Michael Thomas Heffernan
First SEC filing: June 4, 2026 · Latest: June 4, 2026
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 15, 2026 | TRVI | S 10b5-1 | 18,321 | $15.09 | $276,464 | 6,451 Direct | -73.96% | Disposed | -9.1% (price as of 2026-10-05) |
| Sept. 15, 2026 | TRVI | S 10b5-1 | 100 | $15.88 | $1,588 | 6,351 Direct | -1.55% | Disposed | -13.6% (price as of 2026-10-05) |
| Sept. 15, 2026 | TRVI | M | 21,052 | $3.33 | $70,103 | 27,403 Direct | +331.48% | Acquired | 312.0% (price as of 2026-10-05) |
| Sept. 15, 2026 | TRVI | S 10b5-1 | 20,952 | $15.09 | $316,166 | 6,451 Direct | -76.46% | Disposed | -9.1% (price as of 2026-10-05) |
| Sept. 15, 2026 | TRVI | S 10b5-1 | 100 | $15.88 | $1,588 | 6,351 Direct | -1.55% | Disposed | -13.6% (price as of 2026-10-05) |
| Sept. 15, 2026 | TRVI | M | 18,421 | $3.04 | $56,000 | 24,772 Direct | +290.05% | Acquired | 351.3% (price as of 2026-10-05) |
| Sept. 15, 2026 | TRVI | M | 18,421 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Sept. 15, 2026 | TRVI | M | 21,052 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| June 16, 2026 | ENGNW | A | 31,000 | · | · | 31,000 Direct | · | Acquired | (price as of 2026-10-05) |
| June 3, 2026 | TRVI | A | 35,000 | · | · | 35,000 Direct | · | Acquired | (price as of 2026-10-05) |
| June 2, 2026 | AVTX | A | 29,500 | · | · | 29,500 Direct | · | Acquired | (price as of 2026-10-05) |
| April 28, 2026 | BHVN | A | 68,693 | · | · | 68,693 Direct | · | Acquired | (price as of 2026-10-05) |
| July 8, 2025 | ENGNW | A | 45,000 | · | · | 45,000 Direct | · | Acquired | (price as of 2026-10-05) |
| June 17, 2025 | AVTX | A | 29,500 | · | · | 29,500 Direct | · | Acquired | (price as of 2026-10-05) |
| June 11, 2025 | TRVI | A | 45,000 | · | · | 45,000 Direct | · | Acquired | (price as of 2026-10-05) |
| May 5, 2025 | BHVN | A | 31,716 | · | · | 31,716 Direct | · | Acquired | (price as of 2026-10-05) |
| March 25, 2025 | AVTX | A | 50,000 | · | · | 50,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 10, 2025 | COLL | A | 4,820 | · | · | 50,328 Direct | +10.59% | Acquired | (price as of 2026-10-05) |
| June 13, 2024 | TRVI | A | 30,000 | · | · | 30,000 Direct | · | Acquired | (price as of 2026-10-05) |
| May 16, 2024 | COLL | A | 7,693 | · | · | 45,508 Direct | +20.34% | Acquired | (price as of 2026-10-05) |
| April 30, 2024 | BHVN | A | 16,592 | · | · | 16,592 Direct | · | Acquired | (price as of 2026-10-05) |
| June 28, 2023 | TRVI | A | 30,000 | · | · | 30,000 Direct | · | Acquired | (price as of 2026-10-05) |
| May 18, 2023 | COLL | A | 9,792 | · | · | 37,815 Direct | +34.94% | Acquired | (price as of 2026-10-05) |
| May 2, 2023 | BHVN | A | 52,906 | · | · | 52,906 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 27, 2022 | COLL | M | 3,820 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 27, 2022 | COLL | M | 15,995 | · | · | 3,820 Direct | -80.72% | Disposed | (price as of 2026-10-05) |
| Dec. 27, 2022 | COLL | S 10b5-1 | 3,820 | $24.16 | $92,291 | 28,023 Direct | -12.00% | Disposed | -9.5% (price as of 2026-10-05) |
| Dec. 27, 2022 | COLL | M | 3,820 | $16.15 | $61,693 | 31,843 Direct | +13.63% | Acquired | 35.4% (price as of 2026-10-05) |
