John Gordon Freund
First SEC filing: June 8, 2026 · Latest: June 8, 2026
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 4, 2026 | SIBN | A | 10,957 | · | · | 54,258 Direct | +25.30% | Acquired | (price as of 2026-10-02) |
| May 18, 2026 | COLL | S | 20 | $34.05 | $681 | 83,952 Direct | -0.02% | Disposed | -35.3% (price as of 2026-10-02) |
| May 15, 2026 | COLL | M | 8,700 | $16.49 | $143,463 | 88,099 Direct | +10.96% | Acquired | 33.5% (price as of 2026-10-02) |
| May 15, 2026 | COLL | S | 4,127 | $34.54 | $142,547 | 83,972 Direct | -4.68% | Disposed | -36.2% (price as of 2026-10-02) |
| May 15, 2026 | COLL | M | 8,700 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 14, 2026 | COLL | A | 8,741 | · | · | 79,399 Direct | +12.37% | Acquired | (price as of 2026-10-02) |
| Aug. 8, 2025 | COLL | S | 11,659 | $34.36 | $400,603 | 23,129 Indirect | -33.51% | Disposed | -35.9% (price as of 2026-10-02) |
| Aug. 8, 2025 | SIBN | S | 12,132 | $15.99 | $193,991 | 91,767 Indirect | -11.68% | Disposed | 13.1% (price as of 2026-10-02) |
| June 9, 2025 | COLL | M | 15,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 9, 2025 | COLL | S | 6,601 | $30.62 | $202,123 | 70,658 Direct | -8.54% | Disposed | -28.1% (price as of 2026-10-02) |
| June 9, 2025 | COLL | M | 15,000 | $13.45 | $201,750 | 77,259 Direct | +24.09% | Acquired | 63.7% (price as of 2026-10-02) |
| June 5, 2025 | SIBN | A | 8,675 | · | · | 43,301 Direct | +25.05% | Acquired | (price as of 2026-10-02) |
| May 15, 2025 | COLL | A | 9,791 | · | · | 62,259 Direct | +18.66% | Acquired | (price as of 2026-10-02) |
| June 26, 2024 | SIBN | A | 8,791 | · | · | 34,626 Direct | +34.03% | Acquired | (price as of 2026-10-02) |
| June 6, 2024 | STRO | A | 35,000 | · | · | 35,000 Direct | · | Acquired | (price as of 2026-10-02) |
| May 16, 2024 | COLL | A | 7,693 | · | · | 52,468 Direct | +17.18% | Acquired | (price as of 2026-10-02) |
| Aug. 9, 2023 | SIBN | S | 30,000 | $20.54 | $616,200 | 103,899 Indirect | -22.40% | Disposed | -12.0% (price as of 2026-10-02) |
| June 9, 2023 | SIBN | A | 4,866 | · | · | 25,835 Direct | +23.21% | Acquired | (price as of 2026-10-02) |
| June 8, 2023 | STRO | A | 25,000 | · | · | 25,000 Direct | · | Acquired | (price as of 2026-10-02) |
| May 18, 2023 | COLL | A | 9,792 | · | · | 44,775 Direct | +27.99% | Acquired | (price as of 2026-10-02) |
| June 16, 2022 | SIBN | A | 8,324 | · | · | 20,969 Direct | +65.83% | Acquired | (price as of 2026-10-02) |
| June 6, 2022 | STRO | A | 18,500 | · | · | 18,500 Direct | · | Acquired | (price as of 2026-10-02) |
| May 19, 2022 | COLL | A | 14,035 | · | · | 34,983 Direct | +67.00% | Acquired | (price as of 2026-10-02) |
| June 16, 2021 | SIBN | S | 12,591 | $31.41 | $395,483 | 331,366 Indirect | -3.66% | Disposed | -42.4% (price as of 2026-10-02) |
| June 15, 2021 | SIBN | S | 21,511 | $31.11 | $669,207 | 343,957 Indirect | -5.89% | Disposed | -41.9% (price as of 2026-10-02) |
