David P Southwell
CIK 1251553 · Lihat di SEC EDGAR ↗
Orang Dalam
Pengajuan SEC Pertama: 15 Juli 2021 · Terbaru: 15 Juli 2021
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
- Kompensasi Gaji eksekutif yang diungkapkan dalam pernyataan proksi perusahaan.
Orang Dalam di
Transaksi orang dalam
0 beli (P)
0 jual (S)
Bersih:
$0
+ 65 transaksi non-pasar di bawah
12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
65 pengajuan lain disembunyikan
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 15 April 2024 | RCKTW | S | 10.000 | $24,05 | $240.500 | 114.784 Langsung | -8,01% | Dilepas | -100,0% (harga per 2026-08-21) |
| 12 April 2024 | RCKTW | S | 10.284 | $25,16 | $258.745 | 95.160 Langsung | -9,75% | Dilepas | -100,0% (harga per 2026-08-21) |
| 12 April 2024 | RCKTW | S | 59.716 | $24,22 | $1.446.322 | 105.444 Langsung | -36,16% | Dilepas | -100,0% (harga per 2026-08-21) |
| 17 April 2023 | PTCT | S 10b5-1 | 6.241 | $50,69 | $316.356 | 15.688 Langsung | -28,46% | Dilepas | 39,3% (harga per 2026-08-21) |
| 17 April 2023 | PTCT | S 10b5-1 | 5.188 | $51,43 | $266.819 | 10.500 Langsung | -33,07% | Dilepas | 37,3% (harga per 2026-08-21) |
| 31 Maret 2023 | PTCT | S 10b5-1 | 2.571 | $50,05 | $128.679 | 10.500 Langsung | -19,67% | Dilepas | 41,1% (harga per 2026-08-21) |
| 27 Maret 2023 | PTCT | S 10b5-1 | 4.599 | $44,71 | $205.621 | 15.901 Langsung | -22,43% | Dilepas | 57,9% (harga per 2026-08-21) |
| 27 Maret 2023 | PTCT | S 10b5-1 | 5.301 | $45,41 | $240.718 | 10.600 Langsung | -33,34% | Dilepas | 55,5% (harga per 2026-08-21) |
| 27 Maret 2023 | PTCT | S 10b5-1 | 100 | $46,03 | $4.603 | 10.500 Langsung | -0,94% | Dilepas | 53,4% (harga per 2026-08-21) |
| 18 Mei 2022 | TCRX | P | 10.000 | $3,55 | $35.500 | 171.569 Langsung | +6,19% | Diakuisisi | -78,0% (harga per 2026-08-21) |
| 18 Mei 2022 | TCRX | P | 15.000 | $3,62 | $54.300 | 161.569 Langsung | +10,23% | Diakuisisi | -78,5% (harga per 2026-08-21) |
| 8 Sep. 2021 | TCRX | P | 11.000 | $8,73 | $96.030 | 97.899 Langsung | +12,66% | Diakuisisi | -91,1% (harga per 2026-08-21) |
| 16 Okt. 2020 | PTCT | S 10b5-1 | 500 | $52,18 | $26.090 | 1.650 Langsung | -23,26% | Dilepas | 35,3% (harga per 2026-08-21) |
| 16 Okt. 2020 | PTCT | S 10b5-1 | 11.500 | $51,52 | $592.480 | 2.150 Langsung | -84,25% | Dilepas | 37,1% (harga per 2026-08-21) |
| 16 Okt. 2020 | PTCT | S 10b5-1 | 700 | $52,18 | $36.526 | 1.650 Langsung | -29,79% | Dilepas | 35,3% (harga per 2026-08-21) |
| 16 Okt. 2020 | PTCT | S 10b5-1 | 14.300 | $51,50 | $736.450 | 2.350 Langsung | -85,89% | Dilepas | 37,1% (harga per 2026-08-21) |
| 13 Des. 2018 | RCKTW | S | 38.768 | $15,19 | $588.886 | 95.160 Langsung | -28,95% | Dilepas | -100,0% (harga per 2026-08-21) |