| Dec. 27, 2022 | COLL | S 10b5-1 | 15,995 | $23.63 | $377,962 | 28,023 Direct | -36.34% | Disposed | -7.4% (price as of 2026-10-05) |
| Dec. 27, 2022 | COLL | M | 15,995 | $16.15 | $258,319 | 44,018 Direct | +57.08% | Acquired | 35.4% (price as of 2026-10-05) |
| Dec. 23, 2022 | COLL | M | 4,989 | · | · | 19,815 Direct | -20.11% | Disposed | (price as of 2026-10-05) |
| Dec. 23, 2022 | COLL | S 10b5-1 | 4,989 | $23.00 | $114,747 | 28,023 Direct | -15.11% | Disposed | -4.9% (price as of 2026-10-05) |
| Dec. 23, 2022 | COLL | M | 4,989 | $16.15 | $80,572 | 33,012 Direct | +17.80% | Acquired | 35.4% (price as of 2026-10-05) |
| Dec. 22, 2022 | COLL | M | 237 | · | · | 24,804 Direct | -0.95% | Disposed | (price as of 2026-10-05) |
| Dec. 22, 2022 | COLL | S 10b5-1 | 237 | $23.00 | $5,451 | 28,023 Direct | -0.84% | Disposed | -4.9% (price as of 2026-10-05) |
| Dec. 22, 2022 | COLL | M | 237 | $16.15 | $3,828 | 28,260 Direct | +0.85% | Acquired | 35.4% (price as of 2026-10-05) |
| Dec. 21, 2022 | COLL | M | 46,600 | · | · | 25,041 Direct | -65.05% | Disposed | (price as of 2026-10-05) |
| Dec. 21, 2022 | COLL | S 10b5-1 | 46,600 | $23.11 | $1,076,926 | 28,023 Direct | -62.45% | Disposed | -5.4% (price as of 2026-10-05) |
| Dec. 21, 2022 | COLL | M | 46,600 | $16.15 | $752,590 | 74,623 Direct | +166.29% | Acquired | 35.4% (price as of 2026-10-05) |
| Dec. 20, 2022 | COLL | M | 33,758 | · | · | 71,641 Direct | -32.03% | Disposed | (price as of 2026-10-05) |
| Dec. 20, 2022 | COLL | S 10b5-1 | 33,758 | $23.08 | $779,135 | 28,023 Direct | -54.64% | Disposed | -5.2% (price as of 2026-10-05) |
| Dec. 20, 2022 | COLL | M | 33,758 | $16.15 | $545,192 | 61,781 Direct | +120.47% | Acquired | 35.4% (price as of 2026-10-05) |
| Dec. 19, 2022 | COLL | M | 3,606 | · | · | 105,399 Direct | -3.31% | Disposed | (price as of 2026-10-05) |
| Dec. 19, 2022 | COLL | S 10b5-1 | 3,606 | $23.04 | $83,082 | 28,023 Direct | -11.40% | Disposed | -5.1% (price as of 2026-10-05) |
| Dec. 19, 2022 | COLL | M | 3,606 | $16.15 | $58,237 | 31,629 Direct | +12.87% | Acquired | 35.4% (price as of 2026-10-05) |
| Dec. 13, 2022 | COLL | M | 94,259 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 13, 2022 | COLL | M | 7,904 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 13, 2022 | COLL | M | 59,524 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 13, 2022 | COLL | S 10b5-1 | 161,687 | $22.16 | $3,582,984 | 28,023 Direct | -85.23% | Disposed | -1.3% (price as of 2026-10-05) |
| Dec. 13, 2022 | COLL | M | 7,904 | $14.57 | $115,161 | 189,710 Direct | +4.35% | Acquired | 50.1% (price as of 2026-10-05) |
| Dec. 13, 2022 | COLL | M | 94,259 | $15.27 | $1,439,335 | 181,806 Direct | +107.67% | Acquired | 43.2% (price as of 2026-10-05) |
| Dec. 13, 2022 | COLL | M | 59,524 | $14.90 | $886,908 | 87,547 Direct | +212.41% | Acquired | 46.8% (price as of 2026-10-05) |
| Dec. 12, 2022 | COLL | M | 1,510 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 12, 2022 | COLL | M | 15,741 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 12, 2022 | COLL | M | 10,669 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 12, 2022 | COLL | S 10b5-1 | 27,920 | $22.01 | $614,519 | 28,023 Direct | -49.91% | Disposed | -0.6% (price as of 2026-10-05) |
