PFX PhenixFIN Corporation - Common Stock
$46.80
Price · Aug 19, 2026
Fundamentals as of Feb 9, 2026
52W Range
$38–$53
58% of range
Analyst Rating
SELL
8 analysts
Price Target
—
P/E (TTM)
22.7
ROE
2.6%
Net Profit Margin
—
PFX Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$46.80
Market Cap
$94M
P/E (TTM)
22.7
EPS (TTM)
$2.06
Revenue (TTM)
—
Div Yield
3.1%
ROE
2.6%
Debt/Equity
0.9
52W Range
$38 – $53
PFX Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
—
EPS
$2.06
2022-09-30
→
2025-09-30
Free Cash Flow
—
Margins
—
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
PFX
Peer Median
P/E (TTM)
22.7
22.9
P/B
0.6
0.8
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
PFX
Peer Median
ROA
1.3%
0.50%
ROE
2.6%
1.2%
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
PFX
Peer Median
Debt / Equity
0.9
83.0
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
PFX
Peer Median
EPS YoY
-77.4%
—
Net Income YoY
-77.7%
—
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
PFX
Peer Median
Payout Ratio
69.5%
—
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
3.1%
Payout Ratio
69.5%
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| May 18, 2026 | $0.0730 |
| Feb. 14, 2025 | $1.4300 |
| May 23, 2024 | $1.3100 |
| July 1, 2022 | $0.1210 |
| Feb. 21, 2019 | $1.0000 |
PFX Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
SELL
8 analysts
- Strong Buy 0 0.0%
- Buy 0 0.0%
- Hold 3 37.5%
- Sell 4 50.0%
- Strong Sell 1 12.5%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
0.05%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| Sept. 30, 2026 | $2.19 | $0.47 | 1.7% |
| June 30, 2026 | $2.19 | $0.47 | 1.7% |
| March 31, 2026 | $0.57 | $0.45 | 0.12% |
| Dec. 31, 2025 | $-2.38 | $0.39 | -2.8% |
| Sept. 30, 2025 | $2.03 | $0.24 | 1.8% |
| June 30, 2025 | $-0.74 | $0.37 | -1.1% |
| March 31, 2025 | $-0.28 | $0.83 | -1.1% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| PFX | $95M | 23.1 | — | — | 2.6% | — |
| INV | $283M | -0.8 | — | -14266.4% | -93.2% | — |
| BCIC | $148M | 11.4 | — | — | 5.2% | — |
| GECC | — | — | — | — | — | — |
| HNNA | $82M | 8.2 | 19.9% | 28.0% | 10.3% | — |
| AFCG | $67M | -3.0 | -46.2% | -84.2% | -11.5% | — |
| OCCI | — | — | — | — | — | — |
| GEG | $55M | 5.4 | -8.5% | 79.0% | 19.4% | — |
| BLK | $165.98B | 30.3 | 18.7% | 22.9% | 10.7% | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 9
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| SG&A Expense | $1M | $1M | $983.3K | $1M | |
| Operating Expenses | · | · | $815.0K | · | |
| Interest Expense | $10M | $7M | $6M | $5M | |
| Interest Income | $17M | $14M | $12M | $9M | |
| Net Income | $4M | $19M | $27M | $-6M | |
| EPS (Basic) | $2.06 | $9.13 | $12.87 | $-2.63 | |
| EPS (Diluted) | $2.06 | $9.13 | $12.87 | $-2.63 | |
| Shares (Basic) | 2,015,157 | 2,040,253 | 2,092,326 | 2,323,601 | |
| Shares (Diluted) | 2,015,157 | 2,040,253 | 2,092,326 | 2,323,601 |
Balance Sheet 12
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Cash & Equivalents | $7M | $68M | $6M | $23M | |
| Other Non-current Assets | · | · | $833.0K | $1M | |
| Total Assets | $317M | $303M | $240M | $219M | |
