AWM Investment Company, Inc.
Insider
First SEC filing: June 4, 2026 · Latest: June 4, 2026
Institution
Insider at
Insider transactions
0 buys (P)
18 sells (S)
Net: $-4,173,313
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 29, 2026 | MASS | S | 18,000 | $11.52 | $207,360 | 4,736,773 Indirect | -0.38% | Disposed | -0.3% (price as of ) |
| Sept. 24, 2026 | MASS | S | 24,000 | $11.36 | $272,640 | 4,754,773 Indirect | -0.50% | Disposed | 1.1% (price as of ) |
| Sept. 23, 2026 | MASS | S | 1,000 | $11.25 | $11,250 | 4,755,773 Indirect | -0.02% | Disposed | 2.1% (price as of ) |
| Aug. 21, 2026 | MASS | S | 41,578 | $10.61 | $441,143 | 4,779,773 Indirect | -0.86% | Disposed | 8.3% (price as of ) |
| Aug. 20, 2026 | MASS | S | 8,422 | $10.52 | $88,599 | 4,821,351 Indirect | -0.17% | Disposed | 9.2% (price as of ) |
| Aug. 4, 2026 | MASS | S | 50,000 | $8.36 | $418,000 | 4,829,773 Indirect | -1.02% | Disposed | 37.4% (price as of ) |
| June 23, 2026 | MASS | S | 3,050 | $9.00 | $27,450 | 4,879,773 Indirect | -0.06% | Disposed | 27.7% (price as of ) |
| June 22, 2026 | MASS | S | 4,668 | $8.99 | $41,965 | 4,882,823 Indirect | -0.10% | Disposed | 27.8% (price as of ) |
| June 4, 2026 | MASS | S | 39,782 | $8.97 | $356,845 | 4,887,491 Indirect | -0.81% | Disposed | 28.1% (price as of ) |
| June 2, 2026 | MASS | S | 2,500 | $8.95 | $22,375 | 4,927,273 Indirect | -0.05% | Disposed | 28.4% (price as of ) |
| May 28, 2026 | MASS | S | 170,442 | $8.66 | $1,476,028 | 4,929,773 Indirect | -3.34% | Disposed | 32.7% (price as of ) |
| May 27, 2026 | MASS | S | 1,500 | $8.25 | $12,375 | 5,115,215 Indirect | -0.03% | Disposed | 39.3% (price as of ) |
| May 27, 2026 | MASS | S | 15,000 | $8.25 | $123,750 | 5,100,215 Indirect | -0.29% | Disposed | 39.3% (price as of ) |
| May 11, 2026 | MASS | S | 5,000 | $8.25 | $41,250 | 5,116,715 Indirect | -0.10% | Disposed | 39.3% (price as of ) |
| May 8, 2026 | MASS | S | 3,025 | $8.20 | $24,805 | 5,121,715 Indirect | -0.06% | Disposed | 40.1% (price as of ) |
| May 7, 2026 | MASS | S | 12,819 | $8.20 | $105,116 | 5,124,740 Indirect | -0.25% | Disposed | 40.1% (price as of ) |
| May 6, 2026 | MASS | S | 5,000 | $8.00 | $40,000 | 5,194,924 Indirect | -0.10% | Disposed | 43.6% (price as of ) |
| May 6, 2026 | MASS | S | 57,365 | $8.06 | $462,362 | 5,137,559 Indirect | -1.10% | Disposed | 42.6% (price as of ) |
| May 8, 2025 | GAIA | S | 10,000 | $5.21 | $52,100 | 1,942,706 Indirect | -0.51% | Disposed | -72.6% (price as of ) |
| May 7, 2025 | GAIA | S | 10,000 | $5.13 | $51,300 | 1,952,706 Indirect | -0.51% | Disposed | -72.1% (price as of ) |
| Dec. 13, 2024 | UGRO | S | 18,802 | $1.19 | $22,374 | 1,212,836 Indirect | -1.53% | Disposed | |
| Dec. 12, 2024 | UGRO | S | 7,400 | $1.21 | $8,954 | 1,231,638 Indirect | -0.60% | Disposed | |
| Dec. 11, 2024 | UGRO | S | 17,092 | $1.22 | $20,852 | 1,239,038 Indirect | -1.36% | Disposed | |