| Dec. 12, 2022 | COLL | M | 1,510 | $14.57 | $22,001 | 55,943 Direct | +2.77% | Acquired | 50.1% (price as of 2026-10-05) |
| Dec. 12, 2022 | COLL | M | 15,741 | $15.27 | $240,365 | 54,433 Direct | +40.68% | Acquired | 43.2% (price as of 2026-10-05) |
| Dec. 12, 2022 | COLL | M | 10,669 | $14.90 | $158,968 | 38,692 Direct | +38.07% | Acquired | 46.8% (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | F | 9,699 | $7.50 | $72,742 | 15,178 Direct | -38.99% | Disposed | 72.9% (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | J | 1,660 | · | · | 1,660 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | M | 4,119 | $4.84 | $19,936 | 5,779 Direct | +248.13% | Acquired | 168.0% (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | M | 5,998 | $3.56 | $21,353 | 11,777 Direct | +103.79% | Acquired | 264.3% (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | M | 13,100 | $2.40 | $31,440 | 24,877 Direct | +111.23% | Acquired | 440.4% (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | F | 5,507 | $7.50 | $41,302 | 19,370 Direct | -22.14% | Disposed | 72.9% (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | J | 4,119 | · | · | 4,119 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | J | 5,998 | · | · | 5,998 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | J | 13,100 | · | · | 13,100 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | M | 4,119 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | M | 5,998 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | M | 13,100 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 3, 2022 | BHVN | A | 125,000 | · | · | 125,000 Direct | · | Acquired | (price as of 2026-10-05) |
| June 23, 2022 | TRVI | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-05) |
| June 23, 2022 | TRVI | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-05) |
| May 19, 2022 | COLL | A | 14,035 | · | · | 28,023 Direct | +100.34% | Acquired | (price as of 2026-10-05) |
| June 16, 2021 | TRVI | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-05) |
| June 2, 2021 | AKBA | A | 13,700 | · | · | 48,586 Direct | +39.27% | Acquired | (price as of 2026-10-05) |
| June 2, 2021 | AKBA | A | 20,100 | · | · | 20,100 Direct | · | Acquired | (price as of 2026-10-05) |
| May 20, 2021 | COLL | A | 9,941 | · | · | 13,988 Direct | +245.64% | Acquired | (price as of 2026-10-05) |
| March 15, 2021 | COLL | S 10b5-1 | 3,031 | $25.88 | $78,442 | 4,047 Direct | -42.82% | Disposed | -15.5% (price as of 2026-10-05) |
| March 15, 2021 | COLL | S 10b5-1 | 47,044 | $25.26 | $1,188,331 | 7,078 Direct | -86.92% | Disposed | -13.4% (price as of 2026-10-05) |
| Aug. 11, 2020 | COLL | S 10b5-1 | 13,071 | $19.13 | $250,048 | 54,122 Direct | -19.45% | Disposed | 14.3% (price as of 2026-10-05) |
| June 11, 2020 | TRVI | A | 14,210 | · | · | 14,210 Direct | · | Acquired | (price as of 2026-10-05) |
| June 5, 2020 | AKBA | A | 13,700 | · | · | 34,886 Direct | +64.67% | Acquired | (price as of 2026-10-05) |
| June 5, 2020 | AKBA | A | 20,100 | · | · | 20,100 Direct | · | Acquired | (price as of 2026-10-05) |
