BARCLAYS PLC
Insider
First SEC filing: Feb. 4, 2025 · Latest: Feb. 4, 2025
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 31, 2025 | 939930 | None | · | · | · | · | · | ||
| Nov. 6, 2024 | 1743907 | None | · | · | · | · | · | ||
| Oct. 4, 2024 | FVR | None | · | · | · | · | · | (price as of 2026-10-05) | |
| July 18, 2024 | LPAAW | None | · | · | · | · | · | (price as of 2026-10-05) | |
| July 16, 2024 | LPAAW | None | · | · | · | · | · | (price as of 2026-10-05) | |
| June 21, 2024 | 1922331 | None | · | · | · | · | · | ||
| Aug. 25, 2023 | 1912582 | None | · | · | · | · | · | ||
| Aug. 17, 2023 | 1890671 | None | · | · | · | · | · | ||
| April 27, 2023 | 1865861 | None | · | · | · | · | · | ||
| April 6, 2023 | 1866547 | None | · | · | · | · | · | ||
| March 17, 2023 | 1826669 | None | · | · | · | · | · | ||
| March 9, 2023 | 1841004 | None | · | · | · | · | · | ||
| March 6, 2023 | COCHW | None | · | · | · | · | · | (price as of 2026-10-05) | |
| March 2, 2023 | 1760717 | None | · | · | · | · | · | ||
| Feb. 22, 2023 | XBPEW | None | · | · | · | · | · | (price as of 2026-10-05) | |
| Feb. 20, 2023 | 1837607 | None | · | · | · | · | · | ||
| Jan. 9, 2023 | ZURA | None | · | · | · | · | · | (price as of 2026-10-05) | |
| Nov. 22, 2022 | 1691337 | None | · | · | · | · | · | ||
| Oct. 26, 2022 | 1825739 | None | · | · | · | · | · | ||
| Oct. 24, 2022 | 1914023 | None | · | · | · | · | · | ||
| Oct. 24, 2022 | 1858028 | None | · | · | · | · | · | ||
| Sept. 9, 2022 | COHR | None | · | · | · | · | · | (price as of 2026-10-05) | |
| Aug. 25, 2022 | 1863428 | None | · | · | · | · | · | ||
| Aug. 17, 2022 | 1812360 | None | · | · | · | · | · | ||
| Aug. 11, 2022 | NERV | None | · | · | · | · | · | (price as of 2026-10-05) | |
| July 12, 2022 | 1858028 | None | · | · | · | · | · | ||
| July 12, 2022 | MLGO | None | · | · | · | · | · | (price as of 2026-10-05) | |
| April 26, 2022 | PYXS | None | · | · | · | · | · | (price as of 2026-10-05) | |
| March 9, 2022 | BRLSW | None | · | · | · | · | · | (price as of 2026-10-05) | |
| Feb. 3, 2022 | 1827669 | None | · | · | · | · | · | ||
| Dec. 9, 2021 | 1851182 | None | · | · | · | · | · | ||
| Nov. 26, 2021 | 1851612 | None | · | · | · | · | · | ||
| Nov. 18, 2021 | 1863428 | None | · | · | · | · | · | ||
| Nov. 5, 2021 | ZSQR | None | · | · | · | · | · | (price as of 2026-10-05) | |
| Oct. 20, 2021 | 1863460 | None | · | · | · | · | · | ||
| Aug. 17, 2021 | VGASW | None | · | · | · | · | · | (price as of 2026-10-05) | |
| Aug. 13, 2021 | 1855631 | None | · | · | · | · | · | ||
| Aug. 13, 2021 | 1848959 | None | · | · | · | · | · | ||
| July 20, 2021 | ZURA | None | · | · | · | · | · | (price as of 2026-10-05) | |
| May 7, 2021 | 1844419 | None | · | · | · | · | · | ||
| April 12, 2021 | 1841993 | None | · | · | · | · | · | ||
| Sept. 18, 2020 | 1815805 | None | · | · | · | · | · | ||
| March 14, 2019 | 1232863 | S | 296 | $100000.00 | $29,600,000 | 0 Indirect | -100.00% | Disposed | |
| March 14, 2019 | 1137392 | S | 520 | $100000.00 | $52,000,000 | 0 Indirect | -100.00% | Disposed | |
| March 14, 2019 | 1167470 | S | 221 | $100000.00 | $22,100,000 | 0 Indirect | -100.00% | Disposed | |
