DOUGLAS RICHARD

CIK 1021015 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 11 Juni 2026 · Terbaru: 11 Juni 2026

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Orang Dalam di

Transaksi orang dalam

1 beli (P) 0 jual (S) Bersih: $98.000 + 72 transaksi non-pasar di bawah Rata-rata imbal hasil pembelian terbuka vs sekarang: 12,1% 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

72 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
19 Maret 2026 ALDX P 70.000 $1,40 $98.000 195.000 Langsung +56,00% Diakuisisi 12,1% (harga per 2026-08-20)
13 Agu 2025 MXCT P 80.000 $1,39 $111.200 230.577 Langsung +53,13% Diakuisisi 0,4% (harga per 2026-08-20)
29 Maret 2023 MXCT P 80.000 $4,32 $345.600 100.000 Langsung +400,00% Diakuisisi -67,7% (harga per 2026-08-20)
22 Nov. 2021 MXCT P 20.000 $11,12 $222.400 20.000 Langsung Diakuisisi -87,5% (harga per 2026-08-20)
16 Maret 2020 ALDX P 40.000 $2,75 $110.000 125.000 Langsung +47,06% Diakuisisi -42,9% (harga per 2026-08-20)
13 Sep. 2019 ALDX P 5.000 $6,00 $30.000 85.000 Langsung +6,25% Diakuisisi -73,8% (harga per 2026-08-20)
12 Sep. 2019 ALDX P 10.000 $6,03 $60.300 80.000 Langsung +14,29% Diakuisisi -74,0% (harga per 2026-08-20)
11 Sep. 2019 ALDX P 10.000 $5,75 $57.500 70.000 Langsung +16,67% Diakuisisi -72,7% (harga per 2026-08-20)
10 Sep. 2019 ALDX P 10.000 $5,09 $50.900 60.000 Langsung +20,00% Diakuisisi -69,2% (harga per 2026-08-20)
9 Sep. 2019 ALDX P 10.000 $4,91 $49.100 50.000 Langsung +25,00% Diakuisisi -68,0% (harga per 2026-08-20)
11 Mei 2017 NVAX P 200.000 $0,93 $186.000 550.000 Langsung +57,14% Diakuisisi -55,1% (harga per 2026-08-20)
17 Feb. 2017 ALDX P 40.000 $4,50 $180.000 40.000 Langsung Diakuisisi -65,1% (harga per 2026-08-20)
21 Sep. 2016 NVAX P 100.000 $1,72 $172.000 350.000 Langsung +40,00% Diakuisisi -75,7% (harga per 2026-08-20)
25 Maret 2014 NVAX P 50.000 $4,33 $216.500 250.000 Langsung +25,00% Diakuisisi -90,4% (harga per 2026-08-20)
12 Juni 2013 NVAX P 50.000 $1,90 $95.000 200.000 Langsung +33,33% Diakuisisi -78,0% (harga per 2026-08-20)
10 April 2012 NVAX P 50.000 $1,21 $60.500 200.000 Langsung +33,33% Diakuisisi -65,5% (harga per 2026-08-20)
9 Agu 2011 NVAX P 50.000 $1,20 $60.000 50.000 Langsung Diakuisisi -65,2% (harga per 2026-08-20)
20 Juni 2011 NVAX P 50.000 $2,04 $102.000 50.000 Langsung Diakuisisi -79,5% (harga per 2026-08-20)

