RANDAL J. KIRK

CIK 1091823 · View on SEC EDGAR ↗

Activist

First SEC filing: March 31, 2026 · Latest: March 31, 2026

On this page

Insider at

Insider transactions

0 buys (P) 28 sells (S) Net: $-60,808,573 + 49 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

49 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 30, 2026 PGEN S 2,334,420 $3.30 $7,703,586 12,262,741 Indirect -15.99% Disposed 121.2% (price as of 2026-08-21)
March 30, 2026 PGEN S 23,789 $3.30 $78,504 423,984 Indirect -5.31% Disposed 121.2% (price as of 2026-08-21)
March 30, 2026 PGEN S 38,976 $3.30 $128,621 302,213 Indirect -11.42% Disposed 121.2% (price as of 2026-08-21)
March 30, 2026 PGEN S 47,101 $3.30 $155,433 519,061 Indirect -8.32% Disposed 121.2% (price as of 2026-08-21)
March 30, 2026 PGEN S 168,794 $3.30 $557,020 1,425,544 Indirect -10.59% Disposed 121.2% (price as of 2026-08-21)
March 30, 2026 PGEN S 426,199 $3.30 $1,406,457 3,358,917 Indirect -11.26% Disposed 121.2% (price as of 2026-08-21)
March 30, 2026 PGEN S 50,797 $3.30 $167,630 425,732 Indirect -10.66% Disposed 121.2% (price as of 2026-08-21)
March 30, 2026 PGEN S 152,063 $3.30 $501,808 1,463,571 Indirect -9.41% Disposed 121.2% (price as of 2026-08-21)
March 30, 2026 PGEN S 370,847 $3.30 $1,223,795 3,238,210 Indirect -10.28% Disposed 121.2% (price as of 2026-08-21)
March 30, 2026 PGEN S 50,797 $3.30 $167,630 426,695 Indirect -10.64% Disposed 121.2% (price as of 2026-08-21)
March 30, 2026 PGEN S 1,108,998 $3.30 $3,659,693 80,672,818 Indirect -1.36% Disposed 121.2% (price as of 2026-08-21)
Dec. 22, 2025 PGEN S 956,200 $4.18 $3,996,916 4,598,044 Indirect -17.22% Disposed 74.6% (price as of 2026-08-21)
Dec. 22, 2025 PGEN S 5,958 $4.18 $24,904 447,773 Indirect -1.31% Disposed 74.6% (price as of 2026-08-21)
Dec. 22, 2025 PGEN S 9,931 $4.18 $41,512 341,189 Indirect -2.83% Disposed 74.6% (price as of 2026-08-21)
Dec. 22, 2025 PGEN S 11,917 $4.18 $49,813 566,162 Indirect -2.06% Disposed 74.6% (price as of 2026-08-21)
Dec. 22, 2025 PGEN S 42,702 $4.18 $178,494 1,594,338 Indirect -2.61% Disposed 74.6% (price as of 2026-08-21)
Dec. 22, 2025 PGEN S 159,321 $4.18 $665,962 3,785,116 Indirect -4.04% Disposed 74.6% (price as of 2026-08-21)
Dec. 22, 2025 PGEN S 12,909 $4.18 $53,960 476,529 Indirect -2.64% Disposed 74.6% (price as of 2026-08-21)
Dec. 22, 2025 PGEN S 38,729 $4.18 $161,887 1,615,634 Indirect -2.34% Disposed 74.6% (price as of 2026-08-21)
Dec. 22, 2025 PGEN S 94,341 $4.18 $394,345 3,609,057 Indirect -2.55% Disposed 74.6% (price as of 2026-08-21)
Dec. 22, 2025 PGEN S 12,909 $4.18 $53,960 477,492 Indirect -2.63% Disposed 74.6% (price as of 2026-08-21)
Dec. 22, 2025 PGEN S 555,119 $4.18 $2,320,397 81,609,648 Indirect -0.68% Disposed 74.6% (price as of 2026-08-21)
Nov. 21, 2025 PGEN S 937,308 $3.83 $3,589,890 5,554,244 Indirect -14.44% Disposed 90.6% (price as of 2026-08-21)
Nov. 20, 2025 PGEN S 942,832 $4.08 $3,846,755 6,491,552 Indirect -12.68% Disposed 78.9% (price as of 2026-08-21)
