James M Barrett

CIK 1219855 · Lihat di SEC EDGAR ↗

Orang Dalam

Pengajuan SEC Pertama: 4 Okt. 2017 · Terbaru: 4 Okt. 2017

Di halaman ini

Orang Dalam di

Transaksi orang dalam

0 beli (P) 0 jual (S) Bersih: $0 + 77 transaksi non-pasar di bawah 12 bulan terakhir, berdasarkan transaksi yang ditunjukkan di bawah ini

Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran

77 pengajuan lain disembunyikan
Tanggal Ticker Kode Saham Harga Nilai Dimiliki setelah Δ milik A/D vs sekarang
10 Mei 2018 CBIO S 5.533 $17,81 $98.543 4.995.664 Tidak Langsung -0,11% Dilepas -99,1% (harga per 2026-08-20)
10 Mei 2018 CBIO S 4.006 $17,81 $71.347 4.702.791 Tidak Langsung -0,09% Dilepas -99,1% (harga per 2026-08-20)
27 Nov. 2017 APPN S 569.620 $19,49 $11.101.894 0 Tidak Langsung -100,00% Dilepas 92,5% (harga per 2026-08-20)
20 Nov. 2017 APPN S 2.820.516 $19,49 $54.971.857 0 Tidak Langsung -100,00% Dilepas 92,5% (harga per 2026-08-20)
10 Okt. 2017 RYTM P 550.000 $17,00 $9.350.000 4.909.956 Tidak Langsung +12,61% Diakuisisi 564,5% (harga per 2026-08-20)
1 Juni 2017 SENS P 7.092.198 $1,41 $9.999.999 21.911.183 Tidak Langsung +47,86% Diakuisisi -68,0% (harga per 2026-08-20)
18 Juli 2016 ARDX P 763.650 $8,73 $6.666.664 8.752.543 Tidak Langsung +9,56% Diakuisisi -53,9% (harga per 2026-08-20)
23 Maret 2016 SENS P 1.578.947 $2,85 $4.499.999 14.818.985 Tidak Langsung +11,93% Diakuisisi -84,2% (harga per 2026-08-20)
13 Jan. 2016 ARDX P 500.000 $10,00 $5.000.000 7.988.893 Tidak Langsung +6,68% Diakuisisi -59,7% (harga per 2026-08-20)
8 Des. 2015 SUPN S 70.913 $14,75 $1.045.967 0 Tidak Langsung -100,00% Dilepas 224,5% (harga per 2026-08-20)
7 Des. 2015 SUPN S 71.067 $14,38 $1.021.943 70.913 Tidak Langsung -50,05% Dilepas 232,8% (harga per 2026-08-20)
4 Des. 2015 SUPN S 70.990 $14,54 $1.032.195 141.980 Tidak Langsung -33,33% Dilepas 229,2% (harga per 2026-08-20)
25 Nov. 2015 SUPN S 16.179 $16,35 $264.527 73.929 Langsung -17,96% Dilepas 192,7% (harga per 2026-08-20)
18 Nov. 2015 SUPN S 43.000 $16,50 $709.500 0 Tidak Langsung -100,00% Dilepas 190,1% (harga per 2026-08-20)
17 Nov. 2015 SUPN S 50.000 $16,71 $835.500 43.000 Tidak Langsung -53,76% Dilepas 186,4% (harga per 2026-08-20)
16 Nov. 2015 CBIO S 452 $6,91 $3.123 4.490.751 Tidak Langsung -0,01% Dilepas -97,6% (harga per 2026-08-20)
16 Nov. 2015 SUPN S 19.650 $16,13 $316.954 93.000 Tidak Langsung -17,44% Dilepas 196,7% (harga per 2026-08-20)
13 Nov. 2015 SUPN S 100.000 $16,26 $1.626.000 112.650 Tidak Langsung -47,03% Dilepas 194,3% (harga per 2026-08-20)
17 Juni 2015 SUPN S 48.796 $16,02 $781.712 0 Tidak Langsung -100,00% Dilepas 198,8% (harga per 2026-08-20)
17 Juni 2015 SUPN S 63.085 $16,67 $1.051.627 48.796 Tidak Langsung -56,39% Dilepas 187,1% (harga per 2026-08-20)
16 Juni 2015 SUPN S 55.105 $16,85 $928.519 111.881 Tidak Langsung -33,00% Dilepas 184,0% (harga per 2026-08-20)
5 Juni 2015 ARDX P 560.748 $0,12 $67.290 560.748 Tidak Langsung — Diakuisisi 3254,2% (harga per 2026-08-20)
5 Juni 2015 ARDX P 1.869.159 $10,70 $20.000.001 7.488.893 Tidak Langsung +33,26% Diakuisisi -62,4% (harga per 2026-08-20)