| Short-term Debt | $148M | $136M | $84M | $78M | |
| Deferred Tax | $137.5K | · | · | · | |
| Total Liabilities | $156M | $142M | $93M | $98M | |
| Total Debt | $148M | $136M | · | · | |
| Common Stock | $2.0K | $2.0K | $2.1K | $2.1K | |
| Retained Earnings | $-544M | $-545M | $-548M | $-555M | |
| Stockholders' Equity | $161M | $160M | $147M | $121M | |
| Liabilities + Equity | $317M | $303M | $240M | $219M | |
| Shares Outstanding | 2,003,769 | 2,019,778 | 2,073,713 | 2,102,129 |
Cash Flow 5
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Operating Cash Flow | $-67M | $16M | $-21M | $-29M | |
| Stock Repurchased | $800.7K | $2M | $1M | $17M | |
| Net Stock Activity | $-800.7K | $-2M | · | · | |
| Dividends Paid | $3M | $3M | · | $265.8K | |
| Financing Cash Flow | $7M | $45M | $4M | $-17M |
Profitability 2
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| ROA | 1.3% | 6.9% | · | · | |
| ROE | 2.6% | 11.8% | · | · |
Liquidity & Solvency 1
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Debt / Equity | 0.9 | 0.8 | · | · |
Growth Rates 3
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| EPS YoY | -77.4% | -29.1% | · | · | |
| EPS CAGR 3Y | · | 166.9% | · | · | |
| Net Income YoY | -77.7% | -30.8% | · | · |
Valuation (TTM) 11
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Net Income TTM | $4M | $19M | $27M | $-6M | |
| Market Cap | $95M | $96M | · | · | |
| Enterprise Value | $236M | $164M | · | · | |
| P/E | 23.1 | 5.2 | 2.9 | -13.3 | |
| P/B | 0.6 | 0.6 | · | · | |
| P / Tangible Book | 0.6 | 0.6 | 0.5 | · | |
| P / Cash Flow | -1.4 | 6.0 | · | · | |
| Dividend Yield | 3.0% | 2.8% | · | · | |
| Earnings Yield | 4.3% | 19.2% | 34.0% | -7.5% | |
| Payout Ratio | 69.5% | 14.2% | · | · | |
| Annual Payout | $3M | $3M | · | $265.8K |
Income Statement 9
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|---|
| SG&A Expense | $360.5K | $311.2K | $398.5K | $307.7K | $221.8K | $231.2K | $226.9K | $310.8K | $325.1K | |
| Operating Expenses | · | · | $275.3K | $303.8K | · | · | $684.7K | $504.9K | $94.0K | |
| Interest Expense | $2M | $2M | $3M | $3M | $3M | $2M | $2M | $2M | $2M | |
| Interest Income | $4M | $4M | $5M | $4M | $4M | $4M | $4M | $3M | $4M | |
| Net Income | $-5M | $4M | $-1M | $-896.1K | $2M | $6M | $3M | $5M | $5M | |
| EPS (Basic) | $-2.38 | $2.02 | $-0.74 | $-0.44 | $1.22 | $3.03 | $1.29 | $2.62 | $2.19 | |
| EPS (Diluted) | $-2.38 | $2.02 | $-0.74 | $-0.44 | $1.22 | $3.03 | $1.29 | $2.62 | $2.19 | |
| Shares (Basic) | 2,001,470 | -4,041,729 | 2,017,330 | 2,019,778 | 2,019,778 | -4,100,849 | 2,019,786 | 2,048,622 | 2,072,694 | |
| Shares (Diluted) | 2,001,470 | -4,041,729 | 2,017,330 | 2,019,778 | 2,019,778 | -4,100,849 | 2,019,786 | 2,048,622 | 2,072,694 |
Balance Sheet 12
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $3M | $7M | $7M | $9M | $7M | $68M | $9M | $19M | $12M | |
| Other Non-current Assets | · | · | · | · | · | · | $410.6K | $1M | $615.6K | |
| Total Assets | $307M | $317M | $307M | $301M | $312M | $303M | $246M | $248M | $238M | |
| Short-term Debt | $147M | $148M | · | $137M | $142M | $136M | · | $84M | $84M | |
