Mark S Casady
Pengajuan SEC Pertama: 13 Feb. 2020 · Terbaru: 13 Feb. 2020
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 25 Mei 2022 | HMN | A | 2.911 | · | · | 6.308 Langsung | +85,69% | Diakuisisi | (harga per 2026-10-06) |
| 26 Mei 2021 | HMN | A | 2.804 | · | · | 6.112 Langsung | +84,76% | Diakuisisi | (harga per 2026-10-06) |
| 20 Mei 2020 | HMN | A | 3.153 | · | · | 0 Langsung | · | Diakuisisi | (harga per 2026-10-06) |
| 12 Feb. 2020 | CFG | A | 74 | · | · | 24.124 Langsung | +0,31% | Diakuisisi | (harga per 2026-10-06) |
| 13 Nov. 2019 | CFG | A | 69 | · | · | 24.050 Langsung | +0,29% | Diakuisisi | (harga per 2026-10-06) |
| 14 Agu 2019 | CFG | A | 82 | · | · | 23.981 Langsung | +0,34% | Diakuisisi | (harga per 2026-10-06) |
| 22 Mei 2019 | HMN | A | 2.693 | · | · | 0 Langsung | · | Diakuisisi | (harga per 2026-10-06) |
| 15 Mei 2019 | CFG | A | 67 | · | · | 23.899 Langsung | +0,28% | Diakuisisi | (harga per 2026-10-06) |
| 25 April 2019 | CFG | A | 3.639 | · | · | 23.833 Langsung | +18,02% | Diakuisisi | (harga per 2026-10-06) |
| 14 Feb. 2019 | CFG | A | 31 | · | · | 20.194 Langsung | +0,15% | Diakuisisi | (harga per 2026-10-06) |
| 14 Nov. 2018 | CFG | A | 26 | · | · | 20.163 Langsung | +0,13% | Diakuisisi | (harga per 2026-10-06) |
| 15 Agu 2018 | CFG | A | 23 | · | · | 20.137 Langsung | +0,11% | Diakuisisi | (harga per 2026-10-06) |
| 16 Mei 2018 | CFG | A | 18 | · | · | 20.114 Langsung | +0,09% | Diakuisisi | (harga per 2026-10-06) |
| 26 April 2018 | CFG | A | 2.977 | · | · | 20.096 Langsung | +17,39% | Diakuisisi | (harga per 2026-10-06) |
| 15 Feb. 2018 | CFG | A | 2 | · | · | 17.119 Langsung | +0,01% | Diakuisisi | (harga per 2026-10-06) |
| 15 Nov. 2017 | CFG | A | 2 | · | · | 17.117 Langsung | +0,01% | Diakuisisi | (harga per 2026-10-06) |
| 16 Agu 2017 | CFG | A | 2 | · | · | 17.115 Langsung | +0,01% | Diakuisisi | (harga per 2026-10-06) |
| 1 Agu 2017 | CFG | A | 418 | · | · | 17.113 Langsung | +2,50% | Diakuisisi | (harga per 2026-10-06) |
| 27 April 2017 | CFG | A | 2.717 | · | · | 16.695 Langsung | +19,44% | Diakuisisi | (harga per 2026-10-06) |
| 2 Maret 2017 | LPLA | M | 2.000 | $19,85 | $39.700 | 132.957 Langsung | +1,53% | Diakuisisi | 1574,5% (harga per 2026-10-06) |
| 2 Maret 2017 | LPLA | S | 2.000 | $40,75 | $81.500 | 130.957 Langsung | -1,50% | Dilepas | 715,7% (harga per 2026-10-06) |
| 2 Maret 2017 | LPLA | M | 2.000 | · | · | 401.329 Langsung | -0,50% | Dilepas | (harga per 2026-10-06) |
| 22 Feb. 2017 | LPLA | M | 58.628 | $31,60 | $1.852.645 | 189.585 Langsung | +44,77% | Diakuisisi | 951,9% (harga per 2026-10-06) |
| 22 Feb. 2017 | LPLA | S | 58.628 | $40,40 | $2.368.571 | 130.957 Langsung | -30,92% | Dilepas | 722,7% (harga per 2026-10-06) |
| 22 Feb. 2017 | LPLA | M | 58.628 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-06) |
| 15 Feb. 2017 | LPLA | M | 2.889 | $34,61 | $99.988 | 133.846 Langsung | +2,21% | Diakuisisi | 860,4% (harga per 2026-10-06) |