| March 14, 2019 | MQY | S | 1,776 | $100000.00 | $177,600,000 | 0 Indirect | -100.00% | Disposed | -100.0% (price as of 2026-10-05) |
| March 14, 2019 | 1176197 | S | 444 | $100000.00 | $44,400,000 | 0 Indirect | -100.00% | Disposed | |
| March 14, 2019 | 1181024 | S | 405 | $100000.00 | $40,500,000 | 0 Indirect | -100.00% | Disposed | |
| June 28, 2018 | 1040719 | S | 62,390 | $5.63 | $351,256 | 469,288 Indirect | -11.73% | Disposed | |
| June 19, 2018 | VVR | J | 750 | $100000.00 | $75,000,000 | 0 Indirect | -100.00% | Disposed | -100.0% (price as of 2026-10-05) |
| June 19, 2018 | 1393662 | J | 750 | $100000.00 | $75,000,000 | 0 Indirect | -100.00% | Disposed | |
| June 1, 2018 | 1040719 | P | 1 | $6.62 | $7 | 531,679 Indirect | 0.00% | Acquired | |
| April 16, 2018 | 1040719 | S | 3 | $8.17 | $25 | 531,678 Indirect | 0.00% | Disposed | |
| March 15, 2018 | 1040719 | S | 501 | $10.82 | $5,421 | 530,942 Indirect | -0.09% | Disposed | |
| March 13, 2018 | 1040719 | S | 4,019 | $11.07 | $44,490 | 530,887 Indirect | -0.75% | Disposed | |
| Feb. 22, 2018 | 1040719 | S | 25,000 | $10.00 | $250,000 | 572,951 Indirect | -4.18% | Disposed | |
| Feb. 20, 2018 | 1040719 | S | 100 | $10.18 | $1,018 | 572,951 Indirect | -0.02% | Disposed | |
| Feb. 16, 2018 | 1040719 | S | 8,934 | $10.20 | $91,127 | 572,951 Indirect | -1.54% | Disposed | |
| Feb. 15, 2018 | 1040719 | S | 7 | $9.02 | $63 | 572,951 Indirect | 0.00% | Disposed | |
| Aug. 18, 2017 | NAC | S | 1,141 | $100000.00 | $114,100,000 | 0 Indirect | -100.00% | Disposed | -100.0% (price as of 2026-10-05) |
| July 27, 2017 | NAC | P | 50 | $100000.00 | $5,000,000 | 1,141 Indirect | +4.58% | Acquired | -100.0% (price as of 2026-10-05) |
| July 26, 2017 | NAD | S | 750 | $100000.00 | $75,000,000 | 30 Indirect | -96.15% | Disposed | -100.0% (price as of 2026-10-05) |
| July 25, 2017 | NAD | S | 37 | $100000.00 | $3,700,000 | 101 Indirect | -26.81% | Disposed | -100.0% (price as of 2026-10-05) |
| July 24, 2017 | NAC | P | 50 | $100000.00 | $5,000,000 | 1,091 Indirect | +4.80% | Acquired | -100.0% (price as of 2026-10-05) |
| July 19, 2017 | NAC | S | 260 | $100000.00 | $26,000,000 | 1,041 Indirect | -19.98% | Disposed | -100.0% (price as of 2026-10-05) |
| July 17, 2017 | NAD | S | 12 | $100000.00 | $1,200,000 | 138 Indirect | -8.00% | Disposed | -100.0% (price as of 2026-10-05) |
| July 19, 2016 | 1621563 | P | 116 | $21.84 | $2,533 | 13,958,332 Indirect | 0.00% | Acquired | |
| July 19, 2016 | 1621563 | P | 100 | $21.86 | $2,186 | 13,958,332 Indirect | 0.00% | Acquired | |
| July 19, 2016 | 1621563 | P | 100 | $21.85 | $2,185 | 13,958,332 Indirect | 0.00% | Acquired | |
| July 19, 2016 | 1621563 | P | 86 | $21.81 | $1,876 | 13,958,332 Indirect | 0.00% | Acquired | |
| March 24, 2016 | 857737 | P | 20 | $3.20 | $64 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 24, 2016 | 857737 | S | 9 | $2.00 | $18 | 4,726,837 Indirect | 0.00% | Disposed | |
| March 24, 2016 | 857737 | S | 7 | $2.00 | $14 | 4,726,837 Indirect | 0.00% | Disposed | |
| March 24, 2016 | 857737 | P | 1 | $0.50 | · | 4,726,837 Indirect | 0.00% | Acquired | |
