CALDWELL PHYLLIS R

Insider

First SEC filing: June 2, 2021 · Latest: June 2, 2021

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

4 buys (P) 0 sells (S) Net: $66,505 + 10 non-open-market transactions below Avg return of open purchases vs now: 5.0% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 30, 2026	JBGS	A	15,435	—	—	71,861 Direct	+27.35%	Acquired	(price as of 2026-08-20)
March 16, 2026	OCSL	P	2,500	$10.77	$26,925	23,500 Direct	+11.90%	Acquired	21.8% (price as of 2026-08-20)
Sept. 15, 2025	OCSL	P	975	$13.20	$12,870	21,000 Direct	+4.87%	Acquired	-0.6% (price as of 2026-08-20)
Sept. 15, 2025	OCSL	P	25	$13.19	$330	20,025 Direct	+0.12%	Acquired	-0.5% (price as of 2026-08-20)
Sept. 15, 2025	OCSL	P	2,000	$13.19	$26,380	20,000 Direct	+11.11%	Acquired	-0.5% (price as of 2026-08-20)
May 7, 2025	OCSL	P	2,000	$13.32	$26,640	18,000 Direct	+12.50%	Acquired	-1.5% (price as of 2026-08-20)
April 24, 2025	JBGS	A	15,780	—	—	56,426 Direct	+38.82%	Acquired	(price as of 2026-08-20)
Feb. 25, 2025	OCSL	P	2,500	$15.83	$39,575	16,000 Direct	+18.52%	Acquired	-17.1% (price as of 2026-08-20)
Sept. 20, 2024	OCSL	P	95	$16.00	$1,520	13,500 Direct	+0.71%	Acquired	-18.0% (price as of 2026-08-20)
Sept. 20, 2024	OCSL	P	405	$16.01	$6,484	13,405 Direct	+3.12%	Acquired	-18.1% (price as of 2026-08-20)
Sept. 20, 2024	OCSL	P	500	$16.01	$8,005	13,000 Direct	+4.00%	Acquired	-18.1% (price as of 2026-08-20)
Aug. 13, 2024	OCSL	P	834	$16.29	$13,586	12,500 Direct	+7.15%	Acquired	-19.5% (price as of 2026-08-20)
Aug. 13, 2024	OCSL	P	500	$16.28	$8,140	11,666 Direct	+4.48%	Acquired	-19.4% (price as of 2026-08-20)
April 25, 2024	JBGS	A	14,414	—	—	40,646 Direct	+54.95%	Acquired	(price as of 2026-08-20)
Feb. 12, 2024	OCSL	P	2,000	$20.07	$40,140	11,166 Direct	+21.82%	Acquired	-34.6% (price as of 2026-08-20)
May 4, 2023	JBGS	A	15,818	—	—	26,232 Direct	+151.89%	Acquired	(price as of 2026-08-20)
March 17, 2023	OCSL	P	500	$17.72	$8,860	9,166 Direct	+5.77%	Acquired	-26.0% (price as of 2026-08-20)
March 16, 2023	OCSL	P	500	$18.19	$9,095	8,666 Direct	+6.12%	Acquired	-27.9% (price as of 2026-08-20)
March 16, 2023	OCSL	P	500	$18.18	$9,090	8,166 Direct	+6.52%	Acquired	-27.8% (price as of 2026-08-20)
Dec. 30, 2022	OCSL	P	3,800	$6.96	$26,448	23,000 Direct	+19.79%	Acquired	-37.2% (price as of 2026-08-20)
Dec. 9, 2022	OCSL	P	4,000	$7.00	$28,000	19,200 Direct	+26.32%	Acquired	-37.5% (price as of 2026-08-20)
June 29, 2022	OCSL	P	2,500	$6.49	$16,225	15,200 Direct	+19.69%	Acquired	-32.6% (price as of 2026-08-20)
May 23, 2022	OCSL	P	5,000	$6.80	$34,000	12,700 Direct	+64.94%	Acquired	-35.7% (price as of 2026-08-20)
May 11, 2022	OCSL	P	3,200	$7.04	$22,528	7,700 Direct	+71.11%	Acquired	-37.9% (price as of 2026-08-20)
May 11, 2022	OCSL	P	1,800	$7.04	$12,672	4,500 Direct	+66.67%	Acquired	-37.9% (price as of 2026-08-20)
April 29, 2022	JBGS	A	5,980	—	—	10,414 Direct	+134.87%	Acquired	(price as of 2026-08-20)
March 2, 2022	OCSL	P	800	$7.48	$5,984	2,700 Direct	+42.11%	Acquired	-41.5% (price as of 2026-08-20)
March 2, 2022	OCSL	P	1,900	$7.48	$14,212	1,900 Direct	—	Acquired	-41.5% (price as of 2026-08-20)
April 29, 2021	JBGS	A	4,434	—	—	4,434 Direct	—	Acquired	(price as of 2026-08-20)
May 24, 2017	ONIT	A	37,175	—	—	69,316 Direct	+115.66%	Acquired	(price as of 2026-08-20)
May 11, 2016	ONIT	A	19,901	—	—	32,141 Direct	+162.59%	Acquired	(price as of 2026-08-20)
June 2, 2015	ONIT	A	9,867	—	—	12,240 Direct	+415.80%	Acquired	(price as of 2026-08-20)
May 8, 2015	ONIT	A	2,373	—	—	2,373 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 30, 2026	JBGS	LTIP Units	Common Shares (15,435)	—	—	15,435	Acquired
April 24, 2025	JBGS	LTIP Units	Common Shares (15,780)	—	—	15,780	Acquired
April 25, 2024	JBGS	LTIP Units	Common Shares (14,414)	—	—	14,414	Acquired
May 4, 2023	JBGS	LTIP Units	Common Shares (15,818)	—	—	15,818	Acquired
April 29, 2022	JBGS	LTIP Units	Common Shares (5,980)	—	—	5,980	Acquired
April 29, 2021	JBGS	LTIP Units	Common Shares (4,434)	—	—	4,434	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 2, 2021	OMF	Common stock, par value $0.01 per share	0	Direct