| Dec. 10, 2024 | UGRO | S | 33,839 | $1.22 | $41,284 | 1,256,130 Indirect | -2.62% | Disposed | |
| Dec. 9, 2024 | UGRO | S | 20,916 | $1.23 | $25,727 | 1,289,969 Indirect | -1.60% | Disposed | |
| Dec. 6, 2024 | UGRO | S | 24,760 | $1.26 | $31,198 | 1,310,885 Indirect | -1.85% | Disposed | |
| Dec. 5, 2024 | UGRO | S | 10,000 | $1.27 | $12,700 | 1,335,645 Indirect | -0.74% | Disposed | |
| Nov. 27, 2024 | UGRO | S | 3 | $1.48 | $4 | 1,345,645 Indirect | 0.00% | Acquired | |
| Nov. 26, 2024 | UGRO | S | 52,188 | $1.39 | $72,541 | 1,345,648 Indirect | -3.73% | Disposed | |
| Nov. 19, 2024 | UGRO | S | 75 | $1.53 | $115 | 1,397,836 Indirect | -0.01% | Disposed | |
| Nov. 14, 2024 | UGRO | S | 22,920 | $1.56 | $35,755 | 1,397,911 Indirect | -1.61% | Disposed | |
| Nov. 13, 2024 | UGRO | S | 8,194 | $1.44 | $11,799 | 1,420,831 Indirect | -0.57% | Disposed | |
| Nov. 12, 2024 | UGRO | S | 4,159 | $1.46 | $6,072 | 1,429,025 Indirect | -0.29% | Disposed | |
| Nov. 11, 2024 | UGRO | S | 7,653 | $1.50 | $11,480 | 1,433,184 Indirect | -0.53% | Disposed | |
| Nov. 6, 2024 | UGRO | S | 3,200 | $1.70 | $5,440 | 1,440,837 Indirect | -0.22% | Disposed | |
| Nov. 5, 2024 | GNSS | S | 28,732 | $3.69 | $106,021 | 5,649,544 Indirect | -0.51% | Disposed | -59.9% (price as of ) |
| Nov. 4, 2024 | GNSS | S | 43 | $3.70 | $159 | 5,678,276 Indirect | 0.00% | Disposed | -60.0% (price as of ) |
| Nov. 1, 2024 | GNSS | S | 71,225 | $3.67 | $261,396 | 5,678,319 Indirect | -1.24% | Disposed | -59.7% (price as of ) |
| April 15, 2024 | UGRO | S | 1,000 | $1.70 | $1,700 | 1,444,037 Indirect | -0.07% | Disposed | |
| March 1, 2024 | 1871149 | S | 415,000 | $1.10 | $456,500 | 1,941,859 Indirect | -17.61% | Disposed | |
| Feb. 29, 2024 | 1871149 | S | 9,368 | $1.18 | $11,054 | 2,456,859 Indirect | -0.38% | Disposed | |
| Feb. 29, 2024 | 1871149 | S | 100,000 | $1.20 | $120,000 | 2,356,859 Indirect | -4.07% | Disposed | |
| Feb. 28, 2024 | 1871149 | S | 19,300 | $1.22 | $23,546 | 2,466,327 Indirect | -0.78% | Disposed | |
| Feb. 28, 2024 | 1871149 | S | 100 | $1.23 | $123 | 2,466,227 Indirect | 0.00% | Disposed | |
| Sept. 28, 2023 | GNSS | P | 1,400,000 | $2.00 | $2,800,000 | 5,749,544 Indirect | +32.19% | Acquired | -26.0% (price as of ) |
| Aug. 24, 2023 | 1588972 | P | 140,000 | $0.40 | $56,000 | 10,266,144 Indirect | +1.38% | Acquired | |
| Aug. 24, 2023 | 1588972 | P | 4,860,000 | $0.40 | $1,944,000 | 4,860,000 Indirect | · | Acquired | |
| June 27, 2023 | 1871149 | S | 45,229 | $3.51 | $158,754 | 702,145 Indirect | -6.05% | Disposed | |
| June 26, 2023 | 1871149 | S | 2,557 | $3.54 | $9,052 | 747,374 Indirect | -0.34% | Disposed | |
| June 20, 2023 | 808326 | S | 139 | $0.70 | $97 | 5,395,824 Indirect | 0.00% | Disposed | |
| June 20, 2023 | 808326 | S | 133,528 | $0.70 | $93,470 | 5,262,296 Indirect | -2.47% | Disposed | |
| June 16, 2023 | 808326 | S | 235,000 | $0.69 | $162,150 | 5,395,963 Indirect | -4.17% | Disposed | |