| May 20, 2020 | COLL | A | 8,095 | · | · | 8,095 Direct | · | Acquired | (price as of 2026-10-05) |
| May 20, 2020 | COLL | A | 4,047 | · | · | 67,193 Direct | +6.41% | Acquired | (price as of 2026-10-05) |
| May 20, 2020 | COLL | F | 18,650 | $22.05 | $411,232 | 63,146 Direct | -22.80% | Disposed | -0.8% (price as of 2026-10-05) |
| May 13, 2020 | COLL | S 10b5-1 | 5,905 | $22.64 | $133,689 | 81,796 Direct | -6.73% | Disposed | -3.4% (price as of 2026-10-05) |
| May 13, 2020 | COLL | S 10b5-1 | 11,969 | $21.21 | $253,862 | 87,701 Direct | -12.01% | Disposed | 3.1% (price as of 2026-10-05) |
| May 13, 2020 | COLL | S 10b5-1 | 1,380 | $20.92 | $28,870 | 99,670 Direct | -1.37% | Disposed | 4.5% (price as of 2026-10-05) |
| Feb. 10, 2020 | COLL | F | 4,962 | $21.62 | $107,278 | 101,050 Direct | -4.68% | Disposed | 1.2% (price as of 2026-10-05) |
| Jan. 21, 2020 | COLL | M | 275,463 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 21, 2020 | COLL | F | 787 | $21.56 | $16,968 | 106,012 Direct | -0.74% | Disposed | 1.4% (price as of 2026-10-05) |
| Jan. 21, 2020 | COLL | S 10b5-1 | 32,700 | $22.69 | $741,963 | 106,799 Direct | -23.44% | Disposed | -3.6% (price as of 2026-10-05) |
| Jan. 21, 2020 | COLL | S 10b5-1 | 262,587 | $21.84 | $5,734,900 | 139,499 Direct | -65.31% | Disposed | 0.1% (price as of 2026-10-05) |
| Jan. 21, 2020 | COLL | M | 275,463 | $5.73 | $1,578,403 | 402,086 Direct | +217.55% | Acquired | 281.7% (price as of 2026-10-05) |
| Aug. 9, 2019 | COLL | F | 4,779 | $11.24 | $53,716 | 126,623 Direct | -3.64% | Disposed | 94.6% (price as of 2026-10-05) |
| July 19, 2019 | COLL | F | 667 | $10.35 | $6,903 | 131,402 Direct | -0.51% | Disposed | 111.3% (price as of 2026-10-05) |
| July 15, 2019 | COLL | S 10b5-1 | 25,000 | $11.26 | $281,500 | 132,069 Direct | -15.92% | Disposed | 94.2% (price as of 2026-10-05) |
Showing latest 100 of 161 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 15, 2026 | TRVI | Stock Option (right to buy) | Common Stock | $3.04 | · | 18,421 | Disposed |
| Sept. 15, 2026 | TRVI | Stock Option (right to buy) | Common Stock | $3.33 | · | 21,052 | Disposed |
| June 16, 2026 | ENGNW | Stock Option (Right to Buy) | Common Shares | $1.75 | June 16, 2036 | 31,000 | Acquired |
| June 3, 2026 | TRVI | Nonstatutory Stock Option (right to buy) | Common Stock | $13.45 | June 2, 2036 | 35,000 | Acquired |
| June 2, 2026 | AVTX | Stock Option (Right to Buy) | Common Stock | $13.96 | June 2, 2036 | 29,500 | Acquired |
| April 28, 2026 | BHVN | Stock Options (Right to buy) | Common Shares | $9.61 | April 28, 2036 | 68,693 | Acquired |
| July 8, 2025 | ENGNW | Stock Option (Right to Buy) | Common Shares | $3.83 | July 8, 2035 | 45,000 | Acquired |
| June 17, 2025 | AVTX | Stock Option (Right to Buy) | Common Stock | $4.47 | June 17, 2035 | 29,500 | Acquired |
| June 11, 2025 | TRVI | Nonstatutory Stock Option (right to buy) | Common Stock | $6.25 | June 10, 2035 | 45,000 | Acquired |
| May 5, 2025 | BHVN | Stock Options (Right to buy) | Common Shares | $22.62 | May 5, 2035 | 31,716 | Acquired |
| March 25, 2025 | AVTX | Stock Option (Right to Buy) | Common Stock | $8.54 | March 25, 2035 | 50,000 | Acquired |
