AWM Investment Company, Inc.
CIK 1535264 · View on SEC EDGAR ↗
Insider
First SEC filing: June 4, 2026 · Latest: June 4, 2026
On this page
Institution
Insider at
Insider transactions
0 buys (P)
4 sells (S)
Net:
$-509,790
+ 6 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
6 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 4, 2026 | MASS | S | 50,000 | $8.36 | $418,000 | 4,829,773 Indirect | -1.02% | Disposed | 24.0% (price as of 2026-08-21) |
| June 23, 2026 | MASS | S | 3,050 | $9.00 | $27,450 | 4,879,773 Indirect | -0.06% | Disposed | 15.2% (price as of 2026-08-21) |
| June 22, 2026 | MASS | S | 4,668 | $8.99 | $41,965 | 4,882,823 Indirect | -0.10% | Disposed | 15.4% (price as of 2026-08-21) |
| June 2, 2026 | 1535264 | S | 2,500 | $8.95 | $22,375 | 4,887,491 | — | — | |
| Feb. 28, 2024 | 1535264 | S | 19,300 | $1.22 | $23,546 | 1,941,859 | — | — | |
| Aug. 24, 2023 | 1535264 | P | 140,000 | $0.40 | $56,000 | 10,266,144 | — | — | |
| June 26, 2023 | 1535264 | S | 2,557 | $3.54 | $9,052 | 702,145 | — | — | |
| June 15, 2023 | 1535264 | S | 300,000 | $0.67 | $199,890 | 5,262,296 | — | — | |
| June 12, 2023 | 1535264 | S | 50,000 | $0.73 | $36,490 | 5,930,963 | — | — | |
| June 6, 2023 | 1535264 | S | 9,000 | $3.54 | $31,860 | 749,931 | — | — | |
| May 26, 2023 | 1535264 | S | 117,098 | $0.76 | $89,568 | 6,082,401 | — | — | |
| May 23, 2023 | 1535264 | S | 115,000 | $0.88 | $101,269 | 6,199,499 | — | — | |
| May 22, 2023 | 1535264 | S | 2,004 | $3.93 | $7,873 | 771,804 | — | — | |
| April 27, 2023 | 1535264 | S | 370,000 | $0.70 | $259,037 | 8,476,052 | — | — | |
| March 31, 2023 | 1535264 | S | 437,500 | $1.02 | $446,644 | 700,000 | — | — | |
| March 30, 2023 | 1535264 | S | 100 | $4.50 | $450 | 794,262 | — | — | |
| March 27, 2023 | 1535264 | S | 5,677 | $4.75 | $26,969 | 801,256 | — | — | |
| March 20, 2023 | 1535264 | S | 16,737 | $4.91 | $82,113 | 806,933 | — | — | |
| Feb. 23, 2023 | 1535264 | S | 25,000 | $4.01 | $100,132 | 826,951 | — | — | |
| Feb. 17, 2023 | 1535264 | S | 8,316 | $4.88 | $40,615 | 851,951 | — | — | |
| Aug. 4, 2022 | 1535264 | S | 155,132 | $2.75 | $427,016 | 750,000 | — | — | |
| June 7, 2022 | 1535264 | S | 1,100 | $2.63 | $2,894 | 1,549,403 | — | — | |
| April 18, 2022 | 1535264 | P | 600 | $1.52 | $910 | 5,109,601 | — | — | |
| April 18, 2022 | 1535264 | P | 600 | $1.52 | $910 | 5,109,601 | — | — | |
| Dec. 21, 2021 | 1535264 | S | 99,398 | $1.55 | $154,236 | 5,081,901 | — | — | |
| Dec. 16, 2021 | 1535264 | S | 50,000 | $1.61 | $80,500 | 5,181,299 | — | — | |
| Dec. 16, 2021 | 1535264 | S | 1,600 | $5.67 | $9,065 | 616,103 | — | — | |
| Dec. 13, 2021 | 1535264 | S | 20,000 | $1.63 | $32,502 | 5,231,299 | — | — | |
