First Trust Exchange-Traded Fund IV (CAAA)
Management Company · ARCX · Series S000084026 · View on SEC EDGAR ↗
- Net assets
- $32.5M
- Holdings
- 108
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 17.39%
- Effective number of positions
- 88.0
- Positions above 1%
- 37
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$2.0M
- Quarter ending Apr 2026
- +$1.0M
- Trailing 12 months
- +$22.5M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 108 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS | 61747C582 | $650K | 2.00 | 650,124 | STIV | US |
| CSMC 2019-UVIL | 12656DAA1 | $611K | 1.88 | 650,000 | ABS-O | US |
| BX TRUST 2025-DELC | 05594MAA0 | $601K | 1.85 | 600,000 | ABS-O | US |
| 2023-MIC TRUST/THE | 87256GAA0 | $565K | 1.74 | 530,000 | ABS-O | US |
| BSTN COMMERCIAL MORTGAGE TRUST 2025-1C | 05615EAA3 | $562K | 1.73 | 551,000 | ABS-O | US |
| CENT TRUST 2025-CITY | 12517TAA5 | $553K | 1.70 | 550,000 | ABS-O | US |
| SWCH COMMERCIAL MORTGAGE TRUST 2025-DATA | 78489CAA7 | $551K | 1.69 | 555,000 | ABS-O | US |
| CHI COMMERCIAL MORTGAGE TRUST 2025-SFT | 16706GAA5 | $528K | 1.62 | 520,000 | ABS-O | US |
| NY COMMERCIAL MORTGAGE TRUST 2025-299P | 62957FAA7 | $519K | 1.60 | 500,000 | ABS-O | US |
| BBCMS 2018-TALL MORTGAGE TRUST | 05548WAA5 | $514K | 1.58 | 543,000 | ABS-O | US |
| BANK 2020-BNK25 | 06539WBB1 | $503K | 1.55 | 542,000 | ABS-O | US |
| J P MORGAN CHASE COMMERCIAL MORTGAG | 46592UAA8 | $501K | 1.54 | 500,000 | ABS-O | US |
| INT COMMERCIAL MORTGAGE TRUST 2025-PLAZA | 44989YAA6 | $500K | 1.54 | 500,000 | ABS-O | US |
| UNITED STATES OF AMERICA - BUREAU OF THE PUBLIC DEBT | 912797TR8 | $499K | 1.54 | 500,000 | DBT | US |
| TEXAS COMMERCIAL MORTGAGE TRUST 2025-TWR | 88231WAA3 | $499K | 1.53 | 500,000 | ABS-O | US |
| GGP TRUST 2026-2PAK | 37441HAA9 | $499K | 1.53 | 500,000 | ABS-O | US |
| VRTX TRUST 2025-HQ | 91835XAA5 | $495K | 1.52 | 500,000 | ABS-O | US |
| BBCMS MORTGAGE TRUST 2020-C8 | 05552ABC1 | $492K | 1.51 | 550,000 | ABS-O | US |
| BENCHMARK 2021-B25 MORTGAGE TRUST | 08163DAD9 | $457K | 1.40 | 500,000 | ABS-O | US |
| BX COMMERCIAL MORTGAGE TRUST 2018-BIOA | 05608MAA4 | $455K | 1.40 | 489,000 | ABS-O | US |
| SKY1 TRUST 2025-LINE | 830941AA8 | $455K | 1.40 | 452,583 | ABS-O | US |
| BENCHMARK 2023-B40 MORTGAGE TRUST | 08163WAD7 | $454K | 1.40 | 425,000 | ABS-O | US |
| CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-420K | 17328QAA9 | $449K | 1.38 | 500,000 | ABS-O | US |
| BANK 2020-BNK29 | 06541TBF5 | $442K | 1.36 | 500,170 | ABS-O | US |
| BWAY TRUST 2025-1535 | 12430BAA8 | $420K | 1.29 | 415,000 | ABS-O | US |
| BBCMS MORTGAGE TRUST 2017-C1 | 07332VBD6 | $397K | 1.22 | 400,000 | ABS-O | US |
| NYO COMMERCIAL MORTGAGE TRUST 2021-1290 | 62955HAA5 | $375K | 1.15 | 375,000 | ABS-O | US |
| WELLS FARGO COMMERCIAL MORTGAGE TRUST 2012-LC5 | 95002DBG3 | $374K | 1.15 | 375,000 | ABS-O | US |
| BMO 2025-C12 MORTGAGE TRUST | 05615DAD9 | $366K | 1.13 | 350,000 | ABS-O | US |
| BANK 2020-BNK30 | 06541UBW5 | $366K | 1.13 | 414,000 | ABS-O | US |
| ARBOR MULTIFAMILY MORTGAGE SECURITIES TRUST 2020-MF1 | 03881BAC7 | $364K | 1.12 | 390,000 | ABS-O | US |
| WELLS FARGO COMMERCIAL MORTGAGE TRUST 2012-LC5 | 95003MBS6 | $362K | 1.11 | 380,000 | ABS-O | US |
| CF 2019-CF1 | 12529MAB4 | $355K | 1.09 | 359,550 | ABS-O | US |
| WELLS FARGO COMMERCIAL MORTGAGE TRUST 2025-B33RP | 95004RAA4 | $350K | 1.08 | 350,000 | ABS-O | US |
