Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 42 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

42 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 24, 2020 PASG P 10,000 $14.98 $149,800 18,900 Direct +112.36% Acquired -98.6% (price as of 2026-10-06)
March 3, 2020 PASG P 8,900 $18.00 $160,200 8,900 Direct · Acquired -98.9% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 16, 2026 IOVA Deferred Restricted Stock Unit Common Stock (90,316) · · 90,316 Acquired
May 19, 2026 PASG Director Stock Option (right to buy) Common Stock (10,539) $5.08 May 19, 2036 10,539 Acquired
June 13, 2025 IOVA Deferred Restricted Stock Unit Common Stock (67,546) · · 67,546 Acquired
May 28, 2025 PASG Director Stock Option (right to buy) Common Stock (201,857) $0.36 May 28, 2035 201,857 Acquired
June 11, 2024 IOVA Deferred Restricted Stock Unit Common Stock (49,303) · · 49,303 Acquired
May 21, 2024 PASG Director Stock Option (right to buy) Common Stock (47,693) $1.28 May 21, 2034 47,693 Acquired
March 1, 2024 IOVA Deferred Restricted Stock Unit Common Stock (50,000) · · 50,000 Acquired
June 6, 2023 IOVA Deferred Restricted Stock Unit Common Stock (51,955) · · 51,955 Acquired
May 25, 2023 PASG Director Stock Option (Right to Buy) Common Stock (24,000) $1.00 May 24, 2033 24,000 Acquired
June 10, 2022 IOVA Deferred Restricted Stock Unit Common Stock (51,204) · · 51,204 Acquired
May 26, 2022 PASG Director Stock Option (Right to Buy) Common Stock (24,000) $1.76 May 25, 2032 24,000 Acquired
June 29, 2021 IOVA Stock Option (right to buy) Common Stock (35,000) $26.33 June 29, 2031 35,000 Acquired
May 27, 2021 PASG Director Stock Option (Right to Buy) Common Stock (16,918) $13.83 May 26, 2031 16,918 Acquired
June 8, 2020 IOVA Stock Option (right to buy) Common Stock (35,000) $32.17 June 7, 2030 35,000 Acquired
Feb. 27, 2020 PASG Director Stock Option (Right to Buy) Common Stock (33,836) $18.00 Feb. 27, 2030 33,836 Acquired
June 20, 2019 CRDF Stock Options Common Stock (44,734) $2.48 June 20, 2029 44,734 Acquired
June 10, 2019 IOVA Stock Option (right to buy) Common Stock (35,000) $19.93 June 9, 2029 35,000 Acquired
Jan. 23, 2018 CRDF Stock Options Common Stock (54,322) $0.30 Jan. 23, 2028 54,322 Acquired
Feb. 22, 2017 HALO Restricted Stock Units Common Stock (45,568) $0.00 · 45,568 Acquired
Feb. 22, 2017 HALO Option to Purchase Common Stock Common Stock (72,925) $12.07 Feb. 22, 2027 72,925 Acquired
Feb. 3, 2017 HALO Restricted Stock Units Common Stock (18,496) $0.00 · 18,496 Disposed
Jan. 5, 2017 HALO Restricted Stock Units Common Stock (7,500) $0.00 · 7,500 Disposed
June 30, 2016 HALO Performance Stock Units Common Stock (6,450) $0.00 · 6,450 Acquired
June 30, 2016 HALO Performance Stock Units Common Stock (6,450) $0.00 · 6,450 Disposed
Feb. 3, 2016 HALO Restricted Stock Units Common Stock (73,983) $0.00 Feb. 3, 2026 73,983 Acquired
Feb. 3, 2016 HALO Option to Purchase Common Stock Common Stock (125,523) $8.11 Feb. 3, 2026 125,523 Acquired
Jan. 5, 2016 HALO Restricted Stock Units Common Stock (7,500) $0.00 · 7,500 Disposed
Jan. 5, 2015 HALO Restricted Stock Units Common Stock (30,000) $0.00 Jan. 5, 2025 30,000 Acquired
Jan. 5, 2015 HALO Option to Purchase Common Stock Common Stock (250,000) $9.99 Jan. 5, 2025 250,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 20, 2017 CRDF Stock Options→ Common Stock (38,106) 38,106 Direct
Jan. 5, 2015 HALO Common Stock 0 Direct