Uptown Financial Advisors LLC
CIK 2066147 · View on SEC EDGAR ↗
- Portfolio value
- $125.9M
- Positions
- 76
- As of
- March 31, 2026 Data as of Q1 2026
#7,899 of 9,443 by 13F value · top 83.6%
Portfolio value QoQ: -9.8% 13F does not disclose cash
- Top 10 holdings weight
- 60.39%
- Top 25 holdings weight
- 84.09%
- Positions above 1%
- 21
- Effective number of positions
- 21.1
Based on 13F long-equity holdings only (cash, bonds, shorts not disclosed)
Turnover Q1 2026: 6.62% Est. buys $8,781,620 · sells $21,208,289
Median holding: 6.0 quarters Tracked Q4 2024–Q1 2026 · 82.6% still held
- New positions
- 5
- Increased
- 27
- Decreased
- 14
- Closed
- 7
Put-notional exposure: 1.3% puts 13F reports option positions at underlying notional value — may include hedges, not necessarily bearish bets
On this page
- Sector breakdown How the portfolio splits across market sectors.
- Portfolio Every stock this institution reports holding, from its latest 13F.
- High-conviction bets The holdings this manager is most concentrated in.
- Biggest new bets Brand-new positions opened in the latest quarter.
- Top moves The biggest position increases and decreases this quarter.
- Exited positions Positions the manager fully sold out of last quarter.
Sector breakdown
Energy
4.0%
Technology
3.7%
Communication Services
1.0%
Healthcare
0.7%
Communications
0.5%
Financials
0.4%
Financial Services
0.3%
Retail
0.2%
Other/Unmapped
89.2%
Full portfolio 76 positions
| Type | Streak | 8Q trend | |||||
|---|---|---|---|---|---|---|---|
| VUG | $13,708,055 | 10.89% | 31,383 | $-83,698 | Up ×1 | ||
| VO | $10,180,607 | 8.09% | 35,450 | $920,677 | Up ×3 | ||
| IJR | $9,964,396 | 7.92% | 80,157 | $1,141,743 | Up ×5 | ||
| SPYV | $9,159,566 | 7.28% | 161,886 | $899,506 | Up ×1 | ||
| BSV | $7,855,037 | 6.24% | 100,179 | $693,079 | Up ×2 | ||
| SPEM | $7,322,834 | 5.82% | 156,103 | $619,599 | Up ×3 | ||
| SPYG | $4,685,973 | 3.72% | 47,860 | $-471,585 | Down ×2 | ||
| SCHF | $4,580,064 | 3.64% | 185,053 | $757,341 | Up ×5 | ||
| VDE | $4,417,401 | 3.51% | 25,528 | $1,275,291 | Up ×5 | ||
| BIV | $4,146,573 | 3.29% | 53,725 | $141,044 | Up ×2 | ||
| VTV | $3,747,060 | 2.98% | 19,098 | $121,306 | Up ×1 | ||
| VEA | $3,480,132 | 2.76% | 54,309 | $131,802 | Up ×5 | ||
| VSS | $3,006,190 | 2.39% | 20,619 | $249,238 | Up ×3 | ||
| ET Energy Transfer LP Common Units | $2,484,566 | 1.97% | 128,734 | $338,376 | Down ×1 | ||
| SPY SPY | $2,359,434 | 1.87% | 3,628 | $-125,482 | Down ×1 | ||
| XLU XLU | $2,075,863 | 1.65% | 45,235 | $313,152 | Up ×5 | ||
| NVDA NVIDIA Corporation - Common Stock | $1,853,199 | 1.47% | 10,626 | $19,875 | Up ×1 | ||
| EPD Enterprise Products Partners L.P. Common Stock | $1,818,250 | 1.44% | 48,051 | $277,735 | |||
| LQD | $1,787,218 | 1.42% | 16,397 | $94,810 | Up ×2 | ||
| IVV | $1,738,192 | 1.38% | 2,661 | $-37,172 | Up ×2 | ||
| BNDX Vanguard Total International Bond ETF | $1,439,049 | 1.14% | 29,948 | $122,861 | Up ×2 | ||
| QQQ Invesco QQQ Trust, Series 1 | $1,154,360 | 0.92% | 2,000 | Put option | $-16,967,785 | Down ×1 | |
| JAAA | $974,458 | 0.77% | 19,346 | $-117 | Up ×2 | ||