| March 24, 2016 | 857737 | P | 2 | $0.50 | $1 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 18, 2016 | 857737 | P | 5 | $0.91 | $5 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 18, 2016 | 857737 | P | 1 | $0.10 | · | 4,726,837 Indirect | 0.00% | Acquired | |
| March 18, 2016 | 857737 | P | 1 | $0.10 | · | 4,726,837 Indirect | 0.00% | Acquired | |
| March 15, 2016 | 857737 | P | 5 | $0.15 | $1 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 15, 2016 | 857737 | S | 11 | $0.37 | $4 | 4,726,837 Indirect | 0.00% | Disposed | |
| March 14, 2016 | 857737 | P | 1 | $1.64 | $2 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 14, 2016 | 857737 | P | 1 | $1.64 | $2 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 14, 2016 | 857737 | P | 1 | $1.70 | $2 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 14, 2016 | 857737 | S | 1 | $0.64 | $1 | 4,726,837 Indirect | 0.00% | Disposed | |
| March 14, 2016 | 857737 | S | 1 | $0.64 | $1 | 4,726,837 Indirect | 0.00% | Disposed | |
| March 14, 2016 | 857737 | S | 1 | $0.70 | $1 | 4,726,837 Indirect | 0.00% | Disposed | |
| March 14, 2016 | 857737 | S | 1 | $0.65 | $1 | 4,726,837 Indirect | 0.00% | Disposed | |
| March 14, 2016 | 857737 | S | 10 | $0.65 | $6 | 4,726,837 Indirect | 0.00% | Disposed | |
| March 14, 2016 | 857737 | P | 2 | $0.80 | $2 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 14, 2016 | 857737 | P | 20 | $0.80 | $16 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 14, 2016 | 857737 | P | 1 | $0.15 | · | 4,726,837 Indirect | 0.00% | Acquired | |
| March 14, 2016 | 857737 | P | 16 | $0.15 | $2 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 14, 2016 | 857737 | S | 50 | $0.40 | $20 | 4,726,837 Indirect | 0.00% | Disposed | |
| March 14, 2016 | 857737 | S | 2 | $0.40 | $1 | 4,726,837 Indirect | 0.00% | Disposed | |
| March 14, 2016 | 857737 | P | 5 | $0.50 | $2 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 10, 2016 | 857737 | P | 200 | $8.56 | $1,712 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 10, 2016 | 857737 | P | 100 | $8.56 | $856 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 10, 2016 | 857737 | P | 300 | $8.56 | $2,568 | 4,726,837 Indirect | +0.01% | Acquired | |
| March 10, 2016 | 857737 | P | 100 | $8.56 | $856 | 4,726,837 Indirect | 0.00% | Acquired | |
| March 10, 2016 | 857737 | P | 300 | $8.56 | $2,568 | 4,726,837 Indirect | +0.01% | Acquired |
Showing latest 100 of 1494 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 28, 2016 | 857737 | ICON April 16 10 Call | Common Stock | $10.00 | April 15, 2016 | 3 | Disposed |
| March 24, 2016 | 857737 | ICON Jan 2018 7.5 Call | Common Stock | $7.50 | Jan. 19, 2018 | 20 | Acquired |
| March 24, 2016 | 857737 | ICON Aug 2016 7.5 Call | Common Stock | $7.50 | Aug. 19, 2016 | 9 | Disposed |
| March 24, 2016 | 857737 | ICON Aug 2016 7.5 Call | Common Stock | $7.50 | Aug. 19, 2016 | 7 | Disposed |
| March 24, 2016 | 857737 | ICON Aug 2016 5 Put | Common Stock | $5.00 | Aug. 19, 2016 | 1 | Acquired |
| March 24, 2016 | 857737 | ICON Aug 2016 5 Put | Common Stock | $5.00 | Aug. 19, 2016 | 2 | Acquired |
| March 24, 2016 | 857737 | ICON Jan 2018 5 Call | Common Stock | $5.00 | Jan. 19, 2018 | 20 | Disposed |
| March 18, 2016 | 857737 | ICON March 2016 7.5 Call | Common Stock | $7.50 | March 18, 2016 | 5 | Acquired |