Nov. 19, 2025 PGEN S 1,086,153 $4.47 $4,855,104 7,434,384 Indirect -12.75% Disposed 63.3% (price as of 2026-08-21)
Sept. 30, 2025 PGEN S 1,809,667 $3.41 $6,170,964 14,597,161 Indirect -11.03% Disposed 114.1% (price as of 2026-08-21)
Sept. 19, 2025 PGEN S 3,596,892 $3.68 $13,236,563 8,520,537 Indirect -29.68% Disposed 98.4% (price as of 2026-08-21)
Sept. 18, 2025 PGEN S 1,403,360 $3.86 $5,416,970 12,117,429 Indirect -10.38% Disposed 89.1% (price as of 2026-08-21)
Dec. 30, 2024 PGEN P 16,666,667 — — 16,666,667 Indirect — Acquired (price as of 2026-08-21)
Dec. 30, 2024 PGEN P 25,000 — — 25,000 Indirect — Acquired (price as of 2026-08-21)
Aug. 9, 2024 PGEN P 23,529,411 $0.85 $19,999,999 64,547,214 Indirect +57.36% Acquired 758.8% (price as of 2026-08-21)
Dec. 28, 2023 PGEN P 96,686 $1.41 $136,327 1,096,686 Indirect +9.67% Acquired 417.7% (price as of 2026-08-21)
Aug. 16, 2023 PGEN P 119,411 $1.51 $180,311 31,837,786 Indirect +0.38% Acquired 383.4% (price as of 2026-08-21)
Aug. 15, 2023 PGEN P 200,000 $1.52 $304,000 31,718,375 Indirect +0.63% Acquired 380.3% (price as of 2026-08-21)
Aug. 15, 2023 PGEN P 80,589 $1.53 $123,301 31,518,375 Indirect +0.26% Acquired 377.1% (price as of 2026-08-21)
Aug. 15, 2023 PGEN P 100,000 $1.50 $150,000 31,437,786 Indirect +0.32% Acquired 386.7% (price as of 2026-08-21)
July 27, 2018 HALO S 29,074 $16.90 $491,351 3,616,655 Indirect -0.80% Disposed 533.8% (price as of 2026-08-21)
July 27, 2018 HALO S 19,853 $16.90 $335,516 5,074,726 Indirect -0.39% Disposed 533.8% (price as of 2026-08-21)
July 26, 2018 HALO S 89,136 $17.30 $1,542,053 3,645,729 Indirect -2.39% Disposed 519.2% (price as of 2026-08-21)
July 26, 2018 HALO S 60,864 $17.30 $1,052,947 5,094,579 Indirect -1.18% Disposed 519.2% (price as of 2026-08-21)
July 25, 2018 HALO S 61,741 $17.32 $1,069,354 3,734,865 Indirect -1.63% Disposed 518.5% (price as of 2026-08-21)
July 25, 2018 HALO S 42,159 $17.32 $730,194 5,155,443 Indirect -0.81% Disposed 518.5% (price as of 2026-08-21)
July 3, 2018 PGEN P 1,121,914 $13.37 $14,999,990 15,937,319 Indirect +7.57% Acquired -45.4% (price as of 2026-08-21)
July 3, 2018 PGEN P 6,357,517 $13.37 $85,000,002 14,140,139 Indirect +81.69% Acquired -45.4% (price as of 2026-08-21)
June 29, 2018 HALO S 72,753 $16.97 $1,234,618 3,796,606 Indirect -1.88% Disposed 531.2% (price as of 2026-08-21)
June 29, 2018 HALO S 49,678 $16.97 $843,036 5,197,602 Indirect -0.95% Disposed 531.2% (price as of 2026-08-21)
June 28, 2018 HALO S 76,291 $16.99 $1,296,184 3,869,359 Indirect -1.93% Disposed 530.5% (price as of 2026-08-21)
June 28, 2018 HALO S 52,094 $16.99 $885,077 5,247,280 Indirect -0.98% Disposed 530.5% (price as of 2026-08-21)
June 27, 2018 HALO S 31,795 $17.34 $551,325 3,945,650 Indirect -0.80% Disposed 517.8% (price as of 2026-08-21)
June 27, 2018 HALO S 21,710 $17.34 $376,451 5,299,374 Indirect -0.41% Disposed 517.8% (price as of 2026-08-21)
Jan. 19, 2018 PGEN P 1,000,000 $12.50 $12,500,000 7,782,622 Indirect +14.74% Acquired -41.6% (price as of 2026-08-21)