| June 15, 2023 | 808326 | S | 300,000 | $0.67 | $201,000 | 5,630,963 Indirect | -5.06% | Disposed | |
| June 14, 2023 | 808326 | S | 41,438 | $0.71 | $29,421 | 5,930,963 Indirect | -0.69% | Disposed | |
| June 13, 2023 | 808326 | S | 60,000 | $0.72 | $43,200 | 5,972,401 Indirect | -0.99% | Disposed | |
| June 12, 2023 | 808326 | S | 50,000 | $0.73 | $36,500 | 6,032,401 Indirect | -0.82% | Disposed | |
| June 8, 2023 | 1871149 | S | 567 | $3.54 | $2,007 | 749,931 Indirect | -0.08% | Disposed | |
| June 7, 2023 | 1871149 | S | 12,306 | $3.57 | $43,932 | 750,498 Indirect | -1.61% | Disposed | |
| June 6, 2023 | 1871149 | S | 9,000 | $3.54 | $31,860 | 762,804 Indirect | -1.17% | Disposed | |
| May 26, 2023 | 808326 | S | 117,098 | $0.76 | $88,994 | 6,082,401 Indirect | -1.89% | Disposed | |
| May 25, 2023 | 808326 | S | 100,000 | $0.82 | $82,000 | 6,199,499 Indirect | -1.59% | Disposed | |
| May 24, 2023 | 808326 | S | 100,000 | $0.86 | $86,000 | 6,299,499 Indirect | -1.56% | Disposed | |
| May 24, 2023 | 1871149 | S | 7,954 | $3.53 | $28,078 | 771,804 Indirect | -1.02% | Disposed | |
| May 23, 2023 | 808326 | S | 115,000 | $0.88 | $101,200 | 6,424,988 Indirect | -1.76% | Disposed | |
| May 23, 2023 | 808326 | S | 25,489 | $0.86 | $21,921 | 6,399,499 Indirect | -0.40% | Disposed | |
| May 23, 2023 | 1871149 | S | 7,500 | $3.65 | $27,375 | 784,758 Indirect | -0.95% | Disposed | |
| May 23, 2023 | 1871149 | S | 5,000 | $3.65 | $18,250 | 779,758 Indirect | -0.64% | Disposed | |
| May 22, 2023 | 1871149 | S | 2,004 | $3.93 | $7,876 | 792,258 Indirect | -0.25% | Disposed | |
| April 27, 2023 | 1588972 | S | 370,000 | $0.70 | $259,000 | 8,476,052 Indirect | -4.18% | Disposed | |
| April 3, 2023 | 1760764 | S | 300,000 | $0.73 | $219,000 | 700,000 Indirect | -30.00% | Disposed | |
| March 31, 2023 | 1760764 | S | 437,500 | $1.02 | $446,250 | 1,000,000 Indirect | -30.43% | Disposed | |
| March 31, 2023 | 1871149 | S | 6,894 | $4.50 | $31,023 | 794,262 Indirect | -0.86% | Disposed | |
| March 30, 2023 | 1871149 | S | 100 | $4.50 | $450 | 801,156 Indirect | -0.01% | Disposed | |
| March 27, 2023 | 1871149 | S | 5,677 | $4.75 | $26,966 | 801,256 Indirect | -0.70% | Disposed | |
| March 22, 2023 | 1871149 | S | 367 | $4.98 | $1,828 | 809,047 Indirect | -0.05% | Disposed | |
| March 22, 2023 | 1871149 | S | 2,114 | $4.92 | $10,401 | 806,933 Indirect | -0.26% | Disposed | |
| March 21, 2023 | 1871149 | S | 800 | $5.00 | $4,000 | 809,414 Indirect | -0.10% | Disposed | |
| March 20, 2023 | 1871149 | S | 16,737 | $4.91 | $82,179 | 810,214 Indirect | -2.02% | Disposed | |
| March 16, 2023 | DXLG | S | 26,677 | $6.19 | $165,131 | 9,399,297 Indirect | -0.28% | Disposed | -92.1% (price as of ) |
| Feb. 23, 2023 | 1871149 | S | 25,000 | $4.01 | $100,250 | 826,951 Indirect | -2.93% | Disposed | |
