Kathryn E Falberg
CIK 1206977 · Lihat di SEC EDGAR ↗
Pengajuan SEC Pertama: 12 Feb. 2021 · Terbaru: 12 Juni 2026
Di halaman ini
- Orang Dalam di Perusahaan di mana orang ini adalah orang dalam yang melaporkan.
- Transaksi orang dalam Setiap saham yang dibeli atau dijual orang ini, dari pengajuan Formulir 4.
- Derivatif Opsi dan kepemilikan derivatif lainnya yang dilaporkan oleh orang ini.
- Kepemilikan Awal Kepemilikan yang dimiliki orang ini saat pertama kali mulai melaporkan.
- Kompensasi Gaji eksekutif yang diungkapkan dalam pernyataan proksi perusahaan.
Orang Dalam di
Transaksi orang dalam
Perubahan harga vs kuotasi saat ini, disesuaikan split untuk aksi korporasi sejak pengajuan — tidak dibenchmark, tidak diannualisasi, tidak dibobot berdasarkan ukuran
| Tanggal | Ticker | Kode | Saham | Harga | Nilai | Dimiliki setelah | Δ milik | A/D | vs sekarang |
|---|---|---|---|---|---|---|---|---|---|
| 5 Maret 2026 | TTD | S | 50.000 | $30,48 | $1.524.000 | 0 Tidak Langsung | -100,00% | Dilepas | -55,8% (harga per 2026-08-20) |
| 5 Maret 2026 | TTD | S | 102.828 | $30,45 | $3.131.113 | 1.946 Langsung | -98,14% | Dilepas | -55,8% (harga per 2026-08-20) |
| 5 Des. 2022 | NUVB | P | 43.000 | $1,95 | $83.850 | 250.000 Tidak Langsung | +20,77% | Diakuisisi | 260,5% (harga per 2026-08-20) |
| 2 Des. 2022 | NUVB | P | 47.000 | $1,98 | $93.060 | 207.000 Tidak Langsung | +29,38% | Diakuisisi | 255,1% (harga per 2026-08-20) |
| 1 Des. 2022 | NUVB | P | 84.959 | $1,97 | $167.369 | 160.000 Tidak Langsung | +113,22% | Diakuisisi | 256,9% (harga per 2026-08-20) |
| 30 Nov. 2022 | NUVB | P | 75.041 | $1,85 | $138.826 | 75.041 Tidak Langsung | — | Diakuisisi | 280,0% (harga per 2026-08-20) |
| 19 Nov. 2021 | TTD | S | 250 | $110,44 | $27.610 | 50.000 Tidak Langsung | -0,50% | Dilepas | -87,8% (harga per 2026-08-20) |
| 19 Nov. 2021 | TTD | S | 21.468 | $109,98 | $2.361.051 | 50.250 Tidak Langsung | -29,93% | Dilepas | -87,8% (harga per 2026-08-20) |
| 19 Nov. 2021 | TTD | S | 47.719 | $108,90 | $5.196.599 | 71.718 Tidak Langsung | -39,95% | Dilepas | -87,6% (harga per 2026-08-20) |
| 19 Nov. 2021 | TTD | S | 80.563 | $108,03 | $8.703.221 | 119.437 Tidak Langsung | -40,28% | Dilepas | -87,5% (harga per 2026-08-20) |
| 31 Maret 2021 | RCUS | P | 20.000 | $28,35 | $567.000 | 102.106 Tidak Langsung | +24,36% | Diakuisisi | 2,9% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 232 | $806,63 | $187.138 | 22.409 Langsung | -1,02% | Dilepas | -83,3% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 795 | $807,84 | $642.233 | 21.614 Langsung | -3,55% | Dilepas | -83,3% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 1.853 | $809,03 | $1.499.133 | 19.761 Langsung | -8,57% | Dilepas | -83,4% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 2.852 | $810,19 | $2.310.662 | 16.909 Langsung | -14,43% | Dilepas | -83,4% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 5.670 | $811,00 | $4.598.370 | 11.239 Langsung | -33,53% | Dilepas | -83,4% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 200 | $811,68 | $162.336 | 11.039 Langsung | -1,78% | Dilepas | -83,4% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 