| 7 Des. 2018 | RCKTW | S | 4.923 | $14,91 | $73.402 | 133.928 Langsung | -3,55% | Dilepas | -100,0% (harga per 2026-08-21) |
| 6 Des. 2018 | RCKTW | S | 52.809 | $15,15 | $800.056 | 138.851 Langsung | -27,55% | Dilepas | -100,0% (harga per 2026-08-21) |
| 6 Jan. 2017 | RCKTW | P | 60.000 | $1,75 | $105.000 | 62.765 Langsung | +2169,98% | Diakuisisi | -99,9% (harga per 2026-08-21) |
| 6 Juli 2015 | PTCT | S 10b5-1 | 700 | $48,22 | $33.754 | 0 Langsung | -100,00% | Dilepas | 46,4% (harga per 2026-08-21) |
| 6 Juli 2015 | PTCT | S 10b5-1 | 22.904 | $47,50 | $1.087.940 | 700 Langsung | -97,03% | Dilepas | 48,7% (harga per 2026-08-21) |
| 23 Maret 2015 | PTCT | S 10b5-1 | 117 | $69,91 | $8.179 | 8.604 Langsung | -1,34% | Dilepas | 1,0% (harga per 2026-08-21) |
| 23 Maret 2015 | PTCT | S 10b5-1 | 2.200 | $68,99 | $151.778 | 8.721 Langsung | -20,14% | Dilepas | 2,3% (harga per 2026-08-21) |
| 21 Maret 2014 | PTCT | S 10b5-1 | 1.200 | $30,54 | $36.648 | 12.038 Langsung | -9,06% | Dilepas | 131,2% (harga per 2026-08-21) |
| 21 Maret 2014 | PTCT | S 10b5-1 | 1.117 | $31,35 | $35.018 | 10.921 Langsung | -9,28% | Dilepas | 125,2% (harga per 2026-08-21) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 18 Juni 2026 | RCKTW | Stock Option (Right to Buy) | Common Stock (64.860) | $3,35 | 18 Juni 2036 | 64.860 | Diakuisisi |
| 2 Jan. 2026 | PTCT | Stock Option (Right to Buy) | Common Stock (3.475) | $76,74 | 1 Jan. 2036 | 3.475 | Diakuisisi |
| 3 Jan. 2025 | PTCT | Stock Option (Right to Buy) | Common Stock (8.800) | $46,54 | 2 Jan. 2035 | 8.800 | Diakuisisi |
| 13 Juni 2024 | RCKTW | Stock Option (Right to Buy) | Common Stock (23.944) | $22,86 | 13 Juni 2034 | 23.944 | Diakuisisi |
| 15 April 2024 | RCKTW | Stock Option (Right to Buy) | Common Stock (29.624) | $4,34 | 28 Agu 2024 | 29.624 | Dilepas |
| 12 April 2024 | RCKTW | Stock Option (Right to Buy) | Common Stock (70.000) | $4,34 | 28 Agu 2024 | 70.000 | Dilepas |
| 15 Feb. 2024 | PTCT | Stock Option (Right to Buy) | Common Stock (10.000) | $25,69 | 14 Feb. 2034 | 10.000 | Diakuisisi |
| 22 Juni 2023 | RCKTW | Stock Option (Right to Buy) | Common Stock (25.850) | $21,56 | 22 Juni 2033 | 25.850 | Diakuisisi |
| 17 April 2023 | PTCT | Stock Option (Right to Buy) | Common Stock (11.429) | $18,01 | 2 Jan. 2028 | 11.429 | Dilepas |
| 31 Maret 2023 | PTCT | Stock Option (Right to Buy) | Common Stock (2.571) | $18,01 | 2 Jan. 2028 | 2.571 | Dilepas |
| 27 Maret 2023 | PTCT | Stock Option (Right to Buy) | Common Stock (10.000) | $27,05 | 28 Jan. 2024 | 10.000 | Dilepas |
| 2 Feb. 2023 | TCRX | Stock Option (Right to Buy) | Voting Common Stock (100.000) | $1,81 | 1 Feb. 2033 | 100.000 | Diakuisisi |