Showing latest 100 of 559 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 13, 2026 PGEN Restricted Stock Units Common Stock (143,678) — — 143,678 Disposed
March 10, 2026 PGEN Option to Purchase Common Stock (Right to Buy) Common Stock (82,147) $3.51 March 10, 2036 82,147 Acquired
March 10, 2026 PGEN Restricted Stock Units Common Stock (71,225) — — 71,225 Acquired
Sept. 17, 2025 PGEN 8.00% Series A Convertible Perpetual Preferred Stock Common Stock — — 25,000 Disposed
March 14, 2025 PGEN Restricted Stock Units Common Stock (174,825) — — 174,825 Disposed
March 13, 2025 PGEN Option to Purchase Common Stock (Right to Buy) Common Stock (167,034) $1.74 March 13, 2035 167,034 Acquired
March 13, 2025 PGEN Restricted Stock Units Common Stock (143,678) — — 143,678 Acquired
Dec. 30, 2024 PGEN Warrant to Purchase Common Stock [F1] Common Stock $0.75 Dec. 30, 2034 16,666,667 Acquired
Dec. 30, 2024 PGEN 8.00% Series A Convertible Perpetual Preferred Stock [F1] Common Stock $1.12 — 25,000 Acquired
March 14, 2024 PGEN Option to Purchase Common Stock (Right to Buy) Common Stock (203,252) $1.43 March 14, 2034 203,252 Acquired
March 14, 2024 PGEN Restricted Stock Units Common Stock (174,825) — — 174,825 Acquired
March 9, 2024 PGEN Restricted Stock Units Common Stock (213,675) — — 213,675 Disposed
Aug. 28, 2017 PRPO Warrant to Purchase Common Stock Common Stock (80,292) $10.00 Aug. 28, 2022 80,292 Acquired
Aug. 28, 2017 PRPO Series A Senior Convertible Preferred Stock Common Stock — — 162,696 Disposed
Aug. 28, 2017 PRPO Warrant to Purchase Common Stock Common Stock (160,585) $10.00 Aug. 28, 2022 160,585 Acquired
Aug. 28, 2017 PRPO Series A Senior Convertible Preferred Stock Common Stock — — 325,393 Disposed
Aug. 28, 2017 PRPO Warrant to Purchase Common Stock Common Stock (160,585) $10.00 Aug. 28, 2022 160,585 Acquired
Aug. 28, 2017 PRPO Series A Senior Convertible Preferred Stock Common Stock — — 325,393 Disposed
June 29, 2017 PRPO Series A-1 Convertible Preferred Stock Common Stock — — 42,941 Disposed
June 29, 2017 PRPO Series A-1 Convertible Preferred Stock Common Stock — — 42,941 Disposed
June 29, 2017 PRPO Series A Senior Convertible Preferred Stock Common Stock — — 160,585 Acquired
June 29, 2017 PRPO Convertible Promissory Note Series A Senior Convertible Preferred Stock — — — Disposed
June 29, 2017 PRPO Convertible Promissory Note Common Stock — — — Disposed
June 29, 2017 PRPO Series A-1 Convertible Preferred Stock Common Stock — — 42,941 Disposed
June 29, 2017 PRPO Series A Senior Convertible Preferred Stock Common Stock — — 321,170 Acquired
June 29, 2017 PRPO Convertible Promissory Note Series A Senior Convertible Preferred Stock — — — Disposed
June 29, 2017 PRPO Convertible Promissory Note Common Stock — — — Disposed
June 29, 2017 PRPO Series A-1 Convertible Preferred Stock Common Stock — — 85,882 Disposed
June 29, 2017 PRPO Series A Senior Convertible Preferred Stock Common Stock — — 321,170 Acquired
June 29, 2017 PRPO Convertible Promissory Note Series A Senior Convertible Preferred Stock — — — Disposed
June 29, 2017 PRPO Convertible Promissory Note Common Stock — — — Disposed
May 11, 2017 HALO Option to Purchase Common Stock Common Stock (10,000) $10.37 May 15, 2017 10,000 Disposed
Aug. 31, 2016 TCRT Series 1 Preferred Stock Common Stock — — 1,010 Acquired