891 | $813,04 | $724.419 | 10.148 Langsung | -8,07% | Dilepas | -83,4% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 10 | $814,00 | $8.140 | 10.138 Langsung | -0,10% | Dilepas | -83,5% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 1.891 | $815,00 | $1.541.165 | 8.247 Langsung | -18,65% | Dilepas | -83,5% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 4.139 | $818,15 | $3.386.323 | 4.108 Langsung | -50,19% | Dilepas | -83,5% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 825 | $819,06 | $675.724 | 3.283 Langsung | -20,08% | Dilepas | -83,6% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 13 | $820,00 | $10.660 | 3.270 Langsung | -0,40% | Dilepas | -83,6% (harga per 2026-08-20) |
| 19 Nov. 2020 | TTD | S | 629 | $822,00 | $517.038 | 2.641 Langsung | -19,24% | Dilepas | -83,6% (harga per 2026-08-20) |
| 11 Nov. 2019 | TTD | S | 19.500 | $206,95 | $4.035.525 | 20.000 Tidak Langsung | -49,37% | Dilepas | -34,9% (harga per 2026-08-20) |
| 11 Nov. 2019 | TTD | S | 10.286 | $207,08 | $2.130.025 | 1.476 Langsung | -87,45% | Dilepas | -35,0% (harga per 2026-08-20) |
| 13 Juni 2019 | RCUS | P | 12.935 | $8,52 | $110.206 | 82.106 Tidak Langsung | +18,70% | Diakuisisi | 242,3% (harga per 2026-08-20) |
| 12 Juni 2019 | RCUS | P | 10.000 | $8,49 | $84.900 | 69.171 Tidak Langsung | +16,90% | Diakuisisi | 243,5% (harga per 2026-08-20) |
| 11 Juni 2019 | RCUS | P | 10.000 | $7,90 | $79.000 | 59.171 Tidak Langsung | +20,34% | Diakuisisi | 269,2% (harga per 2026-08-20) |
| 10 Juni 2019 | RCUS | P | 10.000 | $8,25 | $82.500 | 49.171 Tidak Langsung | +25,53% | Diakuisisi | 253,5% (harga per 2026-08-20) |
| 7 Juni 2019 | RCUS | P | 22.065 | $7,99 | $176.299 | 39.171 Tidak Langsung | +128,99% | Diakuisisi | 265,0% (harga per 2026-08-20) |
| 11 Maret 2019 | TTD | S | 40.000 | $205,47 | $8.218.800 | 20.000 Tidak Langsung | -66,67% | Dilepas | -34,5% (harga per 2026-08-20) |
| 28 Nov. 2018 | TTD | S | 20.000 | $134,83 | $2.696.600 | 60.000 Tidak Langsung | -25,00% | Dilepas | -0,1% (harga per 2026-08-20) |
| 19 Maret 2018 | RCUS | P | 30.000 | $15,00 | $450.000 | 80.504 Langsung | +59,40% | Diakuisisi | 94,4% (harga per 2026-08-20) |
| 15 Juni 2017 | TTD | P | 20.000 | $48,06 | $961.200 | 80.000 Tidak Langsung | +33,33% | Diakuisisi | 180,2% (harga per 2026-08-20) |
| 1 Maret 2017 | TTD | P | 20.000 | $43,38 | $867.600 | 60.000 Tidak Langsung | +50,00% | Diakuisisi | 210,4% (harga per 2026-08-20) |
| 15 Nov. 2016 | TTD | P | 20.000 | $25,49 | $509.800 | 40.000 Langsung | +100,00% | Diakuisisi | 428,2% (harga per 2026-08-20) |
| 14 Nov. 2016 | TTD | P | 40.000 | $25,99 | $1.039.600 | 40.000 Tidak Langsung | — | Diakuisisi | 418,1% (harga per 2026-08-20) |
| 14 Nov. 2016 | TTD | P | 20.000 | $25,92 | $518.400 | 20.000 Langsung | — | Diakuisisi | 419,5% (harga per 2026-08-20) |
Menampilkan 100 dari 173 transaksi terakhir
P = Pembelian pasar terbuka · S = Penjualan · A = Hibah/penghargaan · B = Pelaksanaan opsi · G = Hadiah · F = Pemotongan pajak
Transaksi orang dalam bukan merupakan rekomendasi; penjualan sering kali didorong oleh alasan likuiditas atau pajak.
