PFX PhenixFIN Corporation - Common Stock
NASDAQ · Financial Services · View on SEC EDGAR ↗ close Oct 2, 2026 10-K/10-Q Feb 9, 2026
$44.88
· of 52w range
· above low
· to high
$38.3052w low
$56.4852w high
Market Cap (MRQ)
$90M
P/E
21.8
EPS
$2.06
your badges
52W Range
$38–$56
Analyst Rating
SELL
Price Target
·
P/E
21.8
ROE
2.6%
Net Profit Margin
·
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PFX Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$44.88
Market Cap (MRQ)
$90M
P/E
21.8
EPS
$2.06
Div Yield
3.2%
ROE
2.6%
Debt/Equity (MRQ)
0.9
52W Range
$38–$56
PFX Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Stock splits
| Ex-date | Split | Type |
|---|---|---|
| July 27, 2020 | 1-for-20 | Reverse |
10-Year Performance Revenue, net income, margins and EPS trends
EPS$2.062022-09-30 → 2025-09-30
Valuation & Ratios
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
| Metric | 5Y trend | PFX | 5Y avg | Peer Median | Verdict |
|---|---|---|---|---|---|
| P/E | 21.85Y avg ≈4.5 | ≈4.5 | · | · | |
| P/B (MRQ) | 0.6 | · | 0.7 | Fair value | |
| Price / Cash Flow | -1.3 | · | · | · | |
| Price / Tangible Book | 0.65Y avg ≈0.6 | ≈0.6 | · | · |
Peer median is calculated on a standardized basis per metric and may not always match the TTM/MRQ basis shown for this stock.
Profitability Gross, operating and net margins; ROE, ROA, ROIC
| Metric | 5Y trend | PFX | 5Y avg | Peer Median | Verdict |
|---|---|---|---|---|---|
| ROA | 1.3% | · | 2.4% | Weak | |
| ROE | 2.6% | · | 5.2% | Weak |
Financial Health Debt, liquidity, solvency — balance sheet strength
| Metric | 5Y trend | PFX | 5Y avg | Peer Median | Verdict |
|---|---|---|---|---|---|
| Debt / Equity (MRQ) | 0.9 | · | 0.3 | High debt |
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
| Metric | 5Y trend | PFX | 5Y avg | Peer Median | Verdict |
|---|---|---|---|---|---|
| EPS YoY | -77.4% | · | · | · | |
| Net Income YoY | -77.7% | · | · | · | |
| EPS CAGR 3Y | 166.9% | · | · | · |
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
No data for this ratio group yet
Not enough fundamentals data to compute this ratio group yet.
value · ≈ 5Y avg · industry median · verdict relative to median
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield3.2%
Payout Ratio69.5%
Annualized Payout≈$0.07
| Ex-date | Amount | Currency | Yield |
|---|---|---|---|
| May 18, 2026 | $0.07 | USD | ≈0.18% |
| Feb 14, 2025 | $1.43 | USD | ≈2.9% |
| May 23, 2024 | $1.31 | USD | ≈2.9% |
| Jul 1, 2022 | $0.12 | USD | ≈0.33% |
| Feb 21, 2019 | $1.00 | USD | ≈1.6% |
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
50.4%
| Period | Report | EPS Actual | EPS Est | Surprise |
|---|---|---|---|---|
| Sept. 30, 2026 | $2.19 | $0.47 | 365.3% | |
| June 30, 2026 | Aug 7, 2026 | $2.19 | $0.47 | 365.3% |
| March 31, 2026 | $0.57 | $0.45 | 25.4% | |
| Dec. 31, 2025 | $-2.38 | $0.39 | -708.9% | |
| Sept. 30, 2025 | $2.03 | $0.24 | 737.5% | |
| June 30, 2025 | $-0.74 | $0.37 | -298.0% | |
| March 31, 2025 | $-0.28 | $0.83 | -133.8% |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| SG&A Expense | $1M | $1M | $983.3K | $1M | |
| Operating Expenses | · | · | $815.0K | · | |
| Interest Expense | $10M | $7M | $6M | $5M | |
| Interest Income | $17M | $14M | $12M | $9M | |
| Net Income | $4M | $19M | $27M | $-6M | |
| EPS (Basic) | $2.06 | $9.13 | $12.87 | $-2.63 | |