| March 18, 2016 | 857737 | ICON Aug 2016 17.5 Call | Common Stock | $17.50 | Aug. 19, 2016 | 1 | Acquired |
| March 18, 2016 | 857737 | ICON Aug 2016 17.5 Call | Common Stock | $17.50 | Aug. 19, 2016 | 1 | Acquired |
| March 15, 2016 | 857737 | ICON March 2016 7.5 Put | Common Stock | $7.50 | March 18, 2016 | 5 | Acquired |
| March 15, 2016 | 857737 | ICON April 16 10 Call | Common Stock | $10.00 | April 15, 2016 | 11 | Disposed |
| March 14, 2016 | 857737 | ICON May 2016 7.5 Call | Common Stock | $7.50 | May 20, 2016 | 1 | Acquired |
| March 14, 2016 | 857737 | ICON May 2016 7.5 Call | Common Stock | $7.50 | May 20, 2016 | 1 | Acquired |
| March 14, 2016 | 857737 | ICON May 2016 7.5 Call | Common Stock | $7.50 | May 20, 2016 | 1 | Acquired |
| March 14, 2016 | 857737 | ICON May 2016 10 Call | Common Stock | $10.00 | May 20, 2016 | 1 | Disposed |
| March 14, 2016 | 857737 | ICON May 2016 10 Call | Common Stock | $10.00 | May 20, 2016 | 1 | Disposed |
| March 14, 2016 | 857737 | ICON May 2016 10 Call | Common Stock | $10.00 | May 20, 2016 | 1 | Disposed |
| March 14, 2016 | 857737 | ICON July 2016 5 Put | Common Stock | $5.00 | July 15, 2016 | 1 | Disposed |
| March 14, 2016 | 857737 | ICON July 2016 5 Put | Common Stock | $5.00 | July 15, 2016 | 10 | Disposed |
| March 14, 2016 | 857737 | ICON April 16 7.5 P | Common Stock | $7.50 | April 15, 2016 | 2 | Acquired |
| March 14, 2016 | 857737 | ICON April 16 7.5 P | Common Stock | $7.50 | April 15, 2016 | 20 | Acquired |
| March 14, 2016 | 857737 | ICON April 16 10 Put | Common Stock | $5.00 | April 15, 2016 | 1 | Acquired |
| March 14, 2016 | 857737 | ICON April 16 10 Put | Common Stock | $5.00 | April 15, 2016 | 16 | Acquired |
| March 14, 2016 | 857737 | ICON April 16 10 Call | Common Stock | $10.00 | April 15, 2016 | 50 | Disposed |
| March 14, 2016 | 857737 | ICON April 16 10 Call | Common Stock | $10.00 | April 15, 2016 | 2 | Disposed |
| March 14, 2016 | 857737 | ICON April 16 10 Call | Common Stock | $10.00 | April 15, 2016 | 5 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 186 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 3, 2026 | QVCG | Common Stock, par value, $0.01 per share | 37,909 | Indirect |
| Sept. 3, 2026 | QVCG | Common Stock, par value, $0.01 per share | 5,068,762 | Indirect |
| Jan. 30, 2025 | 939930 | Common stock, no par value | 89,334 | Indirect |
| Jan. 30, 2025 | 939930 | Common stock, no par value | 3,708,935 | Indirect |
| Nov. 8, 2024 | 1743907 | Common Stock, par value $0.01 per share | 320,874 | Indirect |
| Nov. 8, 2024 | 1743907 | Common Stock, par value $0.01 per share | 5,196,782 | Indirect |
| Nov. 8, 2024 | 1743907 | Common Stock, par value $0.01 per share | 29,380 | Indirect |
| Oct. 11, 2024 | FVR | Common stock $0.01 par value per share | 1,483,885 | Indirect |
| Oct. 11, 2024 | FVR | Common stock $0.01 par value per share | 21,319 | Indirect |
| July 19, 2024 | LPAAW | Class A ordinary shares, par value $0.0001 per share | 2,455,000 | Indirect |
| July 19, 2024 | LPAAW | Redeemable Warrant | 1,227,500 | Indirect |
| July 18, 2024 | LPAAW | Class A ordinary shares, par value $0.0001 per share | 2,405,000 | Indirect |