Kepemilikan Derivatif (Formulir 4 Tabel II)
Opsi, RSU, dan sekuritas konversi yang dilaporkan pada Formulir 4 Tabel II.
| Tanggal | Ticker | Sekuritas | Underlying | Harga Pelaksanaan | Kedaluwarsa | Saham | A/D |
|---|---|---|---|---|---|---|---|
| 11 Juni 2026 | RCUS | Stock Option (Right to Buy) | Stock Option (Rights to Buy) (16.900) | $23,30 | 10 Juni 2036 | 16.900 | Diakuisisi |
| 21 Mei 2026 | NUVB | Stock Option (Right to Buy) | Class A Common Stock (123.397) | $4,79 | 20 Mei 2036 | 123.397 | Diakuisisi |
| 15 Juni 2023 | RCUS | Stock Option (Right to Buy) | Common Stock (19.500) | $19,60 | 14 Juni 2033 | 19.500 | Diakuisisi |
| 15 Mei 2023 | NUVB | Stock Option (Right to Buy) | Class A Common Stock (366.744) | $1,64 | 14 Mei 2033 | 366.744 | Diakuisisi |
| 14 Juni 2022 | RCUS | Stock Option (Right to Buy) | Common Stock (16.800) | $20,62 | 13 Juni 2032 | 16.800 | Diakuisisi |
| 16 Mei 2022 | NUVB | Stock Option (Right to Buy) | Class A Common Stock (140.713) | $4,05 | 15 Mei 2032 | 140.713 | Diakuisisi |
| 16 Mei 2022 | NUVB | Stock Option (Right to Buy) | Class A Common Stock (118.784) | $4,05 | 15 Mei 2032 | 118.784 | Diakuisisi |
| 29 Okt. 2021 | NUVB | Stock Option (Right to Buy) | Class A Common Stock (45.229) | $9,17 | 28 Okt. 2031 | 45.229 | Diakuisisi |
| 7 Juni 2021 | URGN | Stock Option (right to buy) | Common Stock (10.000) | $17,98 | 6 Juni 2031 | 10.000 | Diakuisisi |
| 3 Juni 2021 | RCUS | Stock Option (Right to Buy) | Common Stock (14.100) | $24,79 | 2 Juni 2031 | 14.100 | Diakuisisi |
| 10 Feb. 2021 | NUVB | Stock Option (Right to Buy) | Class A Common Stock (239.361) | $4,60 | 4 Okt. 2030 | 239.361 | Diakuisisi |
| 19 Nov. 2020 | TTD | Employee Stock Option (Right to Buy) | Class B Common Stock (20.000) | $18,03 | 2 Agu 2026 | 20.000 | Dilepas |
| 19 Nov. 2020 | TTD | Class B Common Stock | Class A Common Stock (20.000) | $0,00 | — | 20.000 | Diakuisisi |
| 19 Nov. 2020 | TTD | Class B Common Stock | Class A Common Stock (20.000) | $0,00 | — | 20.000 | Dilepas |
| 8 Juni 2020 | URGN | Stock Option (right to buy) | Ordinary Shares (10.000) | $28,24 | 7 Juni 2030 | 10.000 | Diakuisisi |
| 4 Juni 2020 | RCUS | Stock Option (Right to Buy) | Common Stock (14.000) | $30,05 | 3 Juni 2030 | 14.000 | Diakuisisi |
| 6 Juni 2019 | RCUS | Stock Option (right to buy) | Common Stock (35.000) | $7,99 | 5 Juni 2029 | 35.000 | Diakuisisi |
| 3 Juni 2019 | URGN | Stock Option (Right to Buy) | Ordinary Shares (10.000) | $34,83 | 2 Juni 2029 | 10.000 | Diakuisisi |