Aug. 17, 2016 PGEN Option to Purchase Common Stock Common Stock (2,957) $3.18 Feb. 20, 2019 2,957 Disposed
Aug. 17, 2016 PGEN Option to Purchase Common Stock Common Stock (8,871) $2.65 Feb. 20, 2018 8,871 Disposed
July 29, 2016 TCRT Series 1 Preferred Stock Common Stock — — 1,033 Acquired
Jan. 8, 2016 PRPO Warrant to Purchase Common Stock Common Stock $1.21 Jan. 8, 2021 32,205 Acquired
Jan. 8, 2016 PRPO Series A-1 Convertible Preferred Stock Common Stock (42,941) — — 42,941 Acquired
Jan. 8, 2016 PRPO Warrant to Purchase Common Stock Common Stock $1.21 Jan. 8, 2021 32,205 Acquired
Jan. 8, 2016 PRPO Series A-1 Convertible Preferred Stock Common Stock (42,941) — — 42,941 Acquired
Jan. 8, 2016 PRPO Warrant to Purchase Common Stock Common Stock $1.21 Jan. 8, 2021 32,205 Acquired
Jan. 8, 2016 PRPO Series A-1 Convertible Preferred Stock Common Stock (42,941) — — 42,941 Acquired
Jan. 8, 2016 PRPO Warrant to Purchase Common Stock Common Stock $1.21 Jan. 8, 2021 64,411 Acquired
Jan. 8, 2016 PRPO Series A-1 Convertible Preferred Stock Common Stock (85,882) — — 85,882 Acquired
Jan. 6, 2016 PRPO Series B Convertible Preferred Stock Common Stock (577,319) — — 577,319 Disposed
Jan. 6, 2016 PRPO Series B Convertible Preferred Stock Common Stock (288,659) — — 288,659 Disposed
Jan. 6, 2016 PRPO Series A Convertible Preferred Stock Common Stock (172,413) — — 517,241 Disposed
Jan. 6, 2016 PRPO Series A Convertible Preferred Stock Common Stock (344,822) — — 1,034,482 Disposed
Jan. 6, 2016 PRPO Series B Convertible Preferred Stock Common Stock (577,319) — — 577,319 Disposed
Jan. 6, 2016 PRPO Series A Convertible Preferred Stock Common Stock (344,822) — — 1,034,482 Disposed
March 5, 2014 PRPO Series B Convertible Preferred Stock Common Stock (288,659) — — 288,659 Acquired
March 5, 2014 PRPO Series B Convertible Preferred Stock Common Stock (577,319) — — 577,319 Acquired
March 5, 2014 PRPO Series B Convertible Preferred Stock Common Stock (577,319) — — 577,319 Acquired
Oct. 15, 2013 HALO Option to Purchase Common Stock Common Stock (10,000) $4.94 May 8, 2018 10,000 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Common Stock (24,453) — — 42,794 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Dividend Common Stock [F4] (363) — — 0 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Common Stock (28,560) — — 49,980 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Dividend Common Stock [F4] (2,275) — — 0 Disposed
Aug. 13, 2013 PGEN Series D Convertible Preferred Stock Common Stock (44,239) — — 77,419 Disposed
Aug. 13, 2013 PGEN Series D Convertible Preferred Stock Dividend Common Stock [F4] (2,547) — — 0 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Common Stock (207,020) — — 362,286 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Dividend Common Stock [F4] (3,077) — — 0 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Common Stock (256,105) — — 448,185 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Dividend Common Stock [F4] (20,408) — — 0 Disposed
Aug. 13, 2013 PGEN Series D Convertible Preferred Stock Common Stock (225,711) — — 394,995 Disposed