| ARBOR MULTIFAMILY MORTGAGE SECURITIES TRUST 2021-MF2 | 03881VAG4 | $349K | 1.07 | 390,000 | ABS-O | US |
| CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC43 | 17328HBE0 | $343K | 1.05 | 351,878 | ABS-O | US |
| WHARF COMMERCIAL MORTGAGE TRUST 2025-DC | 92987LAA5 | $331K | 1.02 | 325,000 | ABS-O | US |
| SFO COMMERCIAL MORTGAGE TRUST 2021-555 | 78432WAA1 | $319K | 0.98 | 319,200 | ABS-O | US |
| ILPT TRUST 2019-SURF | 44965LAA2 | $319K | 0.98 | 325,000 | ABS-O | US |
| BMO 2024-C9 MORTGAGE TRUST | 05593MAE3 | $313K | 0.96 | 300,000 | ABS-O | US |
| BBCMS MORTGAGE TRUST 2022-C18 | 054975AE7 | $312K | 0.96 | 300,000 | ABS-O | US |
| GSMS TRUST 2024-FAIR | 36270JAA3 | $306K | 0.94 | 300,000 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137FREK3 | $305K | 0.94 | 8,649,748 | ABS-O | US |
| FEDERAL NATIONAL MORTGAGE ASSOCIATION | 3140NU6L8 | $304K | 0.93 | 300,000 | ABS-MBS | US |
| MORGAN STANLEY CAPITAL I TRUST 2019-L2 | 61768HAV8 | $304K | 0.93 | 310,015 | ABS-O | US |
| GS MORTGAGE SECURITIES TRUST 2015-GS1 | 36253PAB8 | $302K | 0.93 | 304,877 | ABS-O | US |
| KRE COMMERCIAL MORTGAGE TRUST 2026-ICNA | 48275LAA8 | $301K | 0.93 | 300,000 | ABS-O | US |
| HILT 2025-NVIL | 432826AA3 | $301K | 0.93 | 300,000 | ABS-O | US |
| BANK 2020-BNK26 | 06540JBB7 | $300K | 0.92 | 325,000 | ABS-O | US |
| SHOPS COMMERCIAL MORTGAGE TRUST 2026-CSTL | 82510YAA4 | $299K | 0.92 | 300,000 | ABS-O | US |
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Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 22 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| STAR Financial Bank | $12,723,975 | 39.18% | 626,482 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $6,009,935 | 18.51% | 295,916 | Shares | June 30, 2026 |
| Platform Technology Partners | $3,445,289 | 10.61% | 169,633 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $2,782,710 | 8.57% | 137,011 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $1,564,698 | 4.82% | 77,040 | Shares | June 30, 2026 |
| FIRST TRUST ADVISORS LP | $1,376,828 | 4.24% | 67,790 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $1,108,955 | 3.41% | 54,601 | Shares | June 30, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | $608,617 | 1.87% | 29,959 | Shares | June 30, 2026 |
| Fearless Solutions, LLC dba Best Invest | $593,302 | 1.83% | 29,212 | Shares | June 30, 2026 |
| Belpointe Asset Management LLC | $502,988 | 1.55% | 24,765 | Shares | June 30, 2026 |
| H D Vest Advisory Services | $352,518 | 1.09% | 17,213 | Shares | June 30, 2025 |
| JANE STREET GROUP, LLC | $302,297 | 0.93% | 14,884 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $269,902 | 0.83% | 13,289 | Shares | June 30, 2026 |
| United Advisor Group, LLC | $253,480 | 0.78% | 12,480 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $224,265 | 0.69% | 11,042 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $124,395 | 0.38% | 6,122 | Shares | June 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $76,181 | 0.23% | 3,750 | Shares | June 30, 2026 |
| Financial Network Wealth Advisors LLC | $67,267 | 0.21% | 3,312 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $60,930 | 0.19% | 3,000 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $19,660 | 0.06% | 968 | Shares | June 30, 2026 |
| UBS Group AG | $4,367 | 0.01% | 215 | Shares | June 30, 2026 |
| Rossby Financial, LCC | $995 | 0.00% | 49 | Shares | June 30, 2026 |
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