dilepas
30 Okt. 2009 LSTA Common Stock Warrants (right to buy) Common Stock, par value $0.001 per share (2.000) $8,00 5 Feb. 2014 2.000 Dilepas
29 Okt. 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (100.000) $2,04 28 Okt. 2019 100.000 Diakuisisi
8 Juli 2009 LSTA Stock Options (right to buy) Common Stock, par value $0.001 per share (200.000) $1,71 8 Juli 2019 200.000 Diakuisisi
21 Mei 2009 LSTA Stock Options (right to buy) Common Stock, par value $.001 per share (75.000) $1,95 20 Mei 2019 75.000 Diakuisisi
31 Okt. 2008 LSTA Stock Options (right to buy) Common Stock, par value $.001 per share (5.000) $1,13 30 Okt. 2018 5.000 Diakuisisi
21 Mei 2008 LSTA Warrants (right to buy) Common Stock, par value $.001 per share (7.500) $1,75 20 Mei 2013 7.500 Diakuisisi
27 Feb. 2008 LSTA Stock Options (right to buy) Common Stock, par value $.001 per share (36.000) $1,63 26 Feb. 2018 36.000 Diakuisisi
19 Des. 2007 LSTA Stock Options (right to buy) [F2] Common Stock, par value $.001 per share (12.000) $1,70 18 Des. 2017 12.000 Diakuisisi
27 Sep. 2007 LSTA Stock Options (right to buy) Common Stock, par value $.001 per share (35.000) $4,95 26 Sep. 2017 35.000 Diakuisisi
6 Feb. 2007 LSTA Warrants (right to buy) Common Stock (20.000) $0,80 5 Feb. 2014 20.000 Diakuisisi
30 Agu 2006 LSTA Warrants (right to buy) Common Stock $0,08 30 Agu 2011 208.333 Diakuisisi
30 Agu 2006 LSTA 9% Convertible Promissory Notes due 2006 Common Stock $0,04 6 Okt. 2006 284.090 Dilepas
30 Agu 2006 LSTA 9% Convertible Promissory Notes due 2006 Common Stock — 6 Okt. 2006 284.090 Diakuisisi
30 Agu 2006 LSTA 9% Convertible Promissory Notes due 2006 Common Stock — 6 Okt. 2006 208.333 Dilepas
30 Agu 2006 LSTA 9% Convertible Promissory Notes due 2006 Common Stock $0,06 6 Okt. 2006 208.333 Diakuisisi
2 Juni 2006 LSTA Stock option (right to buy) Common Stock (1.000.000) $0,05 1 Juni 2016 1.000.000 Diakuisisi
22 Des. 2005 LSTA Employee Stock Option (right to buy) Common Stock (200.000) $0,06 21 Des. 2015 200.000 Diakuisisi
20 Juli 2005 LSTA Stock option (right to buy) Common Stock $0,06 20 Juli 2015 — Diakuisisi
20 April 2005 LSTA Convertible promissory note Common stock, par value $0.001 per share — 20 April 2006 — Diakuisisi
20 April 2005 LSTA Employee stock option (right to buy) Common stock, par value $0.001 per share $0,10 19 April 2015 150.000 Diakuisisi
20 April 2005 LSTA Option (right to buy) Common stock, par value $0.001 per share — 18 Juli 2005 — Diakuisisi

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 1 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
16 Maret 2020 GNPX Stock Option (right to buy)→ Common Stock (540.000) 540.000 Langsung

Kompensasi (DEF 14A)

Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.

LSTA

General Counsel
Tahun fiskal Gaji Bonus Penghargaan saham Penghargaan opsi Insentif non-ekuitas Perubahan Pensiun Lainnya Total
2009 $177.722 $55.000 $327.750 $954.610 — — $18.921 $1.534.003
2008 $167.722 $10.000 — $61.636 — — $11.500 $250.858

GNPX

Tahun fiskal Gaji Bonus Penghargaan saham Penghargaan opsi Insentif non-ekuitas Perubahan Pensiun Lainnya Total
2024 $301.035 — — — — — $148.094 $449.129
2023 $478.187 $0 $418.950 — — — $36.140 $933.278
2022 $458.500 $184.800 — — — — $61.635 $1.208.360

Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.