BCIC BCP Investment Corporation - Closed End Fund
$7.62
Price · Aug 18, 2026
Fundamentals as of Aug 6, 2026
52W Range
$7–$14
14% of range
Analyst Rating
BUY
10 analysts
Price Target
$10
+29% upside
P/E (TTM)
7.3
ROE
5.2%
Net Profit Margin
—
About BCP Investment Corporation - Closed End Fund Company overview from Wikipedia
Kohlberg, formerly known as Kohlberg & Company, L.L.C, is an American private equity firm that focuses on leveraged buyout transactions. Founded by investor Jerome Kohlberg, Jr., the firm invests in a variety of transactions including leveraged carveout, take-private transactions, and acquisitions of privately held companies.
Read more
Kohlberg, formerly known as Kohlberg & Company, L.L.C, is an American private equity firm that focuses on leveraged buyout transactions. Founded by investor Jerome Kohlberg, Jr., the firm invests in a variety of transactions including leveraged carveout, take-private transactions, and acquisitions of privately held companies.
Kohlberg & Company is headquartered in Mount Kisco, New York.
History
The firm was founded in 1987, when American businessman and investor Jerome Kohlberg Jr. resigned from Kohlberg Kravis Roberts & Co. over differences in strategy. Kohlberg did not favor the larger buyouts, including Beatrice Companies in 1985 and Safeway in 1986, highly leveraged transactions or hostile takeovers being pursued increasingly by KKR. Instead, Kohlberg chose to return to his roots, acquiring smaller, middle-market companies, and in 1987 he formed Kohlberg & Company along with his son James, who at that time was a KKR executive. Their intent was to concentrate on transactions that could generate returns through revenue growth and operating improvements using only moderate leverage. Jerome Kohlberg retired from Kohlberg & Company in 1994.
Acquisitions
In 2019, Kohlberg acquired majority stake in EN Engineering. In 2021, Kohlberg & Company led a recapitalization transaction with Trinity Life Sciences. In 2023, Kohlberg acquired majority stake in Engage PEO, an human resource outsourcing company. In 2024, the firm acquired majority stake in CLEAResult, an energy service provider. In 2025, the firm acquired RESA Power from Investcorp.
Source: Wikipedia, CC BY-SA 4.0 · View on Wikipedia ↗
BCIC Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$7.62
Market Cap
$96M
P/E (TTM)
7.3
EPS (TTM)
$1.04
Revenue (TTM)
—
Div Yield
22.7%
ROE
5.2%
Debt/Equity
—
52W Range
$7 – $14
BCIC Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
—
EPS
$1.04
2020-12-31
→
2025-12-31
Free Cash Flow
—
Margins
—
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
BCIC
Peer Median
P/E (TTM)
7.3
26.4
P/B
0.5
0.8
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
BCIC
Peer Median
ROA
2.4%
1.7%
ROE
5.2%
4.8%
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
BCIC
Peer Median
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
BCIC
Peer Median
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
BCIC
Peer Median
Payout Ratio
188.3%
—
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
22.7%
Payout Ratio
188.3%
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| Aug. 14, 2026 | $0.0900 |
| July 15, 2026 | $0.0900 |
| June 15, 2026 | $0.0900 |
| May 18, 2026 | $0.0300 |
| May 15, 2026 | $0.0900 |
| April 15, 2026 | $0.0900 |
| March 16, 2026 | $0.3200 |
| Nov. 17, 2025 | $0.4700 |
| Aug. 18, 2025 | $0.4900 |
| May 19, 2025 | $0.4700 |
| March 24, 2025 | $0.5400 |
| Nov. 19, 2024 | $0.6900 |
| Aug. 22, 2024 | $0.6900 |
| May 20, 2024 | $0.6900 |
| March 22, 2024 | $0.6900 |
| Nov. 17, 2023 | $0.6900 |
| Aug. 21, 2023 | $0.6900 |
| May 19, 2023 | $0.6900 |