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
20 Juni 2026 NVAX Restricted Stock Units Common Stock (18.880) 18.880 Dilepas
18 Juni 2026 NVAX Restricted Stock Units Common Stock (14.180) 14.180 Diakuisisi
18 Juni 2026 NVAX Stock Option (Right to Buy) Common Stock (21.270) $9,13 18 Juni 2036 21.270 Diakuisisi
17 Juni 2026 MXCT Stock Option (right to buy) Common Stock (49.579) $1,13 16 Juni 2036 49.579 Diakuisisi
9 Juni 2026 ALDX Stock Option (Right to Buy) Common Stock (2.323) $1,72 8 Juni 2036 2.323 Diakuisisi
9 Juni 2026 ALDX Stock Option (Right to Buy) Common Stock (19.909) $1,72 8 Juni 2036 19.909 Diakuisisi
9 Juni 2026 ALDX Stock Option (Right to Buy) Common Stock (70.000) $1,72 8 Juni 2036 70.000 Diakuisisi
20 Juni 2025 NVAX Restricted Stock Units Common Stock (18.884) 18.884 Diakuisisi
20 Juni 2025 NVAX Stock Option (Right to Buy) Common Stock (28.326) $6,42 20 Juni 2035 28.326 Diakuisisi
18 Juni 2025 MXCT Stock Option (right to buy) Common Stock (50.790) $2,11 17 Juni 2035 50.790 Diakuisisi
10 Juni 2025 ALDX Stock Option (Right to Buy) Common Stock (1.689) $2,68 9 Juni 2035 1.689 Diakuisisi
10 Juni 2025 ALDX Stock Option (Right to Buy) Common Stock (14.476) $2,68 9 Juni 2035 14.476 Diakuisisi
10 Juni 2025 ALDX Stock Option (Right to Buy) Common Stock (62.728) $2,68 9 Juni 2035 62.728 Diakuisisi
4 Juni 2024 ALDX Stock Option (Right to Buy) Common Stock (1.215) $4,09 3 Juni 2034 1.215 Diakuisisi
4 Juni 2024 ALDX Stock Option (Right to Buy) Common Stock (10.418) $4,09 3 Juni 2034 10.418 Diakuisisi
4 Juni 2024 ALDX Stock Option (Right to Buy) Common Stock (40.282) $4,09 3 Juni 2034 40.282 Diakuisisi
30 Juni 2023 ALDX Stock Option (Right to Buy) Common Stock (640) $8,39 29 Juni 2033 640 Diakuisisi
30 Juni 2023 ALDX Stock Option (Right to Buy) Common Stock (5.488) $8,39 29 Juni 2033 5.488 Diakuisisi
30 Juni 2023 ALDX Stock Option (Right to Buy) Common Stock (21.222) $8,39 29 Juni 2033 21.222 Diakuisisi
22 Juni 2023 MXCT Stock Option (right to buy) Common Stock (50.000) $4,57 21 Juni 2033 50.000 Diakuisisi
12 Juni 2023 NVAX Restricted Stock Units Common Stock (6.670) 6.670 Diakuisisi
12 Juni 2023 NVAX Stock Option (Right to Buy) Common Stock (7.710) $7,78 12 Juni 2033 7.710 Diakuisisi
10 Juni 2023 NVAX Restricted Stock Units Common Stock (3.100) 3.100 Dilepas
29 Juni 2022 MXCT Stock Option (right to buy) Common Stock (26.900) $4,82 28 Juni 2032 26.900 Diakuisisi
17 Juni 2022 NVAX Restricted Stock Units Common Stock (700) 700 Dilepas
10 Juni 2022 NVAX Restricted Stock Units Common Stock (3.100) 3.100 Diakuisisi
10 Juni 2022 NVAX Stock Option (Right to Buy) Common Stock (4.600) $40,62 10 Juni 2032 4.600 Diakuisisi
7 Juni 2022 ALDX Stock Option (Right to Buy) Common Stock (1.624) $3,60 6 Juni 2032 1.624 Diakuisisi
7 Juni 2022 ALDX Stock Option (Right to Buy) Common Stock (13.917) $3,60 6 Juni 2032 13.917 Diakuisisi
7 Juni 2022 ALDX Stock Option (Right to Buy) Common Stock (53.812) $3,60 6 Juni 2032 53.812 Diakuisisi
13 Des. 2021 NVAX Stock Option (Right to Buy) Common Stock (1.500) $25,60 1 Maret 2022 1.500 Dilepas
9 Agu 2021 MXCT Stock Option (right to buy) Common Stock (10.000) $16,63 9 Agu 2031 10.000 Diakuisisi
25 Juni 2021 NVAX Restricted Stock Units Common Stock (3.450) 3.450 Dilepas
17 Juni 2021 NVAX Restricted Stock Units Common Stock (700) 700 Diakuisisi
17 Juni 2021 NVAX Stock Option (Right to Buy) Common Stock (1.300) $179,89 17 Juni 2031 1.300 Diakuisisi
