PGIM Rock ETF Trust (PBAP)
Management Company · XCBO · Series S000083291 · View on SEC EDGAR ↗
- Net assets
- $29.0M
- Holdings
- 9
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 100.03%
- Effective number of positions
- 1.1
- Positions above 1%
- 3
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$7.2M
- Quarter ending Apr 2026
- +$7.2M
- Trailing 12 months
- +$6.6M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 9 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| CBOE GLOBAL MARKETS, INC. | — | $27.8M | 95.85 | 394 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $2.5M | 8.76 | 36 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | $923K | 3.18 | 394 | DE | US |
| (PIPA070) PGIM Core Government Money Market Fund | 74440W862 | $237K | 0.82 | 237,025 | STIV | US |
| CBOE GLOBAL MARKETS, INC. | — | $84K | 0.29 | 36 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$30K | -0.10 | -36 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$186K | -0.64 | -36 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$324K | -1.12 | -394 | DE | US |
| CBOE GLOBAL MARKETS, INC. | — | -$2.0M | -7.01 | -394 | DE | US |
Sector breakdown
Institutional owners (13F) 15 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | $15,159,549 | 60.94% | 488,860 | Shares | June 30, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | $2,513,059 | 10.10% | 81,028 | Shares | June 30, 2026 |
| Blue Water Asset Management | $1,515,781 | 6.09% | 48,873 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $1,188,142 | 4.78% | 38,309 | Shares | June 30, 2026 |
| SMITH, MOORE & CO. | $1,033,813 | 4.16% | 33,333 | Shares | June 30, 2026 |
| Spire Wealth Management | $992,780 | 3.99% | 32,015 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $832,990 | 3.35% | 26,858 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $640,826 | 2.58% | 20,662 | Shares | June 30, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | $528,832 | 2.13% | 17,051 | Shares | June 30, 2026 |
| DHJJ Financial Advisors, Ltd. | $279,691 | 1.12% | 9,018 | Shares | June 30, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | $62,029 | 0.25% | 2,000 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $55,000 | 0.22% | 1,774 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $52,725 | 0.21% | 1,700 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $18,237 | 0.07% | 588 | Shares | June 30, 2026 |
| CENTAURUS FINANCIAL, INC. | $3,236 | 0.01% | 104,342 | Shares | June 30, 2026 |
Peer funds
Similar by size
| Fund | AUM |
|---|---|
| QNXT iShares Trust | $29.1M |
| EBIZ Global X Funds | $29.2M |
| MLPD Global X Funds | $29.4M |
| JADE J.P. Morgan Exchange-Traded Fun… | $29.4M |
| DECP PGIM Rock ETF Trust | $29.4M |
| BITS Global X Funds | $29.0M |
| PBNV PGIM Rock ETF Trust | $28.8M |
| PSET Principal Exchange-Traded Funds | $28.8M |
| FLOW Global X Funds | $28.6M |
| SPIT RBB Fund, Inc. | $28.6M |