| IJH | $968,043 | 0.77% | 14,335 | $13,683 | Down ×1 | ||
| VYM | $961,169 | 0.76% | 6,490 | $-54,809 | Down ×1 | ||
| IWM | $932,728 | 0.74% | 3,761 | $34,490 | Up ×1 | ||
| SPDW | $918,524 | 0.73% | 20,121 | $24,950 | |||
| VNQ | $833,316 | 0.66% | 9,394 | $116,370 | Up ×3 | ||
| EMXC iShares MSCI Emerging Markets ex China ETF | $747,685 | 0.59% | 9,505 | $40,489 | Down ×1 | ||
| JNK | $733,694 | 0.58% | 7,664 | $38,740 | Up ×2 | ||
| META Meta Platforms, Inc. - Class A Common Stock | $719,167 | 0.57% | 1,257 | $-110,566 | |||
| MSFT Microsoft Corporation - Common Stock | $699,621 | 0.56% | 1,890 | $-209,101 | Up ×1 | ||
| SCHV | $620,736 | 0.49% | 20,352 | $-2,851 | Down ×2 | ||
| AVGO Broadcom Inc. - Common Stock | $589,617 | 0.47% | 1,905 | $-69,704 | |||
| AGG | $586,884 | 0.47% | 5,912 | $21,663 | Up ×1 | ||
| MUB | $585,736 | 0.47% | 5,518 | $-5,297 | |||
| IJS | $517,745 | 0.41% | 4,371 | $29,772 | Up ×1 | ||
| JNJ Johnson & Johnson Common Stock | $449,036 | 0.36% | 1,837 | $68,869 | |||
| VOO | $438,602 | 0.35% | 734 | $-21,711 | |||
| VWO | $433,805 | 0.34% | 8,026 | $2,327 | |||
| IEFA | $421,932 | 0.34% | 4,660 | $4,986 | |||
| ABBV AbbVie Inc. Common Stock | $416,058 | 0.33% | 1,913 | $-21,043 | |||
| AAPL Apple Inc. - Common Stock | $396,673 | 0.32% | 1,562 | $-28,244 | |||
| SCHD | $391,170 | 0.31% | 12,750 | $24,979 | Down ×1 | ||
| VBR | $388,443 | 0.31% | 1,788 | $9,762 | |||
| VNQI Vanguard Global ex-U.S. Real Estate ETF | $360,045 | 0.29% | 8,099 | $20,371 | Up ×3 | ||
| VGT | $357,930 | 0.28% | 513 | $-7,653 | Up ×1 | ||
| NAD Nuveen Quality Municipal Income Fund Common Stock | $348,910 | 0.28% | 30,340 | $-15,777 | |||
| NFLX Netflix, Inc. - Common Stock | $346,140 | 0.27% | 3,600 | $8,604 | |||
| XLE XLE | $343,088 | 0.27% | 5,600 | $94,597 | Up ×2 | ||
| AXP American Express Company Common Stock | $340,895 | 0.27% | 1,127 | $-76,039 | |||
| CSCO Cisco Systems, Inc. - Common Stock | $340,387 | 0.27% | 4,387 | $2,456 | |||
| SCHG | $334,296 | 0.27% | 11,476 | $-40,051 | |||
| IEMG | $323,012 | 0.26% | 4,631 | $11,716 | |||
| EFA | $315,964 | 0.25% | 3,253 | $-25,231 | Down ×2 | ||
| CRWV CoreWeave, Inc. - Class A Common Stock | $309,880 | 0.25% | 4,000 | Call option | $-835,880 | Down ×2 | |
| VIG | $297,643 | 0.24% | 1,384 | $-6,533 | |||
| JPM JP Morgan Chase & Co. Common Stock | $281,805 | 0.22% | 958 | $-26,882 | |||
| SCHC | $279,692 | 0.22% | 5,984 | $-9,287 | Down ×1 | ||
| CVX Chevron Corporation Common Stock | $278,281 | 0.22% | 1,345 | $73,290 | |||
| NVDA NVIDIA Corporation - Common Stock | $261,600 | 0.21% | 1,500 | Call option | |||
| TXN Texas Instruments Incorporated - Common Stock | $260,148 | 0.21% | 1,340 | $27,671 | |||
| XOM Exxon Mobil Corporation Common Stock | $259,919 | 0.21% | 1,532 | Up ×1 | |||
| CSCO Cisco Systems, Inc. - Common Stock | $248,288 | 0.20% | 3,200 | Put option | Up ×1 | ||
| WFC Wells Fargo & Company Common Stock | $234,053 | 0.19% | 2,940 | $-39,955 | |||
| KMI Kinder Morgan, Inc. Common Stock | $233,101 | 0.19% | 6,952 | ||||
| CRWV CoreWeave, Inc. - Class A Common Stock | $224,663 | 0.18% | 2,900 | Put option | $-276,607 | Down ×2 | |