Menampilkan 100 dari 179 transaksi terakhir

P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak

Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.

Kepemilikan Derivatif (Formulir 4 Tabel II)

Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.

Tanggal Ticker Sekuritas Underlying Harga Pelaksanaan Kedaluwarsa Saham A/D
30 Mei 2019 SENS Stock Option (right to buy) Common Stock (86.930) — 29 Mei 2029 86.930 Diakuisisi
30 Mei 2018 SENS Stock Option (right to buy) Common Stock (50.847) — 29 Mei 2028 50.847 Diakuisisi
18 Mei 2018 CBIO Stock Option (right to buy) Common Stock (11.000) $18,41 17 Mei 2028 11.000 Diakuisisi
10 Mei 2018 CBIO Warrant to Purchase Common Stock (right to buy) Common Stock (298.406) $0,33 16 Jan. 2019 298.406 Dilepas
10 Mei 2018 CBIO Warrant to Purchase Common Stock (right to buy) Common Stock (216.046) $0,33 3 Juli 2018 216.046 Dilepas
13 Feb. 2018 APPN Class B Common Stock Class A Common Stock (2.724.202) — — 2.724.202 Dilepas
27 Nov. 2017 APPN Class B Common Stock Class A Common Stock (569.620) — — 569.620 Dilepas
20 Nov. 2017 APPN Class B Common Stock Class A Common Stock (2.820.516) — — 2.820.516 Dilepas
10 Okt. 2017 RYTM Series A-1 Junior Preferred Stock Common Stock — — 2.927.708 Dilepas
10 Okt. 2017 RYTM Series A Preferred Stoc Common Stock — — 1.402.870 Dilepas
31 Mei 2017 APPN Class B Common Stock Class A Common Stock (6.114.338) — — 6.114.338 Diakuisisi
31 Mei 2017 APPN Series B Convertible Preferred Stock Class B Common Stock (6.114.338) — — 6.114.338 Dilepas
25 Mei 2017 CBIO Stock Option (right to buy) Common Stock (11.000) $13,89 24 Mei 2027 11.000 Diakuisisi
24 Mei 2017 SENS Stock Option (right to buy) Common Stock (128.817) — 23 Mei 2027 128.817 Diakuisisi
24 Mei 2016 SENS Stock Option (right to buy) Common Stock (54.629) — 23 Mei 2026 54.629 Diakuisisi
17 Mei 2016 CBIO Stock Option (right to buy) Common Stock (11.000) $6,35 16 Mei 2026 11.000 Diakuisisi
1 Maret 2016 SUPN Director Stock Option (Right to Buy) Common Stock (15.000) $12,98 1 Maret 2026 15.000 Diakuisisi
25 Nov. 2015 SUPN Director Stock Option (Right to Buy) Common Stock (7.457) $9,24 21 Jan. 2024 7.457 Dilepas
25 Nov. 2015 SUPN Director Stock Option (Right to Buy) Common Stock (8.722) $7,90 5 Feb. 2023 8.722 Dilepas
16 Nov. 2015 CBIO Warrant to Purchase Common Stock (right to buy) Common Stock (9.445) $0,33 9 Des. 2015 9.445 Dilepas
20 Okt. 2015 AVTX Series B Convertible Preferred Stock Common Stock (594.245) — — 16.638.880 Dilepas
15 Juli 2015 CBIO Stock Option (right to buy) Common Stock (11.000) $7,50 14 Juli 2025 11.000 Diakuisisi
5 Juni 2015 ARDX Common Stock Warrant (right to buy) Common Stock (560.748) $13,91 5 Juni 2020 560.748 Diakuisisi
3 Maret 2015 SUPN Director Stock Option (Right to Buy) Common Stock (20.000) $9,13 3 Maret 2025 20.000 Diakuisisi
28 Jan. 2015 BOX Class B Common Stock [F5] Class A Common Stock (2.091.457) — — 2.091.457 Diakuisisi