| 15 Feb. 2017 | LPLA | M | 186.439 | $32,26 | $6.014.522 | 320.285 Langsung | +139,29% | Diakuisisi | 930,3% (harga per 2026-10-06) |
| 15 Feb. 2017 | LPLA | M | 175.885 | $31,60 | $5.557.966 | 496.170 Langsung | +54,92% | Diakuisisi | 951,9% (harga per 2026-10-06) |
| 15 Feb. 2017 | LPLA | S | 365.213 | $40,76 | $14.886.082 | 130.957 Langsung | -73,61% | Dilepas | 715,5% (harga per 2026-10-06) |
| 15 Feb. 2017 | LPLA | M | 2.889 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-06) |
| 15 Feb. 2017 | LPLA | M | 186.439 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-06) |
| 15 Feb. 2017 | LPLA | M | 175.885 | · | · | 58.628 Langsung | -75,00% | Dilepas | (harga per 2026-10-06) |
| 14 Feb. 2017 | LPLA | M | 57.360 | $22,08 | $1.266.509 | 188.317 Langsung | +43,80% | Diakuisisi | 1405,4% (harga per 2026-10-06) |
| 14 Feb. 2017 | LPLA | M | 147.111 | $34,61 | $5.091.512 | 335.428 Langsung | +78,12% | Diakuisisi | 860,4% (harga per 2026-10-06) |
| 14 Feb. 2017 | LPLA | S | 204.471 | $40,65 | $8.311.746 | 130.957 Langsung | -60,96% | Dilepas | 717,7% (harga per 2026-10-06) |
| 14 Feb. 2017 | LPLA | M | 57.360 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-06) |
| 14 Feb. 2017 | LPLA | M | 147.111 | · | · | 2.889 Langsung | -98,07% | Dilepas | (harga per 2026-10-06) |
| 13 Feb. 2017 | LPLA | M | 62.640 | $22,08 | $1.383.091 | 193.597 Langsung | +47,83% | Diakuisisi | 1405,4% (harga per 2026-10-06) |
| 13 Feb. 2017 | LPLA | S | 62.640 | $40,84 | $2.558.218 | 130.957 Langsung | -32,36% | Dilepas | 713,9% (harga per 2026-10-06) |
| 13 Feb. 2017 | LPLA | M | 62.640 | · | · | 57.360 Langsung | -52,20% | Dilepas | (harga per 2026-10-06) |
| 28 April 2016 | CFG | A | 4.233 | · | · | 13.978 Langsung | +43,44% | Diakuisisi | (harga per 2026-10-06) |
| 25 Feb. 2016 | LPLA | A | 403.329 | · | · | 403.329 Langsung | · | Diakuisisi | (harga per 2026-10-06) |
| 1 Okt. 2015 | CFG | A | 604 | $23,86 | $14.411 | 9.745 Langsung | +6,61% | Diakuisisi | 168,6% (harga per 2026-10-06) |
| 28 Mei 2015 | LPLA | P | 21.100 | $42,48 | $896.328 | 63.871 Langsung | +49,33% | Diakuisisi | 682,5% (harga per 2026-10-06) |
| 5 Mei 2015 | CFG | A | 2.858 | · | · | 9.141 Langsung | +45,49% | Diakuisisi | (harga per 2026-10-06) |
| 6 Maret 2015 | LPLA | A | 400.000 | · | · | 400.000 Langsung | · | Diakuisisi | (harga per 2026-10-06) |
| 29 Sep. 2014 | CFG | A | 2.083 | · | · | 2.083 Langsung | · | Diakuisisi | (harga per 2026-10-06) |
| 29 Sep. 2014 | CFG | P | 4.200 | $21,50 | $90.300 | 6.283 Langsung | +201,63% | Diakuisisi | 198,1% (harga per 2026-10-06) |
| 21 Agu 2014 | LPLA | G | 300.000 | · | · | 9.857 Langsung | -96,82% | Dilepas | (harga per 2026-10-06) |
| 24 Feb. 2014 | LPLA | A | 148.375 | · | · | 148.375 Langsung | · | Diakuisisi | (harga per 2026-10-06) |