| June 14, 2021 | SIBN | S | 17,990 | $31.28 | $562,727 | 365,468 Indirect | -4.69% | Disposed | -42.2% (price as of 2026-10-02) |
| June 10, 2021 | SIBN | A | 3,848 | · | · | 12,645 Direct | +43.74% | Acquired | (price as of 2026-10-02) |
| June 3, 2021 | STRO | A | 18,500 | · | · | 18,500 Direct | · | Acquired | (price as of 2026-10-02) |
| May 28, 2021 | SIBN | S | 45,220 | $30.06 | $1,359,313 | 383,458 Indirect | -10.55% | Disposed | -39.9% (price as of 2026-10-02) |
| May 27, 2021 | SIBN | S | 26,367 | $30.93 | $815,531 | 428,678 Indirect | -5.79% | Disposed | -41.5% (price as of 2026-10-02) |
| May 26, 2021 | SIBN | S | 17,138 | $31.85 | $545,845 | 455,045 Indirect | -3.63% | Disposed | -43.2% (price as of 2026-10-02) |
| May 25, 2021 | SIBN | S | 1,696 | $32.55 | $55,205 | 472,183 Indirect | -0.36% | Disposed | -44.5% (price as of 2026-10-02) |
| May 24, 2021 | SIBN | S | 50,827 | $32.54 | $1,653,911 | 474,079 Indirect | -9.68% | Disposed | -44.4% (price as of 2026-10-02) |
| May 24, 2021 | SIBN | S | 200 | $32.76 | $6,552 | 473,879 Indirect | -0.04% | Disposed | -44.8% (price as of 2026-10-02) |
| May 20, 2021 | COLL | A | 9,941 | · | · | 20,948 Direct | +90.32% | Acquired | (price as of 2026-10-02) |
| March 17, 2021 | SIBN | S | 66,200 | $31.63 | $2,093,906 | 1,124,906 Indirect | -5.56% | Disposed | -42.8% (price as of 2026-10-02) |
| March 17, 2021 | SIBN | S | 600,000 | $30.25 | $18,150,000 | 524,906 Indirect | -53.34% | Disposed | -40.2% (price as of 2026-10-02) |
| March 16, 2021 | SIBN | S | 55,053 | $30.33 | $1,669,757 | 1,191,106 Indirect | -4.42% | Disposed | -40.4% (price as of 2026-10-02) |
| March 15, 2021 | SIBN | S | 80,887 | $30.90 | $2,499,408 | 1,246,159 Indirect | -6.10% | Disposed | -41.5% (price as of 2026-10-02) |
| March 12, 2021 | SIBN | S | 91,072 | $31.39 | $2,858,750 | 1,327,046 Indirect | -6.42% | Disposed | -42.4% (price as of 2026-10-02) |
| March 11, 2021 | SIBN | S | 63,928 | $31.05 | $1,984,964 | 1,418,118 Indirect | -4.31% | Disposed | -41.8% (price as of 2026-10-02) |
| Dec. 10, 2020 | STRO | J | 56,327 | · | · | 56,327 Indirect | · | Acquired | (price as of 2026-10-02) |
| Dec. 10, 2020 | STRO | J | 118,735 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 3, 2020 | SIBN | S | 47,886 | $23.39 | $1,120,054 | 1,482,046 Indirect | -3.13% | Disposed | -22.7% (price as of 2026-10-02) |
| Dec. 2, 2020 | SIBN | S | 100,000 | $23.28 | $2,328,000 | 1,529,932 Indirect | -6.14% | Disposed | -22.3% (price as of 2026-10-02) |
| Nov. 9, 2020 | STRO | J | 118,735 | · | · | 118,735 Indirect | · | Acquired | (price as of 2026-10-02) |
| Nov. 9, 2020 | STRO | J | 560,053 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 19, 2020 | SIBN | S | 190,053 | $22.00 | $4,181,166 | 2,129,932 Indirect | -8.19% | Disposed | -17.8% (price as of 2026-10-02) |
| Sept. 18, 2020 | STRO | S | 400,000 | $12.00 | $4,800,000 | 560,053 Indirect | -41.66% | Disposed | -87.2% (price as of 2026-10-02) |
