First Trust Exchange-Traded Fund IV (CAAA)
Management Company · ARCX · Series S000084026 · View on SEC EDGAR ↗
- Net assets
- $32.5M
- Holdings
- 108
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 17.39%
- Effective number of positions
- 88.0
- Positions above 1%
- 37
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$2.0M
- Quarter ending Apr 2026
- +$1.0M
- Trailing 12 months
- +$22.5M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 108 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| FEDERAL HOME LOAN MORTGAGE CORP | 3137F82T9 | $53K | 0.16 | 1,599,344 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137HN4T2 | $38K | 0.12 | 1,185,472 | ABS-O | US |
| BANK 2018-BNK10 | 065404BF1 | $27K | 0.08 | 2,854,636 | ABS-O | US |
| FEDERAL HOME LOAN MORTGAGE CORP | 3137FRV24 | $7K | 0.02 | 160,000 | ABS-O | US |
| CHICAGO BOARD OF TRADE | — | -$46 | 0.00 | 2 | DIR | US |
| CHICAGO BOARD OF TRADE | — | -$13K | -0.04 | 13 | DIR | US |
| CHICAGO BOARD OF TRADE | — | -$42K | -0.13 | 18 | DIR | US |
| CHICAGO BOARD OF TRADE | — | -$43K | -0.13 | 38 | DIR | US |
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Sector breakdown
Other/Unmapped
100.0%
Institutional owners (13F) 22 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| STAR Financial Bank | $12,723,975 | 39.18% | 626,482 | Shares | June 30, 2026 |
| Prospera Financial Services Inc | $6,009,935 | 18.51% | 295,916 | Shares | June 30, 2026 |
| Platform Technology Partners | $3,445,289 | 10.61% | 169,633 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $2,782,710 | 8.57% | 137,011 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $1,564,698 | 4.82% | 77,040 | Shares | June 30, 2026 |
| FIRST TRUST ADVISORS LP | $1,376,828 | 4.24% | 67,790 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $1,108,955 | 3.41% | 54,601 | Shares | June 30, 2026 |
| INSPIRION WEALTH ADVISORS, LLC | $608,617 | 1.87% | 29,959 | Shares | June 30, 2026 |
| Fearless Solutions, LLC dba Best Invest | $593,302 | 1.83% | 29,212 | Shares | June 30, 2026 |
| Belpointe Asset Management LLC | $502,988 | 1.55% | 24,765 | Shares | June 30, 2026 |
| H D Vest Advisory Services | $352,518 | 1.09% | 17,213 | Shares | June 30, 2025 |
| JANE STREET GROUP, LLC | $302,297 | 0.93% | 14,884 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $269,902 | 0.83% | 13,289 | Shares | June 30, 2026 |
| United Advisor Group, LLC | $253,480 | 0.78% | 12,480 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $224,265 | 0.69% | 11,042 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $124,395 | 0.38% | 6,122 | Shares | June 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $76,181 | 0.23% | 3,750 | Shares | June 30, 2026 |
| Financial Network Wealth Advisors LLC | $67,267 | 0.21% | 3,312 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $60,930 | 0.19% | 3,000 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $19,660 | 0.06% | 968 | Shares | June 30, 2026 |
| UBS Group AG | $4,367 | 0.01% | 215 | Shares | June 30, 2026 |
| Rossby Financial, LCC | $995 | 0.00% | 49 | Shares | June 30, 2026 |
Peer funds
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