| 5 Jan. 2023 | PTCT | Stock Option (Right to Buy) | Common Stock (10.000) | $39,42 | 4 Jan. 2033 | 10.000 | Diakuisisi |
| 25 Juli 2022 | TCRX | Stock Option (Right to Buy) | Voting Common Stock (100.000) | $3,27 | 24 Juli 2032 | 100.000 | Diakuisisi |
| 13 Juni 2022 | RCKTW | Stock Option (Right to Buy) | Common Stock (47.745) | $10,77 | 13 Juni 2032 | 47.745 | Diakuisisi |
| 18 Jan. 2022 | TCRX | Stock Option (Right to Buy) | Voting Common Stock (275.000) | $4,85 | 17 Jan. 2032 | 275.000 | Diakuisisi |
| 7 Jan. 2022 | PTCT | Stock Option (Right To Buy) | Common Stock (12.000) | $38,10 | 6 Jan. 2032 | 12.000 | Diakuisisi |
| 23 Des. 2021 | TCRX | Stock Option (Right to Buy) | Voting Common Stock (48.670) | $1,97 | 4 Feb. 2029 | 48.670 | Dilepas |
| 14 Juni 2021 | RCKTW | Stock Option (Right to Buy) | Common Stock (12.236) | $47,25 | 14 Juni 2031 | 12.236 | Diakuisisi |
| 6 Jan. 2021 | PTCT | Stock Option (Right To Buy) | Common Stock (10.000) | $66,49 | 5 Jan. 2031 | 10.000 | Diakuisisi |
| 16 Okt. 2020 | PTCT | Stock Option (Right to Buy) | Common Stock (12.000) | $11,23 | 2 Jan. 2027 | 12.000 | Dilepas |
| 16 Okt. 2020 | PTCT | Stock Option (Right to Buy) | Common Stock (15.000) | $10,85 | 15 Mei 2023 | 15.000 | Dilepas |
| 16 Juni 2020 | RCKTW | Stock Option (Right to Buy) | Common Stock (20.000) | $19,90 | 16 Juni 2030 | 20.000 | Diakuisisi |
| 29 Jan. 2020 | PTCT | Stock Option (Right To Buy) | Common Stock (10.000) | $51,16 | 28 Jan. 2030 | 10.000 | Diakuisisi |
| 28 Jan. 2019 | RCKTW | Stock Option (Right to Buy) | Common Stock (30.000) | $14,56 | 28 Jan. 2029 | 30.000 | Diakuisisi |
| 22 Jan. 2019 | PTCT | Stock Option (Right to Buy) | Common Stock (14.000) | $33,02 | 21 Jan. 2029 | 14.000 | Diakuisisi |
| 28 Nov. 2018 | RCKTW | Restricted Stock Units | Common Stock (153.125) | — | — | 65.625 | Dilepas |
| 5 Juni 2018 | SPRO | Stock Option (right to buy) | Common Stock (6.073) | $11,54 | 5 Juni 2028 | 6.073 | Diakuisisi |
| 2 April 2018 | RCKTW | Restricted Stock Units | Common Stock (21.875) | — | — | 21.875 | Diakuisisi |
| 30 Maret 2018 | SPRO | Stock Option (right to buy) | Common Stock (12.146) | $14,25 | 30 Maret 2028 | 12.146 | Diakuisisi |
| 29 Maret 2018 | RCKTW | Stock Option (Right to Buy) | Common Stock (40.000) | $18,75 | 29 Maret 2028 | 40.000 | Diakuisisi |
| 3 Jan. 2018 | PTCT | Stock Option (Right To Buy) | Common Stock (14.000) | $18,01 | 2 Jan. 2028 | 14.000 | Diakuisisi |
| 23 Jan. 2017 | RCKTW | Restricted Stock Units | Common Stock (350.000) | — | — | 350.000 | Diakuisisi |
| 23 Jan. 2017 | RCKTW | Restricted Stock Units | Common Stock (350.000) | — | — | 350.000 | Diakuisisi |
| 3 Jan. 2017 | PTCT | Stock Option (Right To Buy) | Common Stock (12.000) | $11,23 | 2 Jan. 2027 | 12.000 | Diakuisisi |