| Sept. 11, 2020 | STRO | S | 500,000 | $10.00 | $5,000,000 | 960,053 Indirect | -34.25% | Disposed | -84.7% (price as of 2026-10-02) |
| Aug. 19, 2020 | STRO | S | 500,000 | $8.72 | $4,360,000 | 1,460,053 Indirect | -25.51% | Disposed | -82.4% (price as of 2026-10-02) |
| June 16, 2020 | SIBN | A | 8,797 | · | · | 8,797 Direct | · | Acquired | (price as of 2026-10-02) |
| June 5, 2020 | STRO | A | 12,000 | · | · | 12,000 Direct | · | Acquired | (price as of 2026-10-02) |
| May 20, 2020 | COLL | A | 8,095 | · | · | 8,095 Direct | · | Acquired | (price as of 2026-10-02) |
| May 20, 2020 | COLL | A | 4,047 | · | · | 11,007 Direct | +58.15% | Acquired | (price as of 2026-10-02) |
| Dec. 2, 2019 | COLL | J | 8,625 | · | · | 8,625 Indirect | · | Acquired | (price as of 2026-10-02) |
| Dec. 2, 2019 | COLL | J | 574,916 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 12, 2019 | COLL | J | 8,423 | · | · | 34,788 Indirect | +31.95% | Acquired | (price as of 2026-10-02) |
| Nov. 12, 2019 | COLL | J | 575,000 | · | · | 574,916 Indirect | -50.00% | Disposed | (price as of 2026-10-02) |
| Nov. 8, 2019 | TARA | C | 700 | · | · | 354 Indirect | -66.41% | Disposed | (price as of 2026-10-02) |
| Nov. 8, 2019 | TARA | C | 703,588 | $0.99 | $696,552 | 2,175,882 Direct | +47.79% | Acquired | -93.2% (price as of 2026-10-02) |
| Aug. 26, 2019 | SIBN | S | 152,424 | $18.40 | $2,804,602 | 3,819,985 Indirect | -3.84% | Disposed | -1.7% (price as of 2026-10-02) |
| Aug. 23, 2019 | SIBN | S | 180 | $20.03 | $3,605 | 3,972,409 Indirect | 0.00% | Disposed | -9.7% (price as of 2026-10-02) |
| Aug. 22, 2019 | SIBN | S | 2,185 | $20.05 | $43,809 | 3,972,589 Indirect | -0.05% | Disposed | -9.8% (price as of 2026-10-02) |
| Aug. 21, 2019 | SIBN | S | 27,067 | $20.14 | $545,129 | 3,992,918 Indirect | -0.67% | Disposed | -10.2% (price as of 2026-10-02) |
| Aug. 21, 2019 | SIBN | S | 18,144 | $20.17 | $365,964 | 3,974,774 Indirect | -0.45% | Disposed | -10.4% (price as of 2026-10-02) |
| Aug. 12, 2019 | SIBN | S | 400,000 | $18.25 | $7,300,000 | 4,019,985 Indirect | -9.05% | Disposed | -0.9% (price as of 2026-10-02) |
| June 17, 2019 | STRO | A | 11,610 | · | · | 11,610 Direct | · | Acquired | (price as of 2026-10-02) |
| June 13, 2019 | SIBN | A | 15,741 | · | · | 15,741 Direct | · | Acquired | (price as of 2026-10-02) |
| April 25, 2019 | COLL | A | 9,414 | · | · | 9,414 Direct | · | Acquired | (price as of 2026-10-02) |
| April 25, 2019 | COLL | A | 4,707 | · | · | 6,960 Direct | +208.92% | Acquired | (price as of 2026-10-02) |
| Nov. 14, 2018 | COLL | J | 5,859 | · | · | 26,365 Indirect | +28.57% | Acquired | (price as of 2026-10-02) |