| 19 Maret 2018 | RCUS | Series C Convertible Preferred Stock | Common Stock | — | — | 17.106 | Dilepas |
| 15 Juli 2016 | BMRN | Stock Option (right to buy Common Stock) | Common Stock (9.880) | $92,08 | 14 Juli 2026 | 9.880 | Diakuisisi |
| 15 Juli 2016 | BMRN | Stock Option (right to buy Common Stock) | Common Stock (8.230) | $92,08 | 14 Juli 2026 | 8.230 | Diakuisisi |
| 24 Mei 2016 | ATYR | Stock Option (right to buy) | Common Stock (18.000) | $3,33 | 24 Mei 2026 | 18.000 | Diakuisisi |
| 27 Jan. 2016 | ATYR | Stock Option (right to buy) | Common Stock (19.428) | $6,14 | 27 Jan. 2026 | 19.428 | Diakuisisi |
| 13 Jan. 2016 | HALO | Options to Purchase Common Stock | Common Stock (10.000) | $4,94 | 8 Mei 2018 | 10.000 | Dilepas |
| 13 Jan. 2016 | HALO | Options to Purchase Common Stock | Common Stock (10.000) | $10,37 | 15 Mei 2017 | 10.000 | Dilepas |
| 8 Juli 2015 | ATYR | Stock Option (right to buy) | Common Stock (6.286) | $14,96 | 8 Juli 2025 | 6.286 | Diakuisisi |
| 26 Feb. 2014 | JAZZ | Incentive Stock Option (right to buy) | Ordinary Shares (10.204) | $7,35 | 6 Des. 2019 | 10.204 | Dilepas |
| 5 Maret 2013 | JAZZ | Nonstatutory Stock Option (right to buy) | Ordinary Shares (30.309) | $59,13 | 4 Maret 2023 | 30.309 | Diakuisisi |
| 5 Maret 2013 | JAZZ | Incentive Stock Option (right to buy) | Ordinary Shares (1.691) | $59,13 | 4 Maret 2023 | 1.691 | Diakuisisi |
| 5 Maret 2013 | JAZZ | Incentive Stock Option (right to buy) | Ordinary Shares (44.216) | $7,35 | 6 Des. 2019 | 44.216 | Dilepas |
| 9 Agu 2012 | JAZZ | Option (right to buy) | Ordinary Shares (70.000) | $46,83 | 8 Agu 2022 | 70.000 | Diakuisisi |
| 18 Jan. 2012 | JAZZ | Incentive Stock Option (right to buy) | Common Stock (54.420) | $7,35 | 6 Des. 2019 | 54.420 | Dilepas |
| 18 Jan. 2012 | JAZZ | Incentive Stock Option (right to buy) | Common Stock (3.750) | $11,48 | 7 Maret 2020 | 3.750 | Dilepas |
| 18 Jan. 2012 | JAZZ | Incentive Stock Option (right to buy) | Ordinary Shares (54.420) | $7,35 | 6 Des. 2019 | 54.420 | Diakuisisi |
| 18 Jan. 2012 | JAZZ | Incentive Stock Option (right to buy) | Ordinary Shares (3.750) | $11,48 | 7 Maret 2020 | 3.750 | Diakuisisi |
| 11 Jan. 2012 | JAZZ | Option (right to buy) | Common Stock (45.580) | $7,35 | 6 Des. 2019 | 45.580 | Dilepas |
| 11 Jan. 2012 | JAZZ | Option (right to buy) | Common Stock (56.250) | $11,48 | 7 Maret 2020 | 56.250 | Dilepas |
| 11 Jan. 2012 | JAZZ | Option (right to buy) | Common Stock (40.000) | $27,46 | 9 Maret 2021 | 40.000 | Dilepas |