| Feb. 17, 2023 | 1871149 | S | 8,316 | $4.88 | $40,582 | 851,951 Indirect | -0.97% | Disposed | |
| Feb. 2, 2023 | DXLG | S | 2,500 | $7.54 | $18,850 | 9,425,974 Indirect | -0.03% | Disposed | -93.5% (price as of ) |
| Jan. 26, 2023 | DXLG | S | 36,356 | $7.46 | $271,216 | 9,428,474 Indirect | -0.38% | Disposed | -93.4% (price as of ) |
| Jan. 12, 2023 | DXLG | S | 87,572 | $7.00 | $613,004 | 9,464,830 Indirect | -0.92% | Disposed | -93.0% (price as of ) |
| Jan. 11, 2023 | DXLG | S | 24,228 | $7.00 | $169,596 | 9,562,402 Indirect | -0.25% | Disposed | -93.0% (price as of ) |
| Jan. 11, 2023 | DXLG | S | 10,000 | $7.16 | $71,600 | 9,552,402 Indirect | -0.10% | Disposed | -93.2% (price as of ) |
| Nov. 28, 2022 | DXLG | S | 8,804 | $7.21 | $63,477 | 9,586,630 Indirect | -0.09% | Disposed | -93.2% (price as of ) |
| Nov. 25, 2022 | DXLG | S | 75,000 | $7.16 | $537,000 | 9,595,434 Indirect | -0.78% | Disposed | -93.2% (price as of ) |
| Nov. 23, 2022 | DXLG | S | 50,000 | $7.13 | $356,500 | 9,670,434 Indirect | -0.51% | Disposed | -93.1% (price as of ) |
| Nov. 16, 2022 | DXLG | S | 150,000 | $6.68 | $1,002,000 | 9,720,434 Indirect | -1.52% | Disposed | -92.7% (price as of ) |
| Aug. 24, 2022 | DXLG | S | 100,000 | $4.22 | $422,000 | 9,870,434 Indirect | -1.00% | Disposed | -88.4% (price as of ) |
| Aug. 23, 2022 | DXLG | S | 73,031 | $4.37 | $319,145 | 9,970,434 Indirect | -0.73% | Disposed | -88.8% (price as of ) |
| Aug. 22, 2022 | DXLG | S | 80,000 | $4.32 | $345,600 | 10,043,465 Indirect | -0.79% | Disposed | -88.7% (price as of ) |
| Aug. 19, 2022 | DXLG | S | 26,969 | $4.40 | $118,664 | 10,123,465 Indirect | -0.27% | Disposed | -88.9% (price as of ) |
| Aug. 18, 2022 | DXLG | S | 108,243 | $4.32 | $467,610 | 10,150,434 Indirect | -1.06% | Disposed | -88.7% (price as of ) |
| Aug. 17, 2022 | DXLG | S | 45,000 | $4.36 | $196,200 | 10,258,677 Indirect | -0.44% | Disposed | -88.8% (price as of ) |
| Aug. 16, 2022 | DXLG | S | 20,000 | $4.53 | $90,600 | 10,303,677 Indirect | -0.19% | Disposed | -89.2% (price as of ) |
| Aug. 15, 2022 | DXLG | S | 19,502 | $4.41 | $86,004 | 10,323,667 Indirect | -0.19% | Disposed | -88.9% (price as of ) |
| Aug. 11, 2022 | DXLG | S | 250,000 | $4.27 | $1,067,500 | 10,493,179 Indirect | -2.33% | Disposed | -88.5% (price as of ) |
| Aug. 10, 2022 | DXLG | S | 227,255 | $4.45 | $1,011,285 | 10,743,179 Indirect | -2.07% | Disposed | -89.0% (price as of ) |
Loaded 100 of 454 rows
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 24, 2023 | 1588972 | Warrants | Common Stock | $0.00 | · | 4,860,000 | Acquired |
| Feb. 12, 2016 | POCI | Warrants | Common Stock | $1.50 | Feb. 12, 2016 | 350,000 | Disposed |
| Feb. 4, 2016 | GNSS | Warrants | Common Stock | $2.67 | Feb. 4, 2016 | 788,090 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 27 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 18, 2026 | SUNE | Common Stock | 820,000 | Indirect |