| Nov. 14, 2018 | COLL | J | 400,000 | · | · | 1,149,916 Indirect | -25.81% | Disposed | (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | C | 398,676 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | C | 652,347 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | C | 792,195 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | C | 2,213,425 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | S | 23,904 | $15.00 | $358,560 | 792,195 Indirect | -2.93% | Disposed | 20.5% (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | X | 39,421 | · | · | 816,099 Indirect | +5.08% | Acquired | (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | X | 39,421 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | P | 325,000 | $15.00 | $4,875,000 | 4,419,985 Indirect | +7.94% | Acquired | 20.5% (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | C | 398,676 | · | · | 4,094,985 Indirect | +10.79% | Acquired | (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | C | 690,689 | · | · | 3,696,309 Indirect | +22.98% | Acquired | (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | C | 792,195 | · | · | 3,005,620 Indirect | +35.79% | Acquired | (price as of 2026-10-02) |
| Oct. 19, 2018 | SIBN | C | 2,213,425 | · | · | 2,213,425 Indirect | · | Acquired | (price as of 2026-10-02) |
| Oct. 1, 2018 | STRO | C | 18,698,578 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 1, 2018 | STRO | C | 12,846,023 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 1, 2018 | STRO | C | 25,015,635 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 1, 2018 | STRO | C | 514,211 | · | · | 1,960,053 Indirect | +35.56% | Acquired | (price as of 2026-10-02) |
| Oct. 1, 2018 | STRO | C | 520,264 | · | · | 1,445,842 Indirect | +56.21% | Acquired | (price as of 2026-10-02) |
| Oct. 1, 2018 | STRO | C | 925,578 | · | · | 925,578 Indirect | · | Acquired | (price as of 2026-10-02) |
| Sept. 26, 2018 | STRO | A | 26,033 | · | · | 26,033 Direct | · | Acquired | (price as of 2026-10-02) |
| June 8, 2018 | TARA | A | 12,700 | · | · | 12,700 Direct | · | Acquired | (price as of 2026-10-02) |
| May 24, 2018 | COLL | A | 4,506 | · | · | 4,506 Direct | · | Acquired | (price as of 2026-10-02) |
| May 24, 2018 | COLL | A | 2,253 | · | · | 2,253 Direct | · | Acquired | (price as of 2026-10-02) |
| March 19, 2018 | COLL | J | 8,791 | · | · | 20,506 Indirect | +75.04% | Acquired | (price as of 2026-10-02) |
| March 19, 2018 | COLL | J | 600,000 | · | · | 1,549,916 Indirect | -27.91% | Disposed | (price as of 2026-10-02) |
| Dec. 5, 2017 | COLL | J | 800,000 | · | · | 2,149,916 Indirect | -27.12% | Disposed | (price as of 2026-10-02) |
| Dec. 5, 2017 | COLL | J | 11,715 | · | · | 11,715 Indirect | · | Acquired | (price as of 2026-10-02) |
| June 22, 2017 | TARA | P | 1,054 | $1000.00 | $1,054,000 | 1,054 Indirect | · | Acquired | -100.0% (price as of 2026-10-02) |
Showing latest 100 of 124 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 15, 2026 | COLL | Stock Option (Right to Purchase) | Common Stock | $16.49 | June 9, 2026 | 8,700 | Disposed |
| June 9, 2025 | COLL | Stock Option (Right to Purchase) | Common Stock | $13.45 | Sept. 10, 2025 | 15,000 | Disposed |
| June 6, 2024 | STRO | Stock Option (right to buy) | Common Stock | $3.76 | June 6, 2034 | 35,000 | Acquired |