| June 13, 2024 | TRVI | Nonstatutory Stock Option (right to buy) | Common Stock | $2.77 | June 12, 2034 | 30,000 | Acquired |
| April 30, 2024 | BHVN | Stock Option (Right to Buy) | Common Shares | $38.80 | April 30, 2034 | 16,592 | Acquired |
| June 28, 2023 | TRVI | Nonstatutory Stock Option (right to buy) | Common Stock | $2.27 | June 27, 2033 | 30,000 | Acquired |
| May 2, 2023 | BHVN | Stock Option (Right to Buy) | Common Shares | $13.20 | May 2, 2033 | 52,906 | Acquired |
| Dec. 27, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $16.15 | Jan. 20, 2026 | 3,820 | Disposed |
| Dec. 27, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $16.15 | Jan. 20, 2026 | 15,995 | Disposed |
| Dec. 23, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $16.15 | Jan. 20, 2026 | 4,989 | Disposed |
| Dec. 22, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $16.15 | Jan. 20, 2026 | 237 | Disposed |
| Dec. 21, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $16.15 | Jan. 20, 2026 | 46,600 | Disposed |
| Dec. 20, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $16.15 | Jan. 20, 2026 | 33,758 | Disposed |
| Dec. 19, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $16.15 | Jan. 20, 2026 | 3,606 | Disposed |
| Dec. 13, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $15.27 | Feb. 10, 2027 | 94,259 | Disposed |
| Dec. 13, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $14.57 | April 25, 2029 | 7,904 | Disposed |
| Dec. 13, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $14.90 | May 14, 2025 | 59,524 | Disposed |
| Dec. 12, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $14.57 | April 25, 2029 | 1,510 | Disposed |
| Dec. 12, 2022 | COLL | Stock Option (Right to Purchase)t to | Common Stock | $15.27 | Feb. 10, 2027 | 15,741 | Disposed |
| Dec. 12, 2022 | COLL | Stock Option (Right to Purchase) | Common Stock | $14.90 | May 14, 2025 | 10,669 | Disposed |
| Oct. 3, 2022 | BHVN | Stock Options (Right to Buy) | Common Shares | · | April 28, 2032 | 4,119 | Acquired |
| Oct. 3, 2022 | BHVN | Stock Options (Right to Buy) | Common Shares | · | May 5, 2031 | 5,998 | Acquired |
| Oct. 3, 2022 | BHVN | Stock Options (Right to Buy) | Common Shares | · | Jan. 31, 2020 | 13,100 | Acquired |
| Oct. 3, 2022 | BHVN | Stock Options (Right to Buy) | Common Shares | $4.84 | April 28, 2032 | 4,119 | Disposed |
| Oct. 3, 2022 | BHVN | Stock Options (Right to Buy) | Common Shares | $3.56 | May 5, 2031 | 5,998 | Disposed |
| Oct. 3, 2022 | BHVN | Stock Options (Right to Buy) | Common Shares | $2.40 | Jan. 31, 2020 | 13,100 | Disposed |
| Oct. 3, 2022 | BHVN | Stock Options (Right to Buy) | Common Shares | $7.00 | Oct. 4, 2032 | 125,000 | Acquired |
| June 23, 2022 | TRVI | Nonstatutory Stock Option (right to buy) | Common Stock | $2.27 | June 22, 2032 | 20,000 | Acquired |
| June 23, 2022 | TRVI | Nonstatutory Stock Option (right to buy) | Common Stock | $2.27 | June 22, 2032 | 20,000 | Acquired |
| June 16, 2021 | TRVI | Nonstatutory Stock Option (right to buy) | Common Stock | $2.25 | June 15, 2031 | 20,000 | Acquired |
| June 2, 2021 | AKBA | Stock Option (Right to buy) | Common Stock | $3.37 | June 2, 2031 | 20,100 | Acquired |