| 14 Feb. 2014 | LPLA | G | 150.000 | · | · | 309.857 Langsung | -32,62% | Dilepas | (harga per 2026-10-06) |
| 4 Nov. 2013 | LPLA | G | 520.000 | · | · | 543.665 Langsung | -48,89% | Dilepas | (harga per 2026-10-06) |
| 22 Feb. 2013 | LPLA | A | 234.513 | · | · | 234.513 Langsung | · | Diakuisisi | (harga per 2026-10-06) |
| 16 Agu 2012 | LPLA | S | 142.662 | $28,63 | $4.084.413 | 1.039.671 Langsung | -12,07% | Dilepas | 1061,0% (harga per 2026-10-06) |
| 2 Maret 2012 | LPLA | G | 7.800 | · | · | 1.182.333 Langsung | -0,66% | Dilepas | (harga per 2026-10-06) |
| 2 Maret 2012 | LPLA | G | 30.000 | · | · | 1.190.133 Langsung | -2,46% | Dilepas | (harga per 2026-10-06) |
| 9 Feb. 2012 | LPLA | A | 186.439 | · | · | 186.439 Langsung | · | Diakuisisi | (harga per 2026-10-06) |
| 9 Feb. 2012 | LPLA | S | 60.000 | $32,28 | $1.936.800 | 1.220.133 Langsung | -4,69% | Dilepas | 929,7% (harga per 2026-10-06) |
| 1 Des. 2011 | LPLA | S | 984 | $30,00 | $29.520 | 1.280.133 Langsung | -0,08% | Dilepas | 1008,0% (harga per 2026-10-06) |
| 30 Nov. 2011 | LPLA | S | 19.016 | $30,00 | $570.480 | 1.281.117 Langsung | -1,46% | Dilepas | 1008,0% (harga per 2026-10-06) |
| 22 Des. 2010 | LPLA | P | 150.000 | · | · | 150.000 Langsung | · | Diakuisisi | (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | M | 2.003.650 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | M | 500.910 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | M | 1.402.560 | · | · | 0 Langsung | -100,00% | Dilepas | (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | G | 70.000 | · | · | 70.000 Tidak Langsung | · | Diakuisisi | (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | G | 92.000 | · | · | 92.000 Tidak Langsung | · | Diakuisisi | (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | G | 70.000 | · | · | 1.279.204 Langsung | -5,19% | Dilepas | (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | G | 170.000 | · | · | 1.349.204 Langsung | -11,19% | Dilepas | (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | G | 184.000 | · | · | 1.519.204 Langsung | -10,80% | Dilepas | (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | G | 55.000 | · | · | 1.703.204 Langsung | -3,13% | Dilepas | (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | S | 2.148.916 | $30,00 | $64.467.480 | 1.758.204 Langsung | -55,00% | Dilepas | 1008,0% (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | M | 2.003.650 | $1,88 | $3.766.862 | 3.907.120 Langsung | +105,26% | Diakuisisi | 17580,3% (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | M | 500.910 | $1,35 | $676.228 | 1.903.470 Langsung | +35,71% | Diakuisisi | 24521,5% (harga per 2026-10-06) |
| 17 Nov. 2010 | LPLA | M | 1.402.560 | $1,49 | $2.089.814 | 1.402.560 Langsung | · | Diakuisisi | 22208,1% (harga per 2026-10-06) |
| 14 Sep. 2009 | LPLA | P | 120.000 | · | · | 120.000 Langsung | · | Diakuisisi | (harga per 2026-10-06) |