| EPS (Diluted) | $2.06 | $9.13 | $12.87 | $-2.63 | |
| Shares (Basic) | 2,015,157 | 2,040,253 | 2,092,326 | 2,323,601 | |
| Shares (Diluted) | 2,015,157 | 2,040,253 | 2,092,326 | 2,323,601 |
Balance Sheet
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Cash & Equivalents | $7M | $68M | $6M | $23M | |
| Other Non-current Assets | · | · | $833.0K | $1M | |
| Total Assets | $317M | $303M | $240M | $219M | |
| Short-term Debt | $148M | $136M | $84M | $78M | |
| Deferred Tax | $137.5K | · | · | · | |
| Total Liabilities | $156M | $142M | $93M | $98M | |
| Total Debt | $148M | $136M | · | · | |
| Common Stock | $2.0K | $2.0K | $2.1K | $2.1K | |
| Retained Earnings | $-544M | $-545M | $-548M | $-555M | |
| Stockholders' Equity | $161M | $160M | $147M | $121M | |
| Liabilities + Equity | $317M | $303M | $240M | $219M | |
| Shares Outstanding | 2,003,769 | 2,019,778 | 2,073,713 | 2,102,129 |
Cash Flow
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Operating Cash Flow | $-67M | $16M | $-21M | $-29M | |
| Stock Repurchased | $800.7K | $2M | $1M | $17M | |
| Net Stock Activity | $-800.7K | $-2M | · | · | |
| Dividends Paid | $3M | $3M | · | $265.8K | |
| Financing Cash Flow | $7M | $45M | $4M | $-17M |
Profitability
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| ROA | 1.3% | 6.9% | · | · | |
| ROE | 2.6% | 11.8% | · | · |
Liquidity & Solvency
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Debt / Equity | 0.9 | 0.8 | · | · |
Per Share
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Book Value / Share | $80.24 | $79.37 | · | · | |
| Cash Flow / Share | $-33.41 | $7.89 | · | · | |
| Cash / Share | $3.64 | $33.47 | · | · | |
| EPS (TTM) | $2.06 | $9.13 | $12.87 | $-2.63 |
Growth Rates
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| EPS YoY | -77.4% | -29.1% | · | · | |
| EPS CAGR 3Y | · | 166.9% | · | · | |
| Net Income YoY | -77.7% | -30.8% | · | · |
Valuation (TTM)
| Metric | Trend | 2025 | 2024 | 2023 | 2022 |
|---|---|---|---|---|---|
| Net Income TTM | $4M | $19M | $27M | $-6M | |
| Market Cap | $95M | $96M | · | · | |
| Enterprise Value | $236M | $164M | · | · | |
| P/E | 23.1 | 5.2 | 2.9 | -13.3 | |
| P/B | 0.6 | 0.6 | · | · | |
| P / Tangible Book | 0.6 | 0.6 | 0.5 | · | |
| P / Cash Flow | -1.4 | 6.0 | · | · | |
| Dividend Yield | 3.0% | 2.8% | · | · | |
| Earnings Yield | 4.3% | 19.2% | 34.0% | -7.5% | |
| Payout Ratio | 69.5% | 14.2% | · | · | |
| Annual Payout | $3M | $3M | · | $265.8K |
Income Statement
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|
| SG&A Expense | $360.5K | $311.2K | $398.5K | $307.7K | $221.8K | $226.9K | $310.8K | $325.1K | |
| Operating Expenses | · | · | $275.3K | $303.8K | · | $684.7K | $504.9K | $94.0K | |
| Interest Expense | $2M | $2M | $3M | $3M | $3M | $2M | $2M | $2M | |
| Interest Income | $4M | $4M | $5M | $4M | $4M | $4M | $3M | $4M | |
| Net Income | $-5M | $4M | $-1M | $-896.1K | $2M | $3M | $5M | $5M | |
| EPS (Basic) | $-2.38 | $2.02 | $-0.74 | $-0.44 | $1.22 | $1.29 | $2.62 | $2.19 | |
| EPS (Diluted) | $-2.38 | $2.02 | $-0.74 | $-0.44 | $1.22 | $1.29 | $2.62 | $2.19 | |
| Shares (Basic) | 2,001,470 | · | 2,017,330 | 2,019,778 | 2,019,778 | 2,019,786 | 2,048,622 | 2,072,694 | |
| Shares (Diluted) | 2,001,470 | · | 2,017,330 | 2,019,778 | 2,019,778 | 2,019,786 | 2,048,622 | 2,072,694 |