| Deferred Tax | $178.7K | $137.5K | $340.5K | · | · | · | · | · | · | |
| Total Liabilities | $152M | $156M | $150M | $142M | $149M | $142M | $92M | $93M | $87M | |
| Total Debt | $147M | · | · | $137M | $142M | · | · | $84M | $84M | |
| Common Stock | $2.0K | $2.0K | $2.0K | $2.0K | $2.0K | $2.0K | $2.0K | $2.0K | $2.1K | |
| Retained Earnings | $-549M | $-544M | $-547M | $-546M | $-542M | $-545M | $-538M | $-538M | $-544M | |
| Stockholders' Equity | $156M | $161M | $157M | $159M | $163M | $160M | $154M | $154M | $151M | |
| Liabilities + Equity | $307M | $317M | $307M | $301M | $312M | $303M | $246M | $248M | $238M | |
| Shares Outstanding | 1,999,634 | 2,003,769 | 2,003,869 | 2,019,778 | 2,019,778 | 2,019,778 | 2,019,778 | 2,020,490 | 2,060,490 |
Cash Flow 5
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $-2M | $-3M | $-7M | $9M | $-66M | $9M | $-8M | $9M | $7M | |
| Stock Repurchased | $182.9K | $4.8K | · | · | · | $0 | $31.2K | $2M | $538.6K | |
| Net Stock Activity | $-182.9K | · | · | · | · | · | · | · | $-538.6K | |
| Dividends Paid | · | $0 | $0 | · | · | $0 | · | · | · | |
| Financing Cash Flow | $-2M | $3M | $5M | $-7M | $6M | $50M | $-2M | $-2M | $-568.6K |
Profitability 2
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|---|
| ROA | -1.5% | · | -0.54% | -0.33% | 0.90% | · | · | · | 0.39% | |
| ROE | -3.0% | · | -0.96% | -0.57% | 1.6% | · | · | · | 1.2% |
Liquidity & Solvency 1
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|---|
| Debt / Equity | 0.9 | · | · | 0.9 | 0.9 | · | · | 0.5 | 0.6 |
Valuation (TTM) 8
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $-5M | · | $3M | $10M | $15M | · | · | · | · | |
| Market Cap | $88M | · | $101M | $109M | $102M | · | $94M | $89M | $87M | |
| Enterprise Value | $231M | · | · | $238M | $237M | · | · | $154M | $159M | |
| P/E | -18.9 | · | 38.1 | 11.5 | 6.9 | · | 4.5 | 3.6 | 3.7 | |
| P/B | 0.6 | · | 0.6 | 0.7 | 0.6 | · | 0.6 | 0.6 | 0.6 | |
| P / Tangible Book | 0.6 | · | 0.6 | 0.7 | 0.6 | · | 0.6 | 0.6 | 0.6 | |
| P / Cash Flow | -43.3 | · | · | · | -1.5 | · | · | · | 12.9 | |
| Earnings Yield | -5.3% | · | 2.6% | 8.7% | 14.4% | · | 22.1% | 27.8% | 27.3% |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-09-30 | 2024-09-30 | 2023-09-30 | 2022-09-30 | |
|---|---|---|---|---|
| Net Income | $4M | $19M | $27M | $-6M |
| Diluted EPS | $2.06 | $9.13 | $12.87 | $-2.63 |
Balance Sheet
| 2025-09-30 | 2024-09-30 | 2023-09-30 | 2022-09-30 | |
|---|---|---|---|---|
| Debt / Equity | 0.9 | 0.8 | — | — |
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Institutional owners (13F) 14 filers · $18.6M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 1 (0 vs prior Q) | 7 (+5 vs prior Q) | 1 (-1 vs prior Q) | 2 (0 vs prior Q) | -88K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| Adalta Capital Management LLC | $7,495,625 | 176,119 | 40.37% | Shares |
| GRACE & WHITE INC /NY | $4,920,600 | 262,432 | 26.50% | Shares |
| MORGAN STANLEY | $2,317,903 | 54,462 | 12.48% | Shares |
| AMERICAN FINANCIAL GROUP INC | $2,298,368 | 54,003 | 12.38% | Shares |