| BSL Blackstone Senior Floating Rate 2027 Term Fund Common Shares of Beneficial Interest | $224,294 | 0.18% | 17,320 | $-9,526 | |||
| GOOGL Alphabet Inc. - Class A Common Stock | $223,722 | 0.18% | 778 | $-19,792 | |||
| AMZN Amazon.com, Inc. - Common Stock | $222,016 | 0.18% | 1,066 | $-24,038 | |||
| SPSB | $213,948 | 0.17% | 7,115 | $-925 | |||
| SPMD | $208,040 | 0.17% | 3,513 | Up ×1 | |||
| SUB | $206,078 | 0.16% | 1,935 | $-387 | |||
| QQQ Invesco QQQ Trust, Series 1 | $133,906 | 0.11% | 232 | $-8,614 | |||
| NEA Nuveen AMT-Free Quality Municipal Income Fund Common Shares of Beneficial Interest Par Value $.01 | $129,134 | 0.10% | 11,499 | $-4,599 | |||
| AVGO Broadcom Inc. - Common Stock | $61,902 | 0.05% | 200 | Put option | $-2,360,798 | Down ×1 | |
| No matches | |||||||
Conviction holdings
Positions increased for 3+ consecutive quarters.
Share counts are as reported in 13F filings (not split-adjusted)
| Security | Value | % of portfolio | Streak |
|---|---|---|---|
| VO | $10,180,607 | 8.09% | up ×3 |
| IJR | $9,964,396 | 7.92% | up ×5 |
| SPEM | $7,322,834 | 5.82% | up ×3 |
| SCHF | $4,580,064 | 3.64% | up ×5 |
| VDE | $4,417,401 | 3.51% | up ×5 |
| VEA | $3,480,132 | 2.76% | up ×5 |
| VSS | $3,006,190 | 2.39% | up ×3 |
| XLU | $2,075,863 | 1.65% | up ×5 |
| VNQ | $833,316 | 0.66% | up ×3 |
| VNQI | $360,045 | 0.29% | up ×3 |
Biggest new bets
New positions opened this quarter, largest first.
Top movers (QoQ)
| Security | Action | Shares Δ | Value Δ |
|---|---|---|---|
| VDE | Bought more | +575 | +$1.3M |
| IJR | Bought more | +7K | +$1.1M |
| VO | Bought more | +4K | +$921K |
| SPYV | Bought more | +16K | +$900K |
| CRWV | Trimmed | -12K | -$836K |
| SCHF | Bought more | +26K | +$757K |
| BSV | Bought more | +9K | +$693K |
| SPEM | Bought more | +13K | +$620K |
| SPYG | Trimmed | -477 | -$472K |
| ET | Trimmed | -1K | +$338K |
2 positions hidden (data completeness check)
Exited positions
Includes corporate events (mergers, delistings) — not all exits are sells
Closed positions reflect 13F reporting changes; for index managers these are often mechanical (delisting, M&A, index rebalancing), not active decisions.
| Security | Quarter | Shares before | Value before | Price since exit |
|---|---|---|---|---|
| QQQ | Sept. 30, 2025 | 9,232 | $5,092,740 | |
| VTI | June 30, 2025 | 2,795 | $768,178 | No longer tracked |
| MCI | March 31, 2026 | 20,594 | $373,781 | 6.5% |
| IVE | June 30, 2025 | 1,518 | $289,300 | No longer tracked |
| SOR | March 31, 2026 | 6,042 | $276,482 | 1.3% |
| JPC | March 31, 2026 | 31,600 | $256,276 | -0.5% |
| TSLA | March 31, 2026 | 509 | $228,907 | -6.2% |
| IVW | June 30, 2025 | 2,430 | $225,587 | No longer tracked |
| CVX | June 30, 2025 | 1,345 | $225,005 | 44.3% |
| VGSH | Sept. 30, 2025 | 3,762 | $221,130 | |
| IBM | March 31, 2026 | 743 | $220,084 | -3.6% |
| HD | Dec. 31, 2025 | 508 | $205,837 | -2.5% |
| KMI | Sept. 30, 2025 | 6,952 | $204,389 | 11.5% |
| JBBB | March 31, 2026 | 4,265 | $203,441 | No longer tracked |
| SPTI | March 31, 2025 | 7,249 | $202,102 | No longer tracked |
| PCN | March 31, 2026 | 11,050 | $140,998 | -2.1% |