| July 18, 2024 | LPAAW | Redeemable Warrant | 1,202,500 | Indirect |
| June 21, 2024 | 1922331 | Class A Common Stock, $0.0001 par value per share | 125,000 | Indirect |
| Aug. 30, 2023 | 1912582 | Class A Common Stock, par value $0.0001 per share | 735,000 | Indirect |
| Aug. 30, 2023 | 1890671 | Class A Common Stock, par value $0.0001 per share | 505,627 | Indirect |
| Aug. 30, 2023 | 1890671 | Class A Common Stock, par value $0.0001 per share | 104,200 | Indirect |
| April 28, 2023 | 1865861 | Class A ordinary shares, par value $0.0001 per share | 329,400 | Indirect |
| April 28, 2023 | 1865861 | Redeemable Warrants | 5,633 | Indirect |
| April 5, 2023 | 1866547 | Class A Common Stock, par value $0.0001 per share | 399,567 | Indirect |
| April 5, 2023 | 1866547 | Redeemable Warrants | 4,400 | Indirect |
| March 31, 2023 | 1841004 | Class A Ordinary Share, $0.0001 par value per share | 492,540 | Indirect |
| March 31, 2023 | 1841004 | Redeemable Warrants | 90,164 | Direct |
| March 31, 2023 | COCHW | Class A Ordinary Share, $0.0001 par value per share | 877,487 | Indirect |
| March 31, 2023 | COCHW | Class A Ordinary Share, $0.0001 par value per share | 19,600 | Indirect |
| March 31, 2023 | COCHW | Redeemable Warrants | 333,019 | Indirect |
| March 31, 2023 | 1760717 | Class A common stock, par value $0.001 per share | 2,484,913 | Indirect |
| March 31, 2023 | ZURA | Class A Ordinary Shares, par value $0.0001 per share | 2,340,240 | Indirect |
| March 31, 2023 | ZURA | Redeemable Warrants | 1,170,120 | Indirect |
| March 31, 2023 | 1837607 | Class A common stock, par value $0.0001 per share | 702,645 | Indirect |
| March 31, 2023 | 1837607 | Redeemable Warrants | 152,387 | Indirect |
| March 31, 2023 | XBPEW | Class A common stock, par value $0.0001 per share | 515,125 | Indirect |
| March 31, 2023 | XBPEW | Redeemable Warrants | 79,225 | Indirect |
| March 21, 2023 | 1826669 | Class A Common Stock, par value $0.0001 per share | 902,424 | Indirect |
| March 21, 2023 | 1826669 | Warrants, each exercisable for 1 share Class A Common Stock | 365,504 | Indirect |
| Dec. 2, 2022 | 1691337 | Common Stock, $0.01 par value per share | 1,456,464 | Indirect |
| Dec. 2, 2022 | 1691337 | Common Stock, $0.01 par value per share | 750,089 | Indirect |
| Nov. 10, 2022 | OABIW | Common Stock, par value $0.0001 per share | 106,904 | Indirect |
| Nov. 10, 2022 | OABIW | Common Stock, par value $0.0001 per share | 27,440 | Indirect |
| Nov. 10, 2022 | OABIW | Redeemable warrants | 1,109,379 | Indirect |
| Oct. 27, 2022 | 1825739 | Class A Common Stock, par value $0.0001 per share | 1,457,698 | Indirect |
| Oct. 27, 2022 | 1825739 | Class A Common Stock, par value $0.0001 per share | 330,691 | Indirect |
| Oct. 27, 2022 | 1825739 | Class A common stock, par value $0.0001 per share | 700,000 | Indirect |
| Oct. 27, 2022 | 1825739 | Redeemable warrants | 9,420 | Indirect |
| Oct. 25, 2022 | 1858028 | Ordinary shares, Par Value $.0001 Per Share | 918,260 | Indirect |
| Oct. 25, 2022 | 1914023 | Class A Common Stock, par value $0.0001 per share | 930,833 | Indirect |
| Sept. 15, 2022 | COHR | Series A Mandatory Convertible Preferred Stock, no par value | 1,060,000 | Indirect |