| March 14, 2025 | MASS | Common Stock | 5,199,924 | Indirect |
| March 6, 2025 | GAIA | Common Stock | 1,962,706 | Indirect |
| April 12, 2024 | UGRO | Common Stock | 1,445,037 | Indirect |
| May 11, 2021 | IVF | Common Stock | 1,052,820 | Indirect |
| Feb. 12, 2021 | DXLG | Common Stock | 11,111,111 | Indirect |
| May 31, 2019 | LIQT | Common Stock | 2,173,291 | Indirect |
| April 26, 2019 | IPWR | Common Stock | 2,431,829 | Indirect |
| April 26, 2019 | IPWR | Warrants | · | Indirect |
| April 26, 2019 | IPWR | Preferred Stock | · | Indirect |
| May 14, 2018 | OPRX | Common Stock | 4,103,774 | Indirect |
| Aug. 4, 2017 | XWEL | Common Stock | 2,954,545 | Indirect |
| Nov. 14, 2016 | ERNA | Common Stock | 332,253 | Indirect |
| Feb. 26, 2016 | IZEA | Common Stock | 1,018,215 | Indirect |
| Nov. 18, 2015 | BWEN | Common Stock | · | Indirect |
| Aug. 20, 2015 | IZEA | Common Stock | 10,857,144 | Indirect |
| Aug. 20, 2015 | IZEA | Warrants A | · | Indirect |
| Aug. 20, 2015 | IZEA | Warrants B | · | Indirect |
| Feb. 12, 2015 | IZEA | Common Stock | 10,857,144 | Indirect |
| Feb. 12, 2015 | IZEA | Warrants A | · | Indirect |
| Feb. 12, 2015 | IZEA | Warrants B | · | Indirect |
| Feb. 10, 2015 | LTBR | Common Stock | 3,508,789 | Indirect |
| Feb. 10, 2015 | LTBR | Warrants | · | Indirect |
| Feb. 10, 2015 | LTBR | Warrants | · | Indirect |
| Feb. 10, 2015 | LTBR | Warrants | · | Indirect |
| Jan. 30, 2015 | IPWR | Common Stock | 1,146,935 | Indirect |
| Jan. 15, 2015 | IDN | Common Stock | 1,985,022 | Indirect |
Holdings reported on Form 4 18 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Oct. 12, 2021 | IVF | Common Stock | 1,159,075 | · | · | Indirect |
| June 9, 2020 | 1337013 | Common Stock | 2,000,000 | · | · | Indirect |
| June 15, 2018 | 86264 | Common Stock | 706,549 | · | · | Indirect |
| Aug. 14, 2017 | IDN | Common Stock | 1,492,043 | · | · | Indirect |
| July 14, 2016 | 86264 | Common Stock | 10,868,889 | · | · | Indirect |
| March 23, 2015 | 889348 | Common Stock | 931,040 | · | · | Indirect |
| Feb. 18, 2015 | POCI | Common Stock | 1,269,213 | · | · | Indirect |
| Feb. 18, 2015 | POCI | Warrants | · | $1.50 | Feb. 12, 2016 | Indirect |
| Feb. 18, 2015 | POCI | Warrants | · | $1.03 | May 11, 2017 | Indirect |
| Feb. 18, 2015 | POCI | Warrants | · | $1.11 | Sept. 28, 2017 | Indirect |
| Feb. 4, 2015 | GNSS | Common Stock | 4,667,710 | · | · | Indirect |
| Feb. 4, 2015 | GNSS | Warrants | · | $2.67 | Feb. 4, 2016 | Indirect |
| Feb. 3, 2015 | CLRB | Common Stock | 1,142,368 | · | · | Indirect |
| Feb. 3, 2015 | CLRB | Warrants | · | $1.00 | Feb. 6, 2019 | Indirect |
| Jan. 30, 2015 | 1095315 | Common Stock | 2,290,036 | · | · | Indirect |
| Jan. 29, 2015 | 865415 | Common Stock | 1,467,850 | · | · | Indirect |
| Jan. 29, 2015 | 840883 | Common Stock | 1,341,837 | · | · | Indirect |
| Jan. 23, 2015 | BWEN | Common Stock | 1,926,572 | · | · | Indirect |