Balance Sheet
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $3M | $7M | $7M | $9M | $7M | $9M | $19M | $12M | |
| Other Non-current Assets | · | · | · | · | · | $410.6K | $1M | $615.6K | |
| Total Assets | $307M | $317M | $307M | $301M | $312M | $246M | $248M | $238M | |
| Short-term Debt | $147M | $148M | · | $137M | $142M | · | $84M | $84M | |
| Deferred Tax | $178.7K | $137.5K | $340.5K | · | · | · | · | · | |
| Total Liabilities | $152M | $156M | $150M | $142M | $149M | $92M | $93M | $87M | |
| Total Debt | $147M | · | · | $137M | $142M | · | $84M | $84M | |
| Common Stock | $2.0K | $2.0K | $2.0K | $2.0K | $2.0K | $2.0K | $2.0K | $2.1K | |
| Retained Earnings | $-549M | $-544M | $-547M | $-546M | $-542M | $-538M | $-538M | $-544M | |
| Stockholders' Equity | $156M | $161M | $157M | $159M | $163M | $154M | $154M | $151M | |
| Liabilities + Equity | $307M | $317M | $307M | $301M | $312M | $246M | $248M | $238M | |
| Shares Outstanding | 1,999,634 | 2,003,769 | 2,003,869 | 2,019,778 | 2,019,778 | 2,019,778 | 2,020,490 | 2,060,490 |
Cash Flow
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $-2M | $-3M | $-7M | $9M | $-66M | $-8M | $9M | $7M | |
| Stock Repurchased | $182.9K | $4.8K | · | · | · | $31.2K | $2M | $538.6K | |
| Net Stock Activity | $-182.9K | · | · | · | · | · | · | $-538.6K | |
| Dividends Paid | · | $0 | $0 | · | · | · | · | · | |
| Financing Cash Flow | $-2M | $3M | $5M | $-7M | $6M | $-2M | $-2M | $-568.6K |
Profitability
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|
| ROA | -1.5% | · | -0.54% | -0.33% | 0.90% | · | · | 0.39% | |
| ROE | -3.0% | · | -0.96% | -0.57% | 1.6% | · | · | 1.2% |
Liquidity & Solvency
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|
| Debt / Equity | 0.9 | · | · | 0.9 | 0.9 | · | 0.5 | 0.6 |
Per Share
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|
| Book Value / Share | $77.92 | · | $78.20 | $78.72 | $80.59 | $76.35 | $76.35 | $73.14 | |
| Cash Flow / Share | $-1.02 | · | · | · | $-32.81 | · | · | $3.26 | |
| Cash / Share | $1.70 | · | $3.64 | $4.31 | $3.56 | $4.41 | $9.45 | $5.92 | |
| EPS (TTM) | $-1.54 | · | · | · | $8.16 | $9.63 | $12.60 | $13.18 |
Valuation (TTM)
| Metric | Trend | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q3 2024 | Q2 2024 | Q1 2024 |
|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $-3M | · | · | · | $17M | · | · | · | |
| Market Cap | $88M | · | $101M | $109M | $102M | $94M | $89M | $87M | |
| Enterprise Value | $231M | · | · | $238M | $237M | · | $154M | $159M | |
| P/E | -28.7 | · | · | · | 6.2 | 4.9 | 3.5 | 3.2 | |
| P/B | 0.6 | · | 0.6 | 0.7 | 0.6 | 0.6 | 0.6 | 0.6 | |
| P / Tangible Book | 0.6 | · | 0.6 | 0.7 | 0.6 | 0.6 | 0.6 | 0.6 | |
| P / Cash Flow | -43.3 | · | · | · | -1.5 | · | · | 12.9 | |
| Earnings Yield | -3.5% | · | · | · | 16.1% | 20.6% | 28.6% | 31.2% |
Most recent period on the left · null values shown as ·
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
| Metric | 2025-09-30 | 2024-09-30 | 2023-09-30 | 2022-09-30 |
|---|---|---|---|---|
| Net Income | $4M | $19M | $27M | $-6M |
| Diluted EPS | $2.06 | $9.13 | $12.87 | $-2.63 |
| Metric | 2025-09-30 | 2024-09-30 | 2023-09-30 | 2022-09-30 |
|---|---|---|---|---|
| Debt / Equity | 0.9 | 0.8 | · | · |
No data for this statement
Not enough fundamentals data to build this statement yet.