| 22 Maret 2016 | RCKTW | Stock Options (Right to Buy) | Common Stock (215.000) | $7,56 | 21 Maret 2026 | 215.000 | Diakuisisi |
| 4 Jan. 2016 | PTCT | Stock Option (right to buy) | Common Stock (12.000) | $30,86 | 3 Jan. 2026 | 12.000 | Diakuisisi |
| 6 Juli 2015 | PTCT | Stock Option (right to buy) | Common Stock (15.000) | $10,85 | 15 Mei 2023 | 15.000 | Dilepas |
| 24 Juni 2015 | RCKTW | Stock Options (Right to Buy) | Common Stock (150.000) | $5,03 | 23 Juni 2025 | 150.000 | Diakuisisi |
| 2 Jan. 2015 | PTCT | Stock Option (right to buy) | Common Stock (12.000) | $51,00 | 1 Jan. 2025 | 12.000 | Diakuisisi |
| 28 Jan. 2014 | PTCT | Stock Option (right to buy) | Common Stock (10.000) | $27,05 | 27 Jan. 2024 | 10.000 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 15 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 15 Juli 2021 | TCRX | Voting Common Stock | 86.899 | Langsung |
| 15 Juli 2021 | TCRX | Employee Stock Option (right to buy)→ Voting Common Stock (121.350) | 121.350 | Langsung |
| 15 Juli 2021 | TCRX | Employee Stock Option (right to buy)→ Voting Common Stock (69.831) | 69.831 | Langsung |
| 15 Juli 2021 | TCRX | Employee Stock Option (right to buy)→ Voting Common Stock (200.822) | 200.822 | Langsung |
| 15 Juli 2021 | TCRX | Employee Stock Option (right to buy)→ Voting Common Stock (518.504) | 518.504 | Langsung |
| 17 Feb. 2015 | RCKTW | Stock Options (right to buy)→ Common Stock (398.497) | 398.497 | Langsung |
| 19 Juni 2013 | PTCT | Common Stock | 13.238 | Langsung |
| 19 Juni 2013 | PTCT | Stock Option (right to buy)→ Common Stock (30.000) | 30.000 | Langsung |
| 19 Juni 2013 | PTCT | Stock Option (right to buy)→ Common Stock (110) | 110 | Langsung |
| 19 Juni 2013 | PTCT | Stock Option (right to buy)→ Common Stock (110) | 110 | Langsung |
| 19 Juni 2013 | PTCT | Stock Option (right to buy)→ Common Stock (95) | 95 | Langsung |
| 19 Juni 2013 | PTCT | Stock Option (right to buy)→ Common Stock (108) | 108 | Langsung |
| 19 Juni 2013 | PTCT | Stock Option (right to buy)→ Common Stock (83) | 83 | Langsung |
| 19 Juni 2013 | PTCT | Stock Option (right to buy)→ Common Stock (83) | 83 | Langsung |
| 19 Juni 2013 | PTCT | Stock Option (right to buy)→ Common Stock (125) | 125 | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $465.508 | $221.231 | $2.275.000 | $1.093.470 | — | — | $5.273 | $4.060.482 |
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2023 | $153.472 | — | — | $135.250 | — | — | $1.003.724 | $1.292.446 |
| 2022 | $622.239 | — | — | $1.169.353 | $342.232 | — | $8.920 | $2.142.743 |
| 2021 | $550.000 | — | — | $1.923.650 | $302.500 | — | $8.935 | $2.785.085 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.