| June 11, 2020 | TRVI | Nonstatutory Stock Option (right to buy) | Common Stock | $4.10 | June 10, 2030 | 14,210 | Acquired |
| June 5, 2020 | AKBA | Stock Option (Right to buy) | Common Stock | $11.96 | June 5, 2030 | 20,100 | Acquired |
| May 20, 2020 | COLL | Stock Option (Right to Purchase) | Common Stock | $22.05 | May 20, 2030 | 8,095 | Acquired |
| Jan. 21, 2020 | COLL | Stock Option (Right to Purchase) | Common Stock | $5.73 | March 30, 2025 | 275,463 | Disposed |
| June 6, 2019 | AKBA | Stock Option (Right to buy) | Common Stock | $4.23 | June 6, 2029 | 20,100 | Acquired |
| May 9, 2019 | TRVI | Series C Preferred Stock | Common Stock | · | · | 34,247 | Disposed |
| May 7, 2019 | TRVI | Stock Option (right to buy) | Common Stock | $10.00 | May 6, 2029 | 23,684 | Acquired |
| Dec. 12, 2018 | AKBA | Stock Option (Right to buy) | Common Stock | $8.94 | Dec. 12, 2028 | 25,000 | Acquired |
| Dec. 12, 2018 | AKBA | Stock Option (Right to buy) | Common Stock | $10.05 | June 30, 2028 | 11,229 | Acquired |
| Dec. 12, 2018 | AKBA | Stock Option (Right to buy) | Common Stock | $17.53 | June 9, 2027 | 11,229 | Acquired |
| Dec. 12, 2018 | AKBA | Stock Option (Right to buy) | Common Stock | $16.17 | June 21, 2026 | 18,716 | Acquired |
| Jan. 25, 2018 | COLL | Stock Option (Right to Purchase) | Common Stock | $24.35 | Jan. 25, 2028 | 150,000 | Acquired |
| Feb. 10, 2017 | COLL | Stock Option (Right to Purchase) | Common Stock | $15.27 | Feb. 10, 2027 | 110,000 | Acquired |
| Jan. 31, 2017 | COLL | Stock Option (Right to Purchase) | Common Stock | $0.48 | Jan. 30, 2023 | 3,013 | Disposed |
| April 5, 2016 | COLL | Stock Option (Right to Purchase) | Common Stock | $3.31 | Nov. 11, 2020 | 9,673 | Disposed |
| April 5, 2016 | COLL | Stock Option (Right to Purchase) | Common Stock | $0.48 | Jan. 30, 2023 | 3,931 | Disposed |
| Jan. 20, 2016 | COLL | Stock Option (Right to Purchase) | Common Stock | $16.15 | Jan. 20, 2026 | 109,005 | Acquired |
| May 14, 2015 | COLL | Stock Option (Right to Purchase) | Common Stock | $14.90 | May 14, 2025 | 70,193 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 9 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 7, 2019 | TRVI | Series C Preferred Stock | 3,850 | Direct |
| May 7, 2019 | TRVI | Stock Option (right to buy) | 18,421 | Direct |
| May 7, 2019 | TRVI | Stock Option (right to buy) | 21,052 | Direct |
| May 6, 2015 | COLL | Common Stock [F1] | 355,309 | Direct |
| May 6, 2015 | COLL | Common Stock | 163,043 | Indirect |
| May 6, 2015 | COLL | Stock Option (Right to Purchase) | 9,673 | Direct |
| May 6, 2015 | COLL | Stock Option (Right to Purchase) | 6,944 | Direct |
| May 6, 2015 | COLL | Stock Option (Right to Purchase) | 36,333 | Direct |
| May 6, 2015 | COLL | Stock Option (Right to Purchase) | 239,130 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2024 | $135,737 | · | $259,023 | · | · | · | $71,695 | $466,455 |
| 2016 | $502,767 | $0 | $290,644 | $1,170,871 | $221,331 | · | $11,903 | $2,197,516 |
| 2015 | $462,241 | $375,000 | $633,984 | $1,776,999 | $238,290 | · | $14,168 | $3,500,682 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.