PGIM Rock ETF Trust (SEPP)
Management Company · XCBO · Series S000083275 · View on SEC EDGAR ↗
- Net assets
- $20.0M
- Holdings
- 13
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 103.38%
- Effective number of positions
- 2.0
- Positions above 1%
- 3
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$1.6M
- Quarter ending Apr 2026
- +$4.3M
- Trailing 12 months
- +$11.6M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 13 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| CBOE GLOBAL MARKETS, INC. | — | $12.6M | 62.92 | 177 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $6.5M | 32.70 | 92 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $1.3M | 6.40 | 18 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $152K | 0.76 | 177 | DE | US |
| (PIPA070) PGIM Core Government Money Market Fund | 74440W862 | $103K | 0.52 | 103,272 | STIV | US |
| CBOE GLOBAL MARKETS, INC. | — | $79K | 0.40 | 92 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $15K | 0.08 | 18 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$6K | -0.03 | -18 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$32K | -0.16 | -92 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$41K | -0.20 | -18 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$62K | -0.31 | -177 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$207K | -1.04 | -92 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$398K | -1.99 | -177 | DE | US |
Sector breakdown
Institutional owners (13F) 9 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $17,603,983 | 80.98% | 541,661 | Shares | June 30, 2026 |
| Ameritas Advisory Services, LLC | $2,369,103 | 10.90% | 72,878 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $820,690 | 3.78% | 25,246 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $361,000 | 1.66% | 11,091 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $232,171 | 1.07% | 7,142 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $159,191 | 0.73% | 4,897 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $112,510 | 0.52% | 3,461 | Shares | June 30, 2026 |
| DHJJ Financial Advisors, Ltd. | $79,872 | 0.37% | 2,457 | Shares | June 30, 2026 |
| UBS Group AG | $650 | 0.00% | 20 | Shares | June 30, 2026 |
Peer funds
Similar by size
| Fund | AUM |
|---|---|
| SETH ProShares Trust | $20.1M |
| TPLS Thornburg ETF Trust | $20.1M |
| GDOC Goldman Sachs ETF Trust | $20.1M |
| JULP PGIM Rock ETF Trust | $20.1M |
| SCAP Series Portfolios Trust | $20.4M |
| HF Tidal Trust II | $20.0M |
| JUNT AIM ETF Products Trust | $19.8M |
| QCMU Direxion Shares ETF Trust | $19.7M |
| RIOX Tidal Trust II | $19.6M |
| FMQQ EXCHANGE TRADED CONCEPTS TRUST | $19.6M |