| 10 Maret 2011 | JAZZ | Option (right to buy) | Common Stock (40.000) | $27,46 | 9 Maret 2021 | 40.000 | Diakuisisi |
| 8 Maret 2010 | JAZZ | Option (right to buy) | Common Stock (60.000) | $11,48 | 7 Maret 2020 | 60.000 | Diakuisisi |
| 7 Des. 2009 | JAZZ | Option (right to buy) | Common Stock (100.000) | $7,35 | 6 Des. 2019 | 100.000 | Diakuisisi |
| 25 Juni 2009 | ORKA | Option to purchase common stock | Common Stock (50.000) | $2,90 | 25 Juni 2019 | 50.000 | Diakuisisi |
| 27 Feb. 2009 | ORKA | Option to Purchase Common Stock | Common Stock (49.500) | $5,29 | 27 Feb. 2019 | 49.500 | Diakuisisi |
| 15 Mei 2007 | HALO | Options to Purchase Common Stock | Common Stock (10.000) | $10,37 | 15 Mei 2017 | 10.000 | Diakuisisi |
Harga pelaksanaan/konversi kosong jika tidak berlaku (misalnya, RSU).
Kepemilikan Awal (Formulir 3) 9 saham
Sekuritas yang dipegang saat pertama kali menjadi orang dalam, sesuai Formulir 3 SEC.
| Tanggal | Ticker | Sekuritas | Saham | Kepemilikan |
|---|---|---|---|---|
| 12 Feb. 2021 | NUVB | No securities owned. | 0 | Langsung |
| 10 Jan. 2019 | URGN | Stock Option (right to buy)→ Ordinary Shares (40.000) | 40.000 | Langsung |
| 10 Jan. 2019 | URGN | Stock Option (right to buy)→ Ordinary Shares (10.000) | 10.000 | Langsung |
| 14 Maret 2018 | RCUS | Common Stock | 50.504 | Langsung |
| 14 Maret 2018 | RCUS | Series C Convertible Preferred Stock→ Common Stock (17.106) | 17.106 | Tidak Langsung |
| 20 Sep. 2016 | TTD | Stock Option (Right to Buy)→ Class B Common Stock (30.303) | 30.303 | Langsung |
| 6 Mei 2015 | ATYR | Common Stock | — | Langsung |
| 3 Maret 2009 | ORKA | Common Stock | 21.000 | Langsung |
| 17 Mei 2007 | HALO | No securities are beneficially owned. | 0 | Langsung |
Kompensasi (DEF 14A)
Dicocokkan berdasarkan nama dari pernyataan proksi (DEF 14A) — verifikasi terhadap pengajuan.
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2009 | $230.769 | — | — | — | — | — | $654 | $512.549 |
| Tahun fiskal | Gaji | Bonus | Penghargaan saham | Penghargaan opsi | Insentif non-ekuitas | Perubahan Pensiun | Lainnya | Total |
|---|---|---|---|---|---|---|---|---|
| 2014 | $136.860 | — | — | — | — | — | $7.546 | $144.406 |
| 2013 | $472.693 | — | — | — | $380.000 | — | — | $2.692.955 |
| 2012 | $446.769 | — | — | — | $390.000 | — | — | $4.098.007 |
Angka-angka dari Tabel Kompensasi Ringkasan dalam pernyataan proksi perusahaan (DEF 14A). Kompensasi bukan merupakan rekomendasi.