| June 8, 2023 | STRO | Stock Option (right to buy) | Common Stock | $5.12 | June 8, 2033 | 25,000 | Acquired |
| June 6, 2022 | STRO | Stock Option (right to buy) | Common Stock | $4.44 | June 5, 2032 | 18,500 | Acquired |
| June 3, 2021 | STRO | Stock Option (right to buy) | Common Stock | $18.21 | June 2, 2031 | 18,500 | Acquired |
| June 5, 2020 | STRO | Stock Option (right to buy) | Common Stock | $9.83 | June 4, 2030 | 12,000 | Acquired |
| May 20, 2020 | COLL | Stock Option (Right to Purchase) | Common Stock | $22.05 | May 20, 2030 | 8,095 | Acquired |
| Nov. 8, 2019 | TARA | Series A Convertible Preferred Stock | Common Stock | $0.99 | · | 700 | Disposed |
| June 17, 2019 | STRO | Stock Option (right to buy Common Stock) | Common Stock | $11.12 | June 16, 2029 | 11,610 | Acquired |
| June 13, 2019 | SIBN | Stock Options (Right to buy) | Common Stock | $17.72 | June 12, 2029 | 15,741 | Acquired |
| April 25, 2019 | COLL | Stock Option (Right to Purchase) | Common Stock | $14.57 | April 25, 2029 | 9,414 | Acquired |
| Oct. 19, 2018 | SIBN | Series 7 Preferred Stock | Common Stock | · | · | 398,676 | Disposed |
| Oct. 19, 2018 | SIBN | Series 6 Preferred Stock | Common Stock | · | · | 652,347 | Disposed |
| Oct. 19, 2018 | SIBN | Series 5 Preferred Stock | Common Stock | · | · | 792,195 | Disposed |
| Oct. 19, 2018 | SIBN | Series 4 Preferred Stock | Common Stock | · | · | 2,213,425 | Disposed |
| Oct. 19, 2018 | SIBN | Series 5 Preferred Stock | Common Stock | · | · | 23,904 | Disposed |
| Oct. 19, 2018 | SIBN | Series 5 Preferred Stock | Common Stock | $9.10 | · | 39,421 | Acquired |
| Oct. 19, 2018 | SIBN | Warrant (right to buy) | Series 5 Preferred Stock | $9.10 | · | 39,421 | Disposed |
| Oct. 1, 2018 | STRO | Series E Preferred Stock | Common Stock | · | · | 18,698,578 | Disposed |
| Oct. 1, 2018 | STRO | Series D Preferred Stock | Common Stock | · | · | 12,846,023 | Disposed |
| Oct. 1, 2018 | STRO | Series C Preferred Stock | Common Stock | · | · | 25,015,635 | Disposed |
| Sept. 26, 2018 | STRO | Stock Option (right to buy Common Stock) | Common Stock | $15.00 | Sept. 25, 2028 | 26,033 | Acquired |
| June 8, 2018 | TARA | Stock Option (Right to Buy) | Common Stock | $2.50 | June 7, 2028 | 12,700 | Acquired |
| May 24, 2018 | COLL | Stock Option (Right to Purchase) | Common Stock | $24.95 | May 24, 2028 | 4,506 | Acquired |
| June 22, 2017 | TARA | Series A Convertible Preferred Stock | Common Stock, $0.001 par value | · | · | 1,054 | Acquired |
| June 20, 2017 | TARA | Stock Option (Right to Buy) | Common Stock, $0.001 par value | $1.30 | June 19, 2027 | 6,666 | Acquired |
| May 24, 2017 | COLL | Stock Option (Right to Purchase) | Common Stock | $9.33 | May 24, 2027 | 19,853 | Acquired |
| June 9, 2016 | TARA | Stock Option (Right to Buy) | Common Stock, $0.001 par value | $5.90 | June 8, 2026 | 6,666 | Acquired |
| June 9, 2016 | COLL | Stock Option (Right to Purchase) | Common Stock | $16.49 | June 9, 2026 | 8,700 | Acquired |