| Aug. 26, 2022 | 1863428 | Class A common stock, par value $0.0001 per share | 1,248,836 | Indirect |
| Aug. 26, 2022 | 1863428 | Class A common stock, par value $0.0001 per share | 232,724 | Indirect |
| Aug. 26, 2022 | 1863428 | Redeemable Warrants | 267,010 | Indirect |
| Aug. 22, 2022 | 1812360 | Shares of Class A Common Stock, par value $0.0001 per share | 485,700 | Indirect |
| Aug. 22, 2022 | 1812360 | Shares of Class A Common Stock, par value $0.0001 per share | 957,100 | Indirect |
| Aug. 22, 2022 | 1812360 | Redeemable Warrants, each whole warrant exercisable for one | 272,001 | Indirect |
| Aug. 10, 2022 | NERV | Common Stock, $0.0001 par value per share | 408,430 | Indirect |
| Aug. 10, 2022 | NERV | Common Stock, $0.0001 par value per share | 196,800 | Indirect |
| July 20, 2022 | 1858028 | Ordinary shares, Par Value $.0001 Per Share | 918,260 | Indirect |
| July 20, 2022 | 1858028 | Redeemable Warrants | 9,000 | Indirect |
| July 19, 2022 | MLGO | Ordinary shares, Par Value $.00001 Per Share | 615,779 | Indirect |
| April 26, 2022 | PYXS | Common Stock, par value $0.001 per share | 3,477,945 | Indirect |
| April 26, 2022 | PYXS | Common Stock, par value $0.001 per share | 30 | Indirect |
| March 9, 2022 | BRLSW | Class A Ordinary Share, $0.0001 par value per share | 1,929,405 | Indirect |
| March 9, 2022 | BRLSW | Redeemable Warrants | 487,131 | Indirect |
| Feb. 24, 2022 | FWONK | Series A Liberty Braves Common Stock | · | Indirect |
| Feb. 24, 2022 | FWONK | Series A Liberty Braves Common Stock | 106,850 | Indirect |
| Feb. 24, 2022 | FWONK | Convertible Bond | 2,457,651 | Indirect |
| Feb. 24, 2022 | FWONK | Convertible Bond | 66,360 | Indirect |
| Feb. 3, 2022 | 1827669 | Class A Ordinary Share, $0.0001 par value per share (a) | 2,056,330 | Indirect |
| Feb. 3, 2022 | 1827669 | Class A Ordinary Share, $0.0001 par value per share (a) | 129,508 | Indirect |
| Feb. 3, 2022 | 1827669 | Redeemable Warrants (a) | 917,959 | Indirect |
| Dec. 13, 2021 | 1851182 | Class A Ordinary Share, par value $0.0001 per share | · | Indirect |
| Dec. 13, 2021 | 1851182 | Redeemable Warrants | 1,756,144 | Indirect |
| Dec. 3, 2021 | 1851612 | Class A Ordinary Share, par value $0.0001 per share | · | Indirect |
| Dec. 3, 2021 | 1851612 | Redeemable Warrants | 1,592,450 | Indirect |
| Nov. 22, 2021 | 1863428 | Class A Ordinary Share, par value $0.0001 per share [F1] | 2,125,042 | Indirect |
| Nov. 22, 2021 | 1863428 | Redeemable Warrants [F1] | 1,062,521 | Indirect |
| Nov. 9, 2021 | ZSQR | Class A Ordinary Share, par value $0.0001 per share | 979,975 | Indirect |
| Oct. 22, 2021 | 1863460 | Class A Ordinary Share, par value $0.0001 per share | 592,312 | Indirect |
| Sept. 22, 2021 | DJTWW | Class A Ordinary Share, par value $0.0001 per share | · | Indirect |
| Sept. 22, 2021 | DJTWW | Class A Ordinary Share, par value $0.0001 per share | · | Indirect |
| Sept. 22, 2021 | DJTWW | Redeemable Warrants | · | Indirect |
| Sept. 22, 2021 | DJTWW | Redeemable Warrants | 50,000 | Indirect |
| Aug. 19, 2021 | VGASW | Class A Ordinary Share, par value $0.0001 per share [F1] | 1,788,000 | Indirect |
| Aug. 19, 2021 | VGASW | Redeemable Warrants | 894,000 | Indirect |
