Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 49 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

49 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 12, 2024 IOVA S 50,000 $10.06 $503,000 7,500 Direct -86.96% Disposed 41.3% (price as of 2026-10-02)
Feb. 8, 2023 TVRD S 10b5-1 5,488 $0.53 $2,909 8,012 Direct -40.65% Disposed -94.0% (price as of 2026-10-02)
May 31, 2022 IOVA P 7,500 $6.74 $50,550 7,500 Direct · Acquired 110.9% (price as of 2026-10-02)
Nov. 3, 2017 RIGL S 10b5-1 100,000 $3.90 $390,000 0 Direct -100.00% Disposed 20.9% (price as of 2026-10-02)
Sept. 12, 2012 RIGL S 23,302 $10.67 $248,632 0 Direct -100.00% Disposed -55.8% (price as of 2026-10-02)
Sept. 10, 2012 RIGL S 17,586 $10.52 $185,005 0 Direct -100.00% Disposed -55.2% (price as of 2026-10-02)
Sept. 7, 2012 RIGL S 23,302 $10.67 $248,632 0 Direct -100.00% Disposed -55.8% (price as of 2026-10-02)
Sept. 7, 2012 RIGL S 34,112 $10.55 $359,882 0 Direct -100.00% Disposed -55.3% (price as of 2026-10-02)
Aug. 7, 2012 RIGL S 300 $10.62 $3,186 0 Direct -100.00% Disposed -55.6% (price as of 2026-10-02)
Aug. 7, 2012 RIGL S 600 $10.62 $6,372 300 Direct -66.67% Disposed -55.6% (price as of 2026-10-02)
Aug. 7, 2012 RIGL S 100 $10.61 $1,061 900 Direct -10.00% Disposed -55.6% (price as of 2026-10-02)
Aug. 7, 2012 RIGL S 700 $10.60 $7,420 1,000 Direct -41.18% Disposed -55.5% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 16, 2026 IOVA Deferred Restricted Stock Unit Common Stock (90,316) · · 90,316 Acquired
Feb. 23, 2026 FHTX Stock Option (right to buy) Common Stock (400,000) $5.75 Feb. 22, 2036 400,000 Acquired
June 13, 2025 IOVA Deferred Restricted Stock Unit Common Stock (67,546) · · 67,546 Acquired
Nov. 12, 2024 IOVA Stock Option (right to buy) Common Stock (50,000) $7.45 Feb. 15, 2025 50,000 Disposed
June 11, 2024 IOVA Deferred Restricted Stock Unit Common Stock (49,303) · · 49,303 Acquired
March 1, 2024 IOVA Deferred Restricted Stock Unit Common Stock (50,000) · · 50,000 Acquired
June 6, 2023 IOVA Deferred Restricted Stock Unit Common Stock (51,955) · · 51,955 Acquired
March 1, 2023 TVRD Stock Option (Right to Buy) Common Stock (81,000) $10.06 March 1, 2033 81,000 Acquired
Sept. 12, 2022 TVRD Stock Option (Right to Buy) Common Stock (225,000) $10.75 Sept. 12, 2032 225,000 Acquired
June 10, 2022 IOVA Deferred Restricted Stock Unit Common Stock (51,204) · · 51,204 Acquired
June 29, 2021 IOVA Stock Option (right to buy) Common Stock (35,000) $26.33 June 29, 2031 35,000 Acquired
June 8, 2020 IOVA Stock Option (right to buy) Common Stock (35,000) $32.17 June 7, 2030 35,000 Acquired
June 10, 2019 IOVA Stock Option (right to buy) Common Stock (35,000) $19.93 June 9, 2029 35,000 Acquired
July 17, 2018 IOVA Stock Option (right to buy) Common Stock (35,000) $14.45 July 16, 2028 35,000 Acquired
Nov. 3, 2017 RIGL Employee Stock Option (right to buy) Common Stock (100,000) $2.14 Jan. 26, 2025 100,000 Disposed
June 1, 2017 IOVA Stock Option (right to buy) Common Stock (35,000) $5.45 May 31, 2027 35,000 Acquired
April 19, 2017 RIGL Employee Stock Option (Right to Buy) Common Stock (150,000) $2.74 Jan. 26, 2026 150,000 Acquired
April 19, 2017 RIGL Employee Stock Option (Right to Buy) Common Stock (62,500) $3.59 Feb. 27, 2024 62,500 Acquired
Feb. 2, 2017 RIGL Stock Option (Right to Buy) Common Stock (150,000) $2.11 Feb. 2, 2027 150,000 Acquired