28 Jan. 2015 BOX Series E Preferred Stock Existing Class A Common Stock (274.916) — — 274.916 Dilepas
28 Jan. 2015 BOX Series D2 Preferred Stock Existing Class A Common Stock (1.653.761) — — 1.653.761 Dilepas
21 Jan. 2014 SUPN Director Stock Option (Right to Buy) Common Stock (7.457) $9,24 21 Jan. 2024 7.457 Diakuisisi
15 Jan. 2014 CBIO Series A-1 Preferred Stock Common Stock (3.580.877) — — 11.824.058 Dilepas
15 Jan. 2014 CBIO Series A-1 Preferred Stock Common Stock (3.407.283) — — 11.250.850 Dilepas
9 Jan. 2014 CBIO Stock Option (right to buy) Common Stock (15.401) $8,00 9 Jan. 2024 15.401 Diakuisisi
3 Des. 2013 GYRE Director Stock Option (right to buy) Common Stock (7.500) $4,16 6 Juni 2022 7.500 Dilepas
3 Des. 2013 GYRE Director Stock Option (right to buy) Common Stock (7.500) $2,71 16 Juni 2019 7.500 Dilepas
3 Juni 2013 GYRE Stock Option (Right to Buy) Common Stock (1.000) $0,08 11 Juni 2013 1.000 Dilepas
10 April 2013 WDAY Class B Common Stock Class A Common Stock [F22] (2.321.212) — — 2.321.212 Dilepas
9 April 2013 WDAY Class B Common Stock Class A Common Stock [F22] (2.321.212) — — 2.321.212 Dilepas
5 Feb. 2013 SUPN Director Stock Option (Right to Buy) Common Stock (8.722) $7,90 5 Feb. 2023 8.722 Diakuisisi
17 Okt. 2012 WDAY Class B Common Stock Class A Common Stock [F3] (6.963.636) — — 6.963.636 Diakuisisi
17 Okt. 2012 WDAY Series E Convertible Preferred Stock Class B Common Stock [F2,F3] (6.963.636) — — 6.963.636 Dilepas
17 Okt. 2012 WDAY Class B Common Stock Class A Common Stock [F3] (6.963.637) — — 6.963.637 Diakuisisi
17 Okt. 2012 WDAY Series E Convertible Preferred Stock Class B Common Stock [F2,F3] (6.963.637) — — 6.963.637 Dilepas
7 Juni 2012 GYRE Director Stock Option (Right to Buy) Common Stock (7.500) $4,16 6 Juni 2022 7.500 Diakuisisi
4 Mei 2012 SUPN Series A Preferred Stock Common Stock (6.241.250) — — 24.965.000 Dilepas
15 Juni 2011 GYRE Director Stock Option (Right to Buy) Common Stock (7.500) $21,25 14 Juni 2021 7.500 Diakuisisi
17 Juni 2010 GYRE Director Stock Option (Right to Buy) Common Stock (7.500) $22,76 16 Juni 2020 7.500 Diakuisisi
17 Juni 2009 GYRE Director Stock Option (Right to Buy) Common Stock (7.500) $22,76 16 Juni 2020 7.500 Diakuisisi
17 Juni 2009 GYRE Director Stock Option (Right to Buy) Common Stock (7.500) $2,71 16 Juni 2019 7.500 Diakuisisi
2 Juli 2008 GYRE Common Stock Common Stock (7.500) $7,10 1 Juli 2018 7.500 Diakuisisi
20 Juni 2007 GYRE Stock Option (Right to Buy) Common Stock (7.500) $9,27 19 Juni 2017 7.500 Diakuisisi
14 Mei 2007 GYRE Stock Option (Right to Buy) Common Stock (20.000) $9,37 13 Mei 2017 20.000 Diakuisisi
14 Mei 2007 GYRE Stock Option (Right to Buy) Common Stock (7.500) $9,37 13 Mei 2017 7.500 Diakuisisi
6 Feb. 2007 GYRE Stock Option (Right to Buy) Common Stock (1.000) $0,08 — 1.000 Dilepas
18 April 2006 GYRE Series C Preferred Stock Common Stock (2.913.512) — — 20.226.034 Dilepas

Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).