Aug. 13, 2013 PGEN Series D Convertible Preferred Stock Dividend Common Stock [F4] (12,998) — — 0 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Common Stock (1,745,277) — — 3,054,236 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Dividend Common Stock [F6] (35,193) — — 0 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Common Stock (2,870,725) — — 5,023,770 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Dividend Common Stock [F6] (157,472) — — 0 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Common Stock (1,745,277) — — 3,054,236 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Dividend Common Stock [F6] (35,193) — — 0 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Common Stock (2,640,040) — — 4,620,071 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Dividend Common Stock [F6] (70,391) — — 0 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Common Stock (108,844) — — 190,477 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Dividend Common Stock [F6] (6,290) — — 0 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Common Stock (1,701,003) — — 2,976,756 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Dividend Common Stock [F6] (135,550) — — 0 Disposed
Aug. 13, 2013 PGEN Series D Convertible Preferred Stock Common Stock (2,316,448) — — 4,053,784 Disposed
Aug. 13, 2013 PGEN Series D Convertible Preferred Stock Dividend Common Stock [F6] (161,942) — — 0 Disposed
Aug. 13, 2013 PGEN Series C Convertible Preferred Stock Common Stock (375,266) — — 656,716 Disposed
Aug. 13, 2013 PGEN Series C Convertible Preferred Stock Dividend Common Stock [F6] (21,643) — — 0 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Common Stock (1,741,497) — — 3,047,620 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Dividend Common Stock [F6] (100,651) — — 0 Disposed
Aug. 13, 2013 PGEN Series D Convertible Preferred Stock Common Stock (2,535,925) — — 4,437,870 Disposed
Aug. 13, 2013 PGEN Series D Convertible Preferred Stock Dividend Common Stock [F6] (166,147) — — 0 Disposed
Aug. 13, 2013 PGEN Series C-3 Convertible Preferred Stock Common Stock (7,583,586) — — 13,271,277 Disposed
Aug. 13, 2013 PGEN Series C-3 Convertible Preferred Stock Dividend Common Stock [F6] (369,407) — — 0 Disposed
Aug. 13, 2013 PGEN Series C-2 Convertible Preferred Stock Common Stock (10,638,297) — — 18,617,020 Disposed
Aug. 13, 2013 PGEN Series C-2 Convertible Preferred Stock Dividend Common Stock [F6] (704,551) — — 0 Disposed
Aug. 13, 2013 PGEN Series C-1 Convertible Preferred Stock Common Stock (9,105,444) — — 15,934,528 Disposed
Aug. 13, 2013 PGEN Series C-1 Convertible Preferred Stock Dividend Common Stock [F6] (655,894) — — 0 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Common Stock (171,161) — — 299,532 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Dividend Common Stock [F6] (2,544) — — 0 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Common Stock (1,095,634) — — 1,917,360 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Dividend Common Stock [F6] (87,309) — — 0 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Common Stock (85,580) — — 149,766 Disposed
Aug. 13, 2013 PGEN Series F Convertible Preferred Stock Dividend Common Stock [F4] (1,272) — — 0 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Common Stock (547,817) — — 958,680 Disposed
Aug. 13, 2013 PGEN Series E Convertible Preferred Stock Dividend Common Stock [F4] (43,654) — — 0 Disposed

