PGIM Rock ETF Trust (AUGP)
Management Company · XCBO · Series S000083276 · View on SEC EDGAR ↗
- Net assets
- $19.0M
- Holdings
- 13
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 103.48%
- Effective number of positions
- 2.1
- Positions above 1%
- 3
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$1.6M
- Quarter ending Apr 2026
- +$4.4M
- Trailing 12 months
- +$11.7M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 13 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| CBOE GLOBAL MARKETS, INC. | — | $10.9M | 57.11 | 153 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $7.2M | 38.07 | 102 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $1.4M | 7.09 | 19 | DE | US |
| (PIPA070) PGIM Core Government Money Market Fund | 74440W862 | $144K | 0.76 | 143,928 | STIV | US |
| CBOE GLOBAL MARKETS, INC. | — | $80K | 0.42 | 153 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $53K | 0.28 | 102 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $10K | 0.05 | 19 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$4K | -0.02 | -19 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$21K | -0.11 | -102 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$31K | -0.16 | -153 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$45K | -0.24 | -19 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$244K | -1.28 | -102 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$366K | -1.92 | -153 | DE | US |
Sector breakdown
Institutional owners (13F) 10 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $17,602,533 | 83.90% | 532,442 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $1,273,120 | 6.07% | 38,498 | Shares | June 30, 2026 |
| Sugar Maple Asset Management, LLC | $446,441 | 2.13% | 13,500 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $391,000 | 1.86% | 11,825 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $300,174 | 1.43% | 9,077 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $298,487 | 1.42% | 9,026 | Shares | June 30, 2026 |
| DHJJ Financial Advisors, Ltd. | $239,690 | 1.14% | 7,248 | Shares | June 30, 2026 |
| OLD MISSION CAPITAL LLC | $235,125 | 1.12% | 7,110 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $145,837 | 0.70% | 4,410 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $48,943 | 0.23% | 1,480 | Shares | June 30, 2026 |
Peer funds
Similar by size
| Fund | AUM |
|---|---|
| HIBS Direxion Shares ETF Trust | $19.0M |
| IBHL iShares Trust | $19.1M |
| MIG VanEck ETF Trust | $19.2M |
| UPW ProShares Trust | $19.3M |
| ESLG Strategy Shares | $19.4M |
| CRSH Tidal Trust II | $19.0M |
| NEWZ EA Series Trust | $19.0M |
| LDRI iShares Trust | $18.9M |
| QQQS Invesco Exchange-Traded Fund Tr… | $18.9M |
| MFLX First Trust Exchange-Traded Fun… | $18.9M |