| Aug. 17, 2021 | 1848959 | Class A Ordinary Share, par value $0.0001 per share | · | Indirect |
| Aug. 17, 2021 | 1848959 | Redeemable Warrants | 1,664,300 | Indirect |
| Aug. 17, 2021 | 1855631 | Class A Ordinary Share, par value $0.000001 per share [F1] | 1,569,960 | Indirect |
| Aug. 17, 2021 | 1855631 | Redeemable Warrants | 1,177,470 | Indirect |
| July 23, 2021 | ZURA | Class A Ordinery Shares | 2,488,500 | Indirect |
| July 8, 2021 | 1841993 | Class A Ordinary Share, no par value per share | 598,493 | Indirect |
| May 11, 2021 | 1844419 | Class A Ordinary Share, par value $0.0001 per share [F1] | 2,616,000 | Indirect |
| May 11, 2021 | 1844419 | Redeemable Warrants [F1] | 1,308,000 | Indirect |
| April 14, 2021 | 1841993 | Class A Ordinary Share, no par value per share [F1] | 575,500 | Indirect |
| April 14, 2021 | 1841993 | Redeemable Warrants [F1] | 287,500 | Indirect |
| Feb. 12, 2021 | NAC | 910 Series 2 Variable Rate Demand Preferred Shares | 910 | Indirect |
| Sept. 24, 2020 | 1815805 | Class A Ordinary Share, $0.0001 par value per share [F1] | 3,610,000 | Indirect |
| Sept. 24, 2020 | 1815805 | Class A Ordinary Share, $0.0001 par value per share [F1] | 500,000 | Indirect |
| Sept. 24, 2020 | 1815805 | Redeemable Warrants [F1] | 1,805,000 | Indirect |
| Sept. 24, 2020 | 1815805 | Redeemable Warrants [F1] | 250,000 | Indirect |
| March 2, 2018 | 1040719 | Common Stock | · | Indirect |
| March 2, 2018 | 1040719 | Common Stock | 3,871 | Indirect |
| Sept. 8, 2017 | 1701167 | Series C-1 Variable Rate Term Preferred (CUSIP 27831H 209) | 320 | Indirect |
| July 17, 2017 | NAC | Variable Rate Demand Preferred (CUSIP 67066Y832) | 1,301 | Indirect |
| July 17, 2017 | NAD | Variable Rate Demand Preferred (CUSIP 67066V853) | 150 | Indirect |
| July 17, 2017 | NAD | Variable Rate Demand Preferred (CUSIP 67066V861) | 780 | Indirect |
| July 17, 2017 | 1393662 | Series 2016/9-VTA C-1 (CUSIP 46132R 203) | 750 | Indirect |
| July 17, 2017 | VVR | Series 2015/11-VVR C-1 (CUSIP 46131H 800) | 750 | Indirect |
| June 2, 2017 | EFT | Series L-2 Variable Rate Term Preferred (CUSIP 278279856) | 800 | Indirect |
| June 2, 2017 | 1573698 | Series L-2 Variable Rate Term Preferred (CUSIP 278284708) | 190 | Indirect |
| May 31, 2017 | 1181024 | Variable Rate Demand Preferred (CUSIP 09249U303) | 405 | Indirect |
| May 31, 2017 | 1176197 | Variable Rate Demand Preferred (CUSIP 09249R300) | 444 | Indirect |
| May 31, 2017 | 1167470 | Variable Rate Demand Preferred (CUSIP 09249P304) | 221 | Indirect |
| May 31, 2017 | 1232863 | Variable Rate Demand Preferred (CUSIP 09255F307) | 296 | Indirect |
| May 31, 2017 | MQY | Variable Rate Demand Preferred (CUSIP 09254F704) | 1,776 | Indirect |
| May 31, 2017 | 1137392 | Variable Rate Demand Preferred (CUSIP 09248H303) | 520 | Indirect |
| July 25, 2016 | 1621563 | Class A Common Stock | · | Indirect |