Aug. 16, 2016 IOVA Stock Option (right to buy) Common Stock (35,000) $9.10 Aug. 15, 2026 35,000 Acquired
April 4, 2016 RIGL Employee Stock Option (right to buy) Common Stock (175,000) $2.14 Jan. 26, 2025 175,000 Acquired
April 4, 2016 RIGL Employee Stock Option (right to buy) Common Stock (62,500) $3.59 Feb. 27, 2024 62,500 Acquired
Jan. 26, 2016 RIGL Stock Option (Right to Buy) Common Stock (150,000) $2.74 Jan. 26, 2026 150,000 Acquired
June 12, 2015 IOVA Stock Option (right to buy) Common Stock (35,000) $11.05 June 11, 2025 35,000 Acquired
Feb. 16, 2015 IOVA Stock Option (right to buy) Common Stock (50,000) $7.45 Feb. 15, 2025 50,000 Acquired
Jan. 26, 2015 RIGL Stock Option (Right to Buy) Common Stock (175,000) $2.14 Jan. 26, 2025 175,000 Acquired
Feb. 27, 2014 RIGL Stock Option (Right to Buy) Common Stock (125,000) $3.59 Feb. 27, 2024 125,000 Acquired
Jan. 30, 2013 RIGL Stock Option (Right to Buy) Common Stock (150,000) $6.51 Jan. 30, 2023 150,000 Acquired
Sept. 12, 2012 RIGL Stock Option (Right to Buy) Common Stock (23,302) $6.49 March 30, 2019 23,302 Disposed
Sept. 12, 2012 RIGL Stock Option (Right to Buy) Common Stock (23,302) $6.49 March 30, 2019 23,302 Disposed
Sept. 10, 2012 RIGL Stock Option (Right to Buy) Common Stock (17,586) $6.49 March 30, 2019 17,586 Disposed
Sept. 7, 2012 RIGL Stock Option (Right to Buy) Common Stock (34,112) $6.49 March 30, 2019 34,112 Disposed
Aug. 7, 2012 RIGL Stock Option (Right to Buy) Common Stock (1,700) $6.49 March 30, 2019 1,700 Disposed
Jan. 25, 2012 RIGL Stock Option (Right to Buy) Common Stock (150,000) $8.15 Jan. 25, 2022 150,000 Acquired
Feb. 1, 2011 RIGL Stock Option (Right to Buy) Common Stock (65,000) $6.73 Feb. 1, 2021 65,000 Acquired
May 27, 2010 RIGL Stock Option (Right to Buy) Common Stock (120,000) $6.55 May 27, 2020 120,000 Acquired
Jan. 20, 2010 RIGL Stock Option (Right to Buy) Common Stock (85,000) $9.62 Jan. 20, 2020 85,000 Acquired
March 30, 2009 RIGL Stock Option (Right to Buy) Common Stock (150,000) $6.49 March 30, 2019 150,000 Acquired
Jan. 31, 2008 RIGL Stock Option (Right to Buy) Common Stock (75,000) $26.45 Jan. 31, 2018 75,000 Acquired
Jan. 31, 2007 RIGL Stock Option (right to buy) Common Stock (106,911) $11.73 Jan. 31, 2017 106,911 Acquired
Aug. 7, 2006 RIGL Stock Option (Right to Buy) Common Stock (1,000) $9.56 Aug. 7, 2016 1,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 2, 2006 RIGL Stock Option (Right to Buy)→ Common Stock (1,000) 1,000 Direct
June 2, 2006 RIGL Stock Option (Right to Buy)→ Common Stock (7,504) 7,504 Direct
June 2, 2006 RIGL Stock Option (Right to Buy)→ Common Stock (11,895) 11,895 Direct
June 2, 2006 RIGL Stock Option (Right to Buy)→ Common Stock (60,000) 60,000 Direct
June 2, 2006 RIGL Stock Option (Right to Buy)→ Common Stock (4,600) 4,600 Direct
June 2, 2006 RIGL Stock Option (Right to Buy)→ Common Stock (90,000) 90,000 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2017 $454,585 · · $393,545 $227,293 · $1,170 $1,076,593
2016 $454,585 · · · $147,740 · $1,170 $1,096,875
2015 $441,345 · · $476,735 $187,571 · $1,170 $1,106,821

TVRD

CFO
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2022 $140,600 $8,312 · $1,701,405 $38,788 · $197 $1,889,302

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.