PGIM Rock ETF Trust (PBSE)
Management Company · XCBO · Series S000083286 · View on SEC EDGAR ↗
- Net assets
- $24.2M
- Holdings
- 16
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 105.44%
- Effective number of positions
- 1.5
- Positions above 1%
- 4
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$1.5M
- Quarter ending Apr 2026
- -$11.5M
- Trailing 12 months
- +$16.1M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 16 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| CBOE GLOBAL MARKETS, INC. | — | $19.8M | 81.48 | 278 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $2.3M | 9.38 | 32 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $1.6M | 6.74 | 23 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $1.4M | 5.86 | 20 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $233K | 0.96 | 271 | DE | US |
| (PIPA070) PGIM Core Government Money Market Fund | 74440W862 | $179K | 0.74 | 178,976 | STIV | US |
| CBOE GLOBAL MARKETS, INC. | — | $49K | 0.20 | 57 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $17K | 0.07 | 20 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $4K | 0.02 | 5 | DE | US |
| OLD MISSION MARKETS LLC | — | -$4K | -0.02 | -20 | DE | US |
| X-CHANGE FINANCIAL ACCESS LLC | — | -$5K | -0.02 | -23 | DE | US |
| OLD MISSION MARKETS LLC | — | -$27K | -0.11 | -128 | DE | US |
| X-CHANGE FINANCIAL ACCESS LLC | — | -$39K | -0.16 | -182 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$70K | -0.29 | -20 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$449K | -1.85 | -128 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$720K | -2.97 | -205 | DE | US |
Sector breakdown
Institutional owners (13F) 9 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $15,160,442 | 65.24% | 491,106 | Shares | June 30, 2026 |
| Spire Wealth Management | $2,496,527 | 10.74% | 80,872 | Shares | June 30, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | $1,723,589 | 7.42% | 55,826 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $1,701,020 | 7.32% | 55,095 | Shares | June 30, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | $1,314,041 | 5.65% | 42,561 | Shares | June 30, 2026 |
| KINTRA WEALTH, LLC | $458,680 | 1.97% | 14,659 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $331,960 | 1.43% | 10,752 | Shares | June 30, 2026 |
| DHJJ Financial Advisors, Ltd. | $47,763 | 0.21% | 1,547 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $4,137 | 0.02% | 134 | Shares | June 30, 2026 |
Peer funds
Similar by size
| Fund | AUM |
|---|---|
| ITDI iShares Trust | $24.3M |
| XIDE First Trust Exchange-Traded Fun… | $24.4M |
| PSCF Invesco Exchange-Traded Fund Tr… | $24.5M |
| PPTY ETF Series Solutions | $24.6M |
| JQLD Janus Detroit Street Trust | $24.7M |
| UTHY RBB Fund, Inc. | $24.2M |
| AQWA Global X Funds | $23.8M |
| PBJN PGIM Rock ETF Trust | $23.7M |
| DRAI EA Series Trust | $23.5M |
| WBIF Absolute Shares Trust | $23.5M |