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II) Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 2 Maret 2017 | LPLA | Option to purchase Common Stock | Common Stock | $19,85 | · | 2.000 | Dilepas |
| 22 Feb. 2017 | LPLA | Option to purchase Common Stock | Common Stock | $31,60 | 22 Feb. 2023 | 58.628 | Dilepas |
| 15 Feb. 2017 | LPLA | Option to purchase Common Stock | Common Stock | $34,61 | 22 Des. 2020 | 2.889 | Dilepas |
| 15 Feb. 2017 | LPLA | Option to purchase Common Stock | Common Stock | $32,26 | 9 Feb. 2022 | 186.439 | Dilepas |
| 15 Feb. 2017 | LPLA | Option to purchase Common Stock | Common Stock | $31,60 | 22 Feb. 2023 | 175.885 | Dilepas |
| 14 Feb. 2017 | LPLA | Option to purchase Common Stock | Common Stock | $22,08 | 14 Sep. 2019 | 57.360 | Dilepas |
| 14 Feb. 2017 | LPLA | Option to purchase Common Stock | Common Stock | $34,61 | 22 Des. 2020 | 147.111 | Dilepas |
| 13 Feb. 2017 | LPLA | Option to purchase Common Stock | Common Stock | $22,08 | 14 Sep. 2019 | 62.640 | Dilepas |
| 25 Feb. 2016 | LPLA | Option to purchase Common Stock | Common Stock | $19,85 | 25 Feb. 2026 | 403.329 | Diakuisisi |
| 6 Maret 2015 | LPLA | Option to purchase Common Stock | Common Stock | $45,55 | 6 Maret 2025 | 400.000 | Diakuisisi |
| 24 Feb. 2014 | LPLA | Option to purchase common stock | Common Stock | $54,81 | 24 Feb. 2024 | 148.375 | Diakuisisi |
| 22 Feb. 2013 | LPLA | Option to Purchase Common Stock | Common Stock | $31,60 | 22 Feb. 2023 | 234.513 | Diakuisisi |
| 9 Feb. 2012 | LPLA | Option to Purchase Common Stock | Common Stock | $32,26 | 9 Feb. 2022 | 186.439 | Diakuisisi |
| 22 Des. 2010 | LPLA | Option to Purchase Common Stock | Common | $34,61 | 22 Des. 2020 | 150.000 | Diakuisisi |
| 17 Nov. 2010 | LPLA | Stock Option (Right to Buy) | Common Stock | · | 2 Mei 2013 | 2.003.650 | Dilepas |
| 17 Nov. 2010 | LPLA | Stock Option (Right to Buy) | Common Stock | · | 30 Nov. 2013 | 500.910 | Dilepas |
| 17 Nov. 2010 | LPLA | Stock Option (Right to Buy) | Common Stock | · | 31 Mei 2014 | 1.402.560 | Dilepas |
| 14 Sep. 2009 | LPLA | Option to purchase common stock | Common | $22,08 | 14 Sep. 2019 | 120.000 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 6 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 29 Juni 2007 | LPLA | Option Awards | 133.576 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 66.789 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 33.394 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 16.697 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 93.504 | Langsung |
| 29 Juni 2007 | LPLA | Option Awards | 46.752 | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2010 | $800.000 | $2.225.000 | · | $2.677.905 | · | · | $39.820 | $5.742.725 |
| 2009 | $800.000 | $1.500.000 | · | $1.414.440 | · | · | $10.738 | $3.725.178 |
| 2008 | $800.000 | $1.032.742 | · | · | · | · | $10.707 | $1.843.449 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.