Kepemilikan Awal (Formulir 3) 28 saham

Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.

Tanggal Ticker Sekuritas Saham Kepemilikan
4 Okt. 2017 RYTM Common Stock 29.378 Tidak Langsung
4 Okt. 2017 RYTM Series A Preferred Stock→ Common Stock (1.402.870) 1.402.870 Tidak Langsung
4 Okt. 2017 RYTM Series A-1 Junior Preferred Stock→ Common Stock (2.927.708) 2.927.708 Tidak Langsung
24 Mei 2017 APPN Series B Convertible Preferred Stock→ Class B Common Stock (6.114.338) 6.114.338 Tidak Langsung
17 Maret 2016 SENS Common Stock 494.689 Langsung
17 Maret 2016 SENS Common Stock 152.079 Tidak Langsung
17 Maret 2016 SENS Common Stock 13.240.038 Tidak Langsung
17 Maret 2016 SENS Common stock purchase warrant→ Common Stock (260.650) 260.650 Tidak Langsung
17 Maret 2016 SENS Common stock purchase warrant→ Common Stock (204.338) 204.338 Tidak Langsung
17 Maret 2016 SENS Common stock purchase warrant→ Common Stock (614.447) 614.447 Tidak Langsung
14 Okt. 2015 AVTX Series B Convertible Preferred Stock→ Common Stock — Tidak Langsung
24 Maret 2015 CSBR Common Stock 18.750.000 Tidak Langsung
24 Maret 2015 CSBR Warrant to purchase shares of Common Stock→ Common Stock (10.312.500) 10.312.500 Tidak Langsung
22 Jan. 2015 BOX Existing Class A Common Stock 162.780 Tidak Langsung
22 Jan. 2015 BOX Series D2 Preferred Stock→ Existing Class A Common Stock (1.653.761) 1.653.761 Tidak Langsung
22 Jan. 2015 BOX Series E Preferred Stock→ Existing Class A Common Stock (274.916) 274.916 Tidak Langsung
9 Jan. 2014 CBIO Common Stock 586.975 Tidak Langsung
9 Jan. 2014 CBIO Stock Option (right to buy)→ Common Stock — Langsung
9 Jan. 2014 CBIO Series A-1 Preferred Stock→ Common Stock (3.407.283) 3.407.283 Tidak Langsung
9 Jan. 2014 CBIO Series A-1 Preferred Stock→ Common Stock (3.580.877) 3.580.877 Tidak Langsung
9 Jan. 2014 CBIO Warrant to Purchase Common Stock (right to buy)→ Common Stock — Tidak Langsung
9 Jan. 2014 CBIO Warrant to Purchase Common Stock (right to buy)→ Common Stock — Tidak Langsung
9 Jan. 2014 CBIO Warrant to Purchase Common Stock (right to buy)→ Common Stock — Tidak Langsung
11 Okt. 2012 WDAY Series E Convertible Preferred Stock→ Class B Common Stock [F2,F3] (6.963.636) 6.963.636 Tidak Langsung
11 Okt. 2012 WDAY Series E Convertible Preferred Stock→ Class B Common Stock [F2,F3] (6.963.637) 6.963.637 Tidak Langsung
30 April 2012 SUPN Series A Preferred Stock→ Common Stock (6.241.250) 6.241.250 Tidak Langsung
3 Nov. 2011 GRPN Class A Common Stock 87.184.956 Tidak Langsung
11 April 2006 GYRE Series C Preferred Stock→ Common Stock (2.913.512) 2.913.512 Tidak Langsung