| Dec. 10, 2021 | 1535264 | S | 20,758 | $6.39 | $132,648 | 617,703 | — | — | |
| June 10, 2021 | 1535264 | S | 150,000 | $2.23 | $334,200 | 4,419,081 | — | — | |
| Aug. 9, 2019 | 1535264 | P | 16,650 | $4.74 | $78,926 | 2,000,000 | — | — | |
| Jan. 7, 2019 | 1535264 | S | 5,100 | $0.94 | $4,795 | 4,492,624 | — | — | |
| Jan. 2, 2019 | 1535264 | S | 25,610 | $1.05 | $26,921 | 5,029,524 | — | — | |
| Feb. 12, 2018 | 1535264 | S | 50,000 | $1.89 | $94,500 | 5,429,524 | — | — | |
| March 29, 2017 | 1535264 | S | 39,435 | $3.05 | $120,407 | 400,505 | — | — | |
| Dec. 29, 2016 | 1535264 | S | 51,977 | $0.03 | $1,632 | 929,185 | — | — | |
| March 28, 2016 | 1535264 | S | 27,000 | $6.89 | $185,971 | 854,040 | — | — | |
| Sept. 23, 2015 | 1535264 | S | 7,800 | $13.50 | $105,330 | 1,780,000 | — | — | |
| Sept. 23, 2015 | 1535264 | S | 305,282 | $2.18 | $665,576 | 402,345 | — | — | |
| Sept. 21, 2015 | 1535264 | S | 17,010 | $3.22 | $54,747 | 907,627 | — | — | |
| Aug. 27, 2015 | 1535264 | S | 4,000 | $13.04 | $52,170 | 1,942,258 | — | — | |
| Aug. 25, 2015 | 1535264 | S | 1,000 | $13.00 | $13,000 | 1,991,258 | — | — | |
| Aug. 25, 2015 | 1535264 | P | 1,000 | $13.00 | $13,000 | 1,991,258 Indirect | +0.05% | Acquired | |
| July 15, 2015 | 1535264 | S | 50,000 | $13.89 | $694,525 | 1,992,258 | — | — | |
| July 1, 2015 | 1535264 | S | 20,000 | $0.62 | $12,410 | 10,868,889 | — | — | |
| June 26, 2015 | 1535264 | S | 5,309 | $13.85 | $73,532 | 2,067,859 | — | — | |
| June 8, 2015 | 1535264 | S | 102,700 | $2.25 | $231,209 | 830,718 | — | — | |
| May 21, 2015 | 1535264 | S | 24,741 | $4.00 | $99,006 | 933,418 | — | — | |
| April 10, 2015 | 1535264 | S | 6,200 | $4.19 | $25,997 | 958,159 | — | — | |
| April 10, 2015 | 1535264 | S | 1,477 | $11.00 | $16,247 | 2,073,168 | — | — | |
| April 8, 2015 | 1535264 | S | 1,867 | $11.00 | $20,537 | 2,076,751 | — | — | |
| April 6, 2015 | 1535264 | S | 6,578 | $11.00 | $72,364 | 2,079,290 | — | — | |
| April 2, 2015 | 1535264 | S | 700 | $4.50 | $3,150 | 964,359 | — | — | |
| March 31, 2015 | 1535264 | S | 18,250 | $4.86 | $88,715 | 966,459 | — | — | |
| March 27, 2015 | 1535264 | S | 119,439 | $4.55 | $543,615 | 1,044,171 | — | — | |
| March 27, 2015 | 1535264 | S | 2,785 | $11.13 | $31,004 | 2,089,868 | — | — | |
| March 26, 2015 | 1535264 | S | 16,934 | $11.16 | $188,936 | 2,102,299 | — | — | |
| March 25, 2015 | 1535264 | S | 22,500 | $11.39 | $256,381 | 2,119,236 | — | — | |
| March 23, 2015 | 1535264 | S | 25,000 | $11.22 | $280,622 | 2,141,736 | — | — | |
| March 19, 2015 | 1535264 | S | 25,000 | $11.02 | $275,448 | 2,197,736 | — | — | |
| March 11, 2015 | 1535264 | S | 60,804 | $7.61 | $462,603 | 1,199,600 | — | — | |