| July 25, 2016 | 1621563 | Class A Common Stock | 31,360 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,424 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,425 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,425 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,425 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,424 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,424 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,425 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,424 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,425 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,425 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,424 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,424 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,424 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,424 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,424 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,425 | Indirect |
| July 25, 2016 | 1621563 | Equity Swap | 8,424 | Indirect |
| April 14, 2016 | 857737 | Common Stock | 1,505,733 | Indirect |
| April 14, 2016 | 857737 | Common Stock | 375,072 | Indirect |
| April 14, 2016 | 857737 | Call | 3,000,000 | Indirect |
| April 14, 2016 | 857737 | Call | 3,000,000 | Indirect |
| April 14, 2016 | 857737 | Call | 1,300,000 | Indirect |
| April 14, 2016 | 857737 | Call | 1,300,000 | Indirect |
| April 14, 2016 | 857737 | Warrant | 4,918,181 | Indirect |
| April 14, 2016 | 857737 | Warrant | 447,107 | Indirect |
| April 14, 2016 | 857737 | Call | 1,000,000 | Indirect |
| April 14, 2016 | 857737 | Call | 1,000,000 | Indirect |
| April 14, 2016 | 857737 | Call | 2,000,000 | Indirect |
| April 14, 2016 | 857737 | Call | 2,000,000 | Indirect |
| April 14, 2016 | 857737 | Call | 1,500,000 | Indirect |
| April 14, 2016 | 857737 | Call | 1,500,000 | Indirect |
| April 14, 2016 | 857737 | Call | 1,000,000 | Indirect |
| April 14, 2016 | 857737 | Call | 1,000,000 | Indirect |
| April 14, 2016 | 857737 | Call | 3,000,000 | Indirect |
| April 14, 2016 | 857737 | Call | 3,000,000 | Indirect |
| April 14, 2016 | 857737 | Warrant | 11,341,820 | Indirect |
| April 14, 2016 | 857737 | Warrant | 1,620,260 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 19,500 | Indirect |
| April 14, 2016 | 857737 | Equity Swap | 21,900 | Indirect |
| July 23, 2014 | 1130866 | Common Stock | 3,622,094 | Indirect |
| July 23, 2014 | 1130866 | Common Stock | 322,154 | Indirect |
| July 23, 2014 | 1130866 | Common Stock | 21,640 | Indirect |
| July 11, 2014 | 1130866 | Common Stock, $0.01 par value | 3,600,928 | Indirect |
| July 11, 2014 | 1130866 | Common Stock, $0.01 par value | 3,600,928 | Indirect |
| July 11, 2014 | 1130866 | Common Stock, $0.01 par value | 3,278,300 | Indirect |
| July 11, 2014 | 1130866 | Common Stock, $0.01 par value | 322,628 | Indirect |
| Oct. 29, 2008 | SWBI | Common Stock, $0.001 par value per share | 1,346,616 | Indirect |
| Oct. 2, 2008 | 877902 | Common Stock, $0.01 par value | 5,657,407 | Indirect |
| Oct. 2, 2008 | 1351509 | Common Stock, $0.001 par value | 4,708,494 | Indirect |
| Oct. 2, 2008 | 1219702 | Limited Liability Company Units | 2,529,454 | Indirect |
| Oct. 2, 2008 | 46012 | Common Stock | 1,089,372 | Indirect |
| Oct. 2, 2008 | SWBI | Common Stock, $0.001 par value share | 6,846,611 | Indirect |
| Oct. 2, 2008 | 831327 | Common Stock, no par value | 3,338,051 | Indirect |
| Oct. 2, 2008 | 1251769 | Common Stock | 8,421,100 | Indirect |