Institutional owners (13F) 14 filers · $19.0M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Holders
14
Value held
$19.0M
New positions
1
Exited positions
7
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 1 (0 vs prior Q) | 7 (+5 vs prior Q) | 1 (-3 vs prior Q) | 3 (+1 vs prior Q) | -112K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| Adalta Capital Management LLC | $7,495,625 | 176,119 | 39.43% | Shares |
| GRACE & WHITE INC /NY | $4,920,600 | 262,432 | 25.89% | Shares |
| AMERICAN FINANCIAL GROUP INC | $2,737,757 | 64,327 | 14.40% | Shares |
| MORGAN STANLEY | $2,317,903 | 54,462 | 12.19% | Shares |
| Bulldog Investors, LLP | $817,918 | 19,218 | 4.30% | Shares |
| Legal & General Group Plc | $655,259 | 15,140 | 3.45% | Shares |
| OSAIC HOLDINGS, INC. | $17,024 | 400 | 0.09% | Shares |
| Allworth Financial LP | $12,173 | 286 | 0.06% | Shares |
| WELLS FARGO & COMPANY/MN | $10,645 | 250 | 0.06% | Shares |
| Legacy Investment Solutions, LLC | $10,130 | 200 | 0.05% | Shares |
| NVWM, LLC | $7,475 | 400 | 0.04% | Shares |
| UBS Group AG | $5,533 | 130 | 0.03% | Shares |
| IFG Advisory, LLC | $298 | 7 | 0.00% | Shares |
| US BANCORP \DE\ | $128 | 3 | 0.00% | Shares |
Activists & 5%+ owners 9 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| David A. Lorber ×3 filings | May 14, 2026 | 12.90% | Amendment | · | SEC |
| David Lorber, FrontFour Master Fund, Ltd., FrontFour Capital Group LLC ×2 filings | March 5, 2024 | · | Initial filing | · | SEC |
| HOWARD AMSTER, PLEASANT LAKE APARTMENTS LP, AMSTER TRADING COMPANY (FLA), HOWARD AMSTER AND TAMARA GOULD CHARITABLE REMAINDER UNITRUST U/A 03/18/1993, BETTY KIMBREW ×4 filings | Aug. 24, 2020 | · | Initial filing | Board campaign | SEC |
| Glacier Point Advisors, LLC | July 20, 2020 | · | Initial filing | Board campaign | SEC |
| July 17, 2020 | · | Initial filing | · | SEC | |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | Oct. 28, 2019 | · | Initial filing | · | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | March 1, 2018 | · | Initial filing | · | SEC |
| Undisclosed reporting person, Undisclosed reporting person, Undisclosed reporting person | Feb. 14, 2017 | · | Initial filing | Passive investment | SEC |
| Medley Capital Corporation, Medley Opportunity Fund II, LP ×3 filings | April 6, 2016 | · | Initial filing | · | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
Company insiders 15 insiders · 5 officers · 11 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| David A. Lorber | CHAIRMAN AND CEO | June 3, 2026 P | 253,854 | 13 | 0 | $2,199,137 |
| Brook Taube | Chief Executive Officer | Oct. 28, 2019 S | 0 | 0 | 0 | $0 |
| Ellida Mcmillan | CHIEF FINANCIAL OFFICER | Dec. 23, 2025 P | 3,428 | 3 | 0 | $8,698 |
| Richard T Allorto JR | Chief Financial Officer | May 28, 2015 P | 20,000 | 0 | 0 | $0 |
| John D. Fredericks | Chief Compliance Officer | May 28, 2015 P | 4,000 | 0 | 0 | $0 |
| Amster Howard | Director | March 3, 2026 P | 248,248 | 1 | 0 | $489,440 |
| Lowell W Robinson | Director | Sept. 17, 2025 P | 3,000 | 0 | 0 | $0 |
| Karin Hirtler-Garvey | Director | Feb. 12, 2025 P | 1,500 | 0 | 0 | $0 |
| Arthur S Ainsberg | Director | March 2, 2022 P | 1,000 | 0 | 0 | $0 |
| Seth Taube | Director | Oct. 28, 2019 S | 0 | 0 | 0 | $0 |
| Robert K Lyons | Director | Dec. 15, 2015 P | 2,000 | 0 | 0 | $0 |
| Jeffrey B. Tonkel | Director | May 29, 2015 P | 15,000 | 0 | 0 | $0 |
| John Edward Mack | Director | May 18, 2012 P | 1,000 | 0 | 0 | $0 |
| Andrew Fentress | Director | April 19, 2012 J | 40,317 | 0 | 0 | $0 |
| Medley Opportunity Fund Ltd. | 10% owner | Feb. 23, 2012 S | 879,414 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
ETF ownership Held by 1 ETF
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.
| Fund | Weight | Units | As of | Source |
|---|---|---|---|---|
| FPE · First Trust Exchange-Traded Fund III | 0.06% | 226,438 NS | July 31, 2026 | N-PORT |
PFX Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
rating · 8 analysts
SELL
0 0.0%
Strong Buy
0 0.0%
Buy
3 37.5%
Hold
4 50.0%
Sell
1 12.5%
Strong Sell
Peer comparison (GICS sub-industry) Key metrics vs sector peers
FY basis, prices as of each company's last fiscal year-end close.
My Metrics Your personal watchlist — selected rows from Full Fundamentals
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Source: SEC 10-Q filed Feb 9, 2026