BAUG Innovator U.S. Equity Buffer ETF - August
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10-Year Performance Revenue, net income, margins and EPS trends
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
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Profitability Gross, operating and net margins; ROE, ROA, ROIC
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Financial Health Debt, liquidity, solvency — balance sheet strength
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Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
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Capital Efficiency Asset turnover, inventory turnover, receivables turnover
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value · ≈ 5Y avg · industry median · verdict relative to median
Institutional owners (13F) 109 filers · $166.7M total · As of Sept. 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 8 (0 vs prior Q) | 5 (-6 vs prior Q) | 11 (+1 vs prior Q) | 45 (+8 vs prior Q) | +61K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| Brookstone Capital Management | $55,117,770 | 997,013 | 33.07% | Shares |
| OSAIC HOLDINGS, INC. | $10,679,111 | 199,200 | 6.41% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $10,081,700 | 188,041 | 6.05% | Shares |
| Cerity Partners LLC | $7,057,170 | 131,628 | 4.23% | Shares |
| Kestra Advisory Services, LLC | $6,026,618 | 112,407 | 3.62% | Shares |
| HighTower Advisors, LLC | $4,699,954 | 87,662 | 2.82% | Shares |
| RAYMOND JAMES FINANCIAL INC | $4,628,647 | 86,332 | 2.78% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $3,083,799 | 57,518 | 1.85% | Shares |
| Diligent Investors, LLC | $2,944,146 | 53,256 | 1.77% | Shares |
| LPL Financial LLC | $2,651,237 | 49,450 | 1.59% | Shares |
| ENVESTNET ASSET MANAGEMENT INC | $2,509,588 | 46,808 | 1.51% | Shares |
| Beacon Pointe Advisors, LLC | $2,357,913 | 43,979 | 1.41% | Shares |
| Cetera Investment Advisers | $2,332,767 | 43,510 | 1.40% | Shares |
| TopTier Wealth Management, LLC | $2,277,379 | 41,195 | 1.37% | Shares |
| Snowden Capital Advisors LLC | $1,790,242 | 33,391 | 1.07% | Shares |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1,693,843 | 31,593 | 1.02% | Shares |
| INTEGRAL INVESTMENT ADVISORS, INC. | $1,681,190 | 31,357 | 1.01% | Shares |
| CHAPMAN FINANCIAL GROUP, LLC | $1,548,419 | 28,009 | 0.93% | Shares |
| Beacon Financial Advisory LLC | $1,496,563 | 27,071 | 0.90% | Shares |
| Lantz Financial LLC | $1,490,814 | 26,967 | 0.89% | Shares |
| FSA Advisors, Inc. | $1,351,782 | 25,213 | 0.81% | Shares |
| MML INVESTORS SERVICES, LLC | $1,280,582 | 23,885 | 0.77% | Shares |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1,262,350 | 22,628 | 0.76% | Shares |
| SAGESPRING WEALTH PARTNERS, LLC | $1,194,885 | 21,614 | 0.72% | Shares |
| Chris Bulman Inc | $1,150,051 | 20,803 | 0.69% | Shares |
| CoreCap Advisors, LLC | $1,134,129 | 20,515 | 0.68% | Shares |
| OLD MISSION CAPITAL LLC | $1,121,776 | 20,923 | 0.67% | Shares |
| Weaver Consulting Group | $1,093,184 | 19,774 | 0.66% | Shares |
| COFG Advisors, LLC | $1,083,325 | 20,206 | 0.65% | Shares |
| DHJJ Financial Advisors, Ltd. | $1,081,168 | 19,557 | 0.65% | Shares |
| World Investment Advisors | $1,065,399 | 21,628 | 0.64% | Shares |
| CreativeOne Wealth, LLC | $958,199 | 17,872 | 0.57% | Shares |
| Trek Financial, LLC | $904,906 | 16,878 | 0.54% | Shares |
| CRA Financial Services, LLC | $888,894 | 16,079 | 0.53% | Shares |
| BCS Wealth Management | $879,439 | 16,403 | 0.53% | Shares |
| Steward Partners Investment Advisory, LLC | $872,951 | 16,282 | 0.52% | Shares |
| Strategic Blueprint, LLC | $791,319 | 14,314 | 0.47% | Shares |
| CORRADO ADVISORS, LLC | $774,403 | 14,008 | 0.46% | Shares |
| First Commonwealth Financial Corp /PA/ | $758,538 | 14,148 | 0.46% | Shares |
| Arax Advisory Partners | $751,729 | 14,021 | 0.45% | Shares |
| Fragasso Financial Advisors Inc | $733,562 | 13,104 | 0.44% | Shares |
| PRINCIPAL SECURITIES, INC. | $718,863 | 13,408 | 0.43% | Shares |
| Rockefeller Capital Management L.P. | $706,639 | 13,180 | 0.42% | Shares |
| Sigma Planning Corp | $699,456 | 12,652 | 0.42% | Shares |
| RED REEF ADVISORS LLC | $696,989 | 13,000 | 0.42% | Shares |
| GWN SECURITIES INC. | $666,428 | 12,430 | 0.40% | Shares |
| EverSource Wealth Advisors, LLC | $647,288 | 12,073 | 0.39% | Shares |
| HB Wealth Management, LLC | $641,945 | 11,612 | 0.39% | Shares |
| WealthShield Partners, LLC | $632,705 | 11,801 | 0.38% | Shares |
| Visionary Wealth Advisors | $608,043 | 11,341 | 0.36% | Shares |
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