Showing latest 100 of 177 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 65 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (1,745,277) 1,745,277 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (1,745,277) 1,745,277 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (24,453) 24,453 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (178,794) 178,794 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (73,433) 73,433 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (11,318) 11,318 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (24,453) 24,453 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (207,020) 207,020 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (80,907) 80,907 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (85,580) 85,580 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (171,161) 171,161 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (171,161) 171,161 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (22,566) 22,566 Indirect
Aug. 7, 2013 PGEN Series F Convertible Preferred Stock→ Common Stock (18,866) 18,866 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (1,701,003) 1,701,003 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (2,870,725) 2,870,725 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (2,640,040) 2,640,040 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (1,741,497) 1,741,497 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (1,095,634) 1,095,634 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (1,095,634) 1,095,634 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (547,817) 547,817 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (28,560) 28,560 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (241,357) 241,357 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (28,560) 28,560 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (256,105) 256,105 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (258,592) 258,592 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (23,410) 23,410 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (22,005) 22,005 Indirect
Aug. 7, 2013 PGEN Series E Convertible Preferred Stock→ Common Stock (108,844) 108,844 Indirect
Aug. 7, 2013 PGEN Common Stock 1,531,866 Indirect
Aug. 7, 2013 PGEN Common Stock 843,432 Indirect
Aug. 7, 2013 PGEN Series D Convertible Preferred Stock→ Common Stock (2,316,448) 2,316,448 Indirect
Aug. 7, 2013 PGEN Series D Convertible Preferred Stock→ Common Stock (2,535,925) 2,535,925 Indirect
Aug. 7, 2013 PGEN Series D Convertible Preferred Stock→ Common Stock (43,336) 43,336 Indirect
Aug. 7, 2013 PGEN Series D Convertible Preferred Stock→ Common Stock (206,751) 206,751 Indirect
Aug. 7, 2013 PGEN Series D Convertible Preferred Stock→ Common Stock (633,600) 633,600 Indirect
Aug. 7, 2013 PGEN Series D Convertible Preferred Stock→ Common Stock (44,239) 44,239 Indirect
Aug. 7, 2013 PGEN Series D Convertible Preferred Stock→ Common Stock (225,711) 225,711 Indirect
Aug. 7, 2013 PGEN Series D Convertible Preferred Stock→ Common Stock (500,457) 500,457 Indirect
Aug. 7, 2013 PGEN Series D Convertible Preferred Stock→ Common Stock (26,888) 26,888 Indirect
Aug. 7, 2013 PGEN Series D Convertible Preferred Stock→ Common Stock (29,088) 29,088 Indirect
Aug. 7, 2013 PGEN Series D Convertible Preferred Stock→ Common Stock (101,859) 101,859 Indirect
Aug. 7, 2013 PGEN Series C-3 Convertible Preferred stock→ Common Stock (7,583,586) 7,583,586 Indirect
Aug. 7, 2013 PGEN Series C-2 Convertible Preferred stock→ Common Stock (10,638,297) 10,638,297 Indirect
Aug. 7, 2013 PGEN Series C-1 Convertible Preferred stock→ Common Stock (9,105,444) 9,105,444 Indirect
Aug. 7, 2013 PGEN Series C Convertible Preferred stock→ Common Stock (169,061) 169,061 Indirect
Aug. 7, 2013 PGEN Series C Convertible Preferred stock→ Common Stock (36,742) 36,742 Indirect
Aug. 7, 2013 PGEN Series C Convertible Preferred stock→ Common Stock (62,400) 62,400 Indirect
Aug. 7, 2013 PGEN Series C Convertible Preferred stock→ Common Stock (10,031) 10,031 Indirect
Aug. 7, 2013 PGEN Series C Convertible Preferred stock→ Common Stock (36,742) 36,742 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

PGEN

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 — — — — — — — $2,067,617
2018 — $100,000 — — — — — $2,056,450
2017 — — — — — — — $1,907,879

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.