| Bulldog Investors, LLP | $817,918 | 19,218 | 4.40% | Shares |
| Legal & General Group Plc | $655,259 | 15,140 | 3.53% | Shares |
| OSAIC HOLDINGS, INC. | $17,024 | 400 | 0.09% | Shares |
| Allworth Financial LP | $12,173 | 286 | 0.07% | Shares |
| WELLS FARGO & COMPANY/MN | $10,645 | 250 | 0.06% | Shares |
| Legacy Investment Solutions, LLC | $10,130 | 200 | 0.05% | Shares |
| NVWM, LLC | $7,475 | 400 | 0.04% | Shares |
| UBS Group AG | $5,533 | 130 | 0.03% | Shares |
| IFG Advisory, LLC | $298 | 7 | 0.00% | Shares |
| US BANCORP \DE\ | $128 | 3 | 0.00% | Shares |
Company insiders 15 insiders · 5 officers · 11 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| David A. Lorber | CHAIRMAN AND CEO | May 12, 2026 P | 245,198 | 10 | 0 | $1,838,514 |
| Brook Taube | Chief Executive Officer | Oct. 28, 2019 S | 0 | 0 | 0 | $0 |
| Ellida Mcmillan | CHIEF FINANCIAL OFFICER | Dec. 23, 2025 P | 3,428 | 4 | 0 | $20,540 |
| Richard T Allorto JR | Chief Financial Officer | May 28, 2015 P | 20,000 | 0 | 0 | $0 |
| John D. Fredericks | Chief Compliance Officer | May 28, 2015 P | 4,000 | 0 | 0 | $0 |
| Amster Howard | Director | March 3, 2026 P | 248,248 | 1 | 0 | $489,440 |
| Lowell W Robinson | Director | Sept. 17, 2025 P | 3,000 | 10 | 0 | $52,714 |
| Karin Hirtler-Garvey | Director | Feb. 12, 2025 P | 1,500 | 0 | 0 | $0 |
| Arthur S Ainsberg | Director | March 2, 2022 P | 1,000 | 0 | 0 | $0 |
| Seth Taube | Director | Oct. 28, 2019 S | 0 | 0 | 0 | $0 |
| Robert K Lyons | Director | Dec. 15, 2015 P | 2,000 | 0 | 0 | $0 |
| Jeffrey B. Tonkel | Director | May 29, 2015 P | 15,000 | 0 | 0 | $0 |
| John Edward Mack | Director | May 18, 2012 P | 1,000 | 0 | 0 | $0 |
| Andrew Fentress | Director | April 19, 2012 J | 40,317 | 0 | 0 | $0 |
| Medley Opportunity Fund Ltd. | 10% owner | Feb. 23, 2012 S | 879,414 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 9 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| David A. Lorber ×3 filings | May 14, 2026 | 12.90% | Amendment | — | SEC |
| David Lorber, FrontFour Master Fund, Ltd., FrontFour Capital Group LLC ×2 filings | March 5, 2024 | — | Initial filing | — | SEC |
| HOWARD AMSTER, PLEASANT LAKE APARTMENTS LP, AMSTER TRADING COMPANY (FLA), HOWARD AMSTER AND TAMARA GOULD CHARITABLE REMAINDER UNITRUST U/A 03/18/1993, BETTY KIMBREW ×4 filings | Aug. 24, 2020 | — | Initial filing | Board campaign | SEC |
| Glacier Point Advisors, LLC | July 20, 2020 | — | Initial filing | Board campaign | SEC |
| July 17, 2020 | — | Initial filing | — | SEC | |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | Oct. 28, 2019 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | March 1, 2018 | — | Initial filing | — | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | Feb. 14, 2017 | — | Initial filing | Passive investment | SEC |
| Medley Capital Corporation, Medley Opportunity Fund II, LP ×3 filings | April 6, 2016 | — | Initial filing | — | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 1 ETF
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| FPE · First Trust Exchange-Traded Fund III | 0.06% | 226,438 NS | April 30, 2026 | N-PORT |