| March 6, 2015 | 1535264 | S | 1,000 | $6.28 | $6,282 | 1,262,804 | — | — | |
| March 6, 2015 | 1535264 | S | 1,000 | $6.28 | $6,282 | 1,262,804 | — | — | |
| March 6, 2015 | 1535264 | S | 2,700 | $11.23 | $30,312 | 2,247,736 | — | — | |
| March 4, 2015 | 1535264 | S | 1,000 | $11.05 | $11,050 | 2,258,836 | — | — | |
| March 3, 2015 | 1535264 | S | 600 | $6.45 | $3,870 | 1,263,804 | — | — | |
| Feb. 27, 2015 | 1535264 | S | 2,500 | $10.92 | $27,300 | 2,279,836 | — | — | |
| Feb. 24, 2015 | 1535264 | S | 31,296 | $7.20 | $225,331 | 1,264,404 | — | — | |
| Feb. 24, 2015 | 1535264 | S | 2,000 | $10.86 | $21,720 | 2,282,536 | — | — | |
| Feb. 18, 2015 | 1535264 | S | 53,300 | $7.13 | $379,997 | 1,295,700 | — | — | |
| Feb. 5, 2015 | 1535264 | P | 339,355 | $6.90 | $2,339,955 | 1,854,812 | — | — | |
| Feb. 5, 2015 | 1535264 | S | 18,150 | $6.21 | $112,688 | 1,400,000 | — | — |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 27 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 18, 2026 | SUNE | Common Stock | 820,000 | Indirect |
| March 14, 2025 | MASS | Common Stock | 5,199,924 | Indirect |
| March 6, 2025 | GAIA | Common Stock | 1,962,706 | Indirect |
| April 12, 2024 | FLZH | Common Stock | 1,445,037 | Indirect |
| May 11, 2021 | IVF | Common Stock | 1,052,820 | Indirect |
| Feb. 12, 2021 | DXLG | Common Stock | 11,111,111 | Indirect |
| May 31, 2019 | LIQT | Common Stock | 2,173,291 | Indirect |
| April 26, 2019 | IPWR | Common Stock | 2,431,829 | Indirect |
| April 26, 2019 | IPWR | Warrants→ Common Stock | — | Indirect |
| April 26, 2019 | IPWR | Preferred Stock→ Common Stock | — | Indirect |
| May 14, 2018 | OPRX | Common Stock | 4,103,774 | Indirect |
| Aug. 4, 2017 | XWEL | Common Stock | 2,954,545 | Indirect |
| Nov. 14, 2016 | ERNAW | Common Stock | 332,253 | Indirect |
| Feb. 26, 2016 | IZEA | Common Stock | 1,018,215 | Indirect |
| Nov. 18, 2015 | BWEN | Common Stock | — | Indirect |
| Aug. 20, 2015 | IZEA | Common Stock | 10,857,144 | Indirect |
| Aug. 20, 2015 | IZEA | Warrants A→ Common Stock | — | Indirect |
| Aug. 20, 2015 | IZEA | Warrants B→ Common Stock | — | Indirect |
| Feb. 12, 2015 | IZEA | Common Stock | 10,857,144 | Indirect |
| Feb. 12, 2015 | IZEA | Warrants A→ Common Stock | — | Indirect |
| Feb. 12, 2015 | IZEA | Warrants B→ Common Stock | — | Indirect |
| Feb. 10, 2015 | LTBR | Common Stock | 3,508,789 | Indirect |
| Feb. 10, 2015 | LTBR | Warrants→ Common Stock | — | Indirect |
| Feb. 10, 2015 | LTBR | Warrants→ Common Stock | — | Indirect |
| Feb. 10, 2015 | LTBR | Warrants→ Common Stock | — | Indirect |
| Jan. 30, 2015 | IPWR | Common Stock | 1,146,935 | Indirect |
| Jan. 15, 2015 | IDN | Common Stock | 1,985,022 | Indirect |