8 Juni 2021 ALDX Stock Option (Right to Buy) Common Stock (13.534) $12,97 7 Juni 2031 13.534 Diakuisisi
8 Juni 2021 ALDX Stock Option (Right to Buy) Common Stock (3.500) $12,97 7 Juni 2031 3.500 Diakuisisi
8 Juni 2021 ALDX Stock Option (Right to Buy) Common Stock (408) $12,97 7 Juni 2031 408 Diakuisisi
31 Des. 2020 NVAX Stock Option (Right to Buy) Common Stock (1.000) $50,00 10 Maret 2021 1.000 Dilepas
25 Juni 2020 NVAX Restricted Stock Units Common Stock (3.450) 3.450 Diakuisisi
25 Juni 2020 NVAX Stock Option (Right to buy) Common Stock (6.900) $83,54 25 Juni 2030 6.900 Diakuisisi
9 Juni 2020 ALDX Stock Option (Right to Buy) Common Stock (1.079) $5,02 8 Juni 2030 1.079 Diakuisisi
9 Juni 2020 ALDX Stock Option (Right to Buy) Common Stock (9.245) $5,02 8 Juni 2030 9.245 Diakuisisi
9 Juni 2020 ALDX Stock Option (Right to Buy) Common Stock (26.503) $5,02 8 Juni 2030 26.503 Diakuisisi
12 Des. 2019 NVAX Stock Option (Right to buy) Common Stock (18.000) $3,99 12 Des. 2029 18.000 Diakuisisi
4 Juni 2019 ALDX Employee Stock Option (Right to Buy) Common Stock (771) $7,06 3 Juni 2029 771 Diakuisisi
4 Juni 2019 ALDX Employee Stock Option (Right to Buy) Common Stock (6.611) $7,06 3 Juni 2029 6.611 Diakuisisi
4 Juni 2019 ALDX Employee Stock Option (Right to Buy) Common Stock (18.951) $7,06 3 Juni 2029 18.951 Diakuisisi
13 Des. 2018 NVAX Stock Option (Right to buy) Common Stock (90.000) $2,30 13 Des. 2028 90.000 Diakuisisi
7 Juni 2018 ALDX Employee Stock Option (Right to Buy) Common Stock (5.416) $8,35 6 Juni 2028 5.416 Diakuisisi
7 Juni 2018 ALDX Employee Stock Option (Right to Buy) Common Stock (632) $8,35 6 Juni 2028 632 Diakuisisi
7 Juni 2018 ALDX Employee Stock Option (Right to Buy) Common Stock (15.526) $8,35 6 Juni 2028 15.526 Diakuisisi
15 Des. 2017 NVAX Stock Option (Right to buy) Common Stock (80.000) $1,38 15 Des. 2027 80.000 Diakuisisi
8 Juni 2017 ALDX Stock Option (Right to Buy) Common Stock (1.037) $5,15 7 Juni 2027 1.037 Diakuisisi
8 Juni 2017 ALDX Stock Option (Right to Buy) Common Stock (8.888) $5,15 7 Juni 2027 8.888 Diakuisisi
8 Juni 2017 ALDX Stock Option (Right to Buy) Common Stock (17.776) $5,15 7 Juni 2027 17.776 Diakuisisi
16 Maret 2017 NVAX Stock Option (Right to buy) Common Stock (80.000) $1,38 16 Maret 2027 80.000 Diakuisisi
13 Sep. 2016 ALDX Employee Stock Option (Right to Buy) Common Stock (12.166) $5,62 12 Sep. 2026 12.166 Diakuisisi
15 Maret 2016 NVAX Stock Option (Right to buy) Common Stock (40.000) $4,99 15 Maret 2026 40.000 Diakuisisi
5 Maret 2015 NVAX Stock Option (Right to buy) Common Stock (40.000) $8,94 5 Maret 2025 40.000 Diakuisisi
6 Maret 2014 NVAX Stock Option (Right to buy) Common Stock (30.000) $6,05 6 Maret 2024 30.000 Diakuisisi
2 Maret 2013 NVAX Options-right to buy Common Stock (30.000) $1,83 1 Maret 2023 30.000 Diakuisisi
1 Maret 2012 NVAX Options-right to buy Common Stock (20.000) $1,28 1 Maret 2022 20.000 Diakuisisi
10 Maret 2011 NVAX Options-right to buy Common Stock (20.000) $2,50 10 Maret 2021 20.000 Diakuisisi

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 5 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
29 Juli 2021 MXCT Stock Option (right to buy)→ Common Stock (40.900) 40.900 Langsung
29 Juli 2021 MXCT Stock Option (right to buy)→ Common Stock (26.900) 26.900 Langsung
29 Juli 2021 MXCT Stock Option (right to buy)→ Common Stock (26.900) 26.900 Langsung
29 Juli 2021 MXCT Stock Option (right to buy)→ Common Stock (26.900) 26.900 Langsung
11 Agu 2010 NVAX Options-right to buy→ Common Stock (20.000) 20.000 Langsung