| Sept. 10, 2015 | COLL | Stock Option (Right to Purchase) | Common Stock | $13.45 | Sept. 10, 2025 | 15,000 | Acquired |
| June 2, 2015 | TARA | Stock Option (Right to Buy) | Common Stock, $0.001 par value | $17.59 | June 2, 2025 | 6,666 | Acquired |
| May 12, 2015 | COLL | Series B Convertible Stock | Common Stock | · | · | 10,714,286 | Disposed |
| May 12, 2015 | COLL | Series C Convertible Stock | Common Stock | · | · | 2,638,030 | Disposed |
| May 12, 2015 | COLL | Series D Convertible Stock | Common Stock | · | · | 5,881,724 | Disposed |
| Oct. 27, 2014 | TARA | Option (Right to Purchase) | Series D Convertible Preferred Stock | · | · | 1,389,064 | Disposed |
| Oct. 27, 2014 | TARA | Warrants (Right to Buy) | Common Stock | $4.60 | · | 121,760 | Disposed |
| Oct. 27, 2014 | TARA | Series D Convertible Preferred Stock | Common Stock | · | · | 3,932,747 | Disposed |
| Oct. 27, 2014 | TARA | Series C Convertible Preferred Stock | Common Stock | · | · | 2,436,437 | Disposed |
| Oct. 27, 2014 | TARA | Series B Convertible Preferred Stock | Common Stock | · | · | 2,173,913 | Disposed |
| Oct. 27, 2014 | TARA | Series A-1 Convertible Preferred Stock | Common Stock | · | · | 2,341,664 | Disposed |
| Oct. 27, 2014 | TARA | Series A Convertible Preferred Stock | Common Stock | · | · | 5,000,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 21 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 16, 2018 | SIBN | Series 4 Preferred Stock | 2,213,425 | Indirect |
| Oct. 16, 2018 | SIBN | Series 5 Preferred Stock | 776,678 | Indirect |
| Oct. 16, 2018 | SIBN | Series 6 Preferred Stock | 652,347 | Indirect |
| Oct. 16, 2018 | SIBN | Series 7 Preferred Stock | 398,676 | Indirect |
| Oct. 16, 2018 | SIBN | Warrant (right to buy) | 39,421 | Indirect |
| Oct. 16, 2018 | SIBN | Stock Option (right to buy) | 22,222 | Direct |
| Sept. 26, 2018 | STRO | No securities beneficially held | 0 | Direct |
| Sept. 26, 2018 | STRO | Series C Preferred Stock | 25,015,635 | Indirect |
| Sept. 26, 2018 | STRO | Series D Preferred Stock | 12,846,023 | Indirect |
| Sept. 26, 2018 | STRO | Series E Preferred Stock | 18,698,578 | Indirect |
| May 6, 2015 | COLL | Series B Convertible Preferred Stock | · | Indirect |
| May 6, 2015 | COLL | Series C Convertible Preferred Stock | · | Indirect |
| May 6, 2015 | COLL | Series D Convertible Preferred Stock | · | Indirect |
| Oct. 21, 2014 | TARA | Series A Convertible Preferred Stock | · | Indirect |
| Oct. 21, 2014 | TARA | Series A-1 Convertible Preferred Stock | · | Indirect |
| Oct. 21, 2014 | TARA | Series B Convertible Preferred Stock | · | Indirect |
| Oct. 21, 2014 | TARA | Series C Convertible Preferred Stock | · | Indirect |
| Oct. 21, 2014 | TARA | Series D Convertible Preferred Stock | · | Indirect |
| Oct. 21, 2014 | TARA | Option (Right to Purchase) | · | Indirect |
| Oct. 21, 2014 | TARA | Warrants (Right to Buy) | · | Indirect |
| Oct. 21, 2014 | TARA | Stock Option (Right to Buy) | · | Direct |