| March 17, 2023 | $0.6800 |
| Nov. 22, 2022 | $0.6700 |
BCIC Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
BUY
10 analysts
- Strong Buy 2 20.0%
- Buy 4 40.0%
- Hold 4 40.0%
- Sell 0 0.0%
- Strong Sell 0 0.0%
12-Month Price Target
3 analysts · 2026-08-15
Median
$11.00
Mean
$9.83
Now
$7.62
Low
$7.50
High
$11.00
Median target
$11.00
+44.4%
Mean target
$9.83
+29.0%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
0.02%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| June 30, 2026 | $0.44 | $0.45 | -0.01% |
| March 31, 2026 | $0.55 | $0.44 | 0.11% |
| Dec. 31, 2025 | $0.56 | $0.54 | 0.02% |
| Sept. 30, 2025 | $0.70 | $0.52 | 0.18% |
| June 30, 2025 | $0.50 | $0.54 | -0.04% |
| March 31, 2025 | $0.47 | $0.62 | -0.15% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| BCIC | $148M | 11.4 | — | — | 5.2% | — |
| SAMG | — | 27.1 | 1.4% | 3.9% | 7.5% | — |
| INV | $283M | -0.8 | — | -14266.4% | -93.2% | — |
| PFX | $95M | 23.1 | — | — | 2.6% | — |
| GECC | — | — | — | — | — | — |
| HNNA | $82M | 8.2 | 19.9% | 28.0% | 10.3% | — |
| AFCG | $67M | -3.0 | -46.2% | -84.2% | -11.5% | — |
| OCCI | — | — | — | — | — | — |
| GEG | $55M | 5.4 | -8.5% | 79.0% | 19.4% | — |
| BLK | $165.98B | 30.3 | 18.7% | 22.9% | 10.7% | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 6
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Interest Income | · | · | · | $54M | $65M | $32M | |
| Net Income | $11M | $-6M | $11M | $-21M | $26M | $32M | |
| EPS (Basic) | $1.04 | $-0.64 | $1.20 | $-2.18 | $3.05 | $6.32 | |
| EPS (Diluted) | $1.04 | $-0.64 | $1.20 | $-2.18 | $3.05 | $6.32 | |
| Shares (Basic) | 11,001,571 | 9,272,809 | 9,509,396 | 9,634,468 | 8,536,079 | 4,998,759 | |
| Shares (Diluted) | 11,096,227 | 9,272,809 | 9,509,396 | 9,634,468 | 8,536,079 | 4,998,759 |
Balance Sheet 9
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $4M | $18M | $27M | $5M | $29M | $7M | |
| Total Assets | $524M | $454M | $549M | $619M | $648M | · | |
| Total Liabilities | $314M | $275M | $336M | $387M | $368M | · | |
| Long-term Debt | $307M | $265M | $322M | $373M | $347M | · | |
| Common Stock | $125.0K | $92.0K | $94.0K | $96.0K | $97.0K | · | |
| Retained Earnings | $-602M | $-536M | $-504M | $-505M | $-453M | · | |
| Stockholders' Equity | $209M | $178M | $214M | $232M | $280M | $216M | |
| Liabilities + Equity | $524M | $454M | $549M | $619M | $648M | · | |
| Shares Outstanding | 12,541,858 | 9,198,175 | 9,383,132 | 9,581,536 | 9,699,695 | 7,516,423 |
Cash Flow 6
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $67M | $57M | $121M | $-33M | $61M | $122M | |
| Stock Repurchased | $9M | $4M | $4M | $4M | $2M | $863.0K | |
| Net Stock Activity | $-9M | $-4M | $-4M | $-4M | · | · | |
| Dividends Paid | $22M | $25M | $26M | $24M | $20M | $11M | |
| Financing Cash Flow | $-94M | $-88M | $-82M | $-2M | $-76M | $-44M | |
| Net Change in Cash | $-27M | $-32M | $38M | $-35M | $-15M | $78M |
Profitability 2
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| ROA | 2.4% | -1.2% | 1.9% | -3.3% | · | · | |
| ROE | 5.2% | -3.2% | 5.3% | -8.7% | · | · |
Growth Rates 7
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| EPS YoY | · | · | · | · | -51.7% | · | |
| EPS CAGR 3Y | · | · | -42.5% | · | · | · | |
| EPS CAGR 5Y | -30.3% | · | · | · | · | · | |
| Net Income YoY | · | · | · | · | -17.6% | · | |
| Net Income CAGR 3Y | · | · | -28.8% | · | · | · | |
| Net Income CAGR 5Y | -18.3% | · | · | · | · | · | |
| Dividend CAGR 5Y | 15.5% | · | · | · | · | · |
Valuation (TTM) 10
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Net Income TTM | $11M | $-6M | $11M | $-21M | $26M | $32M | |
| Market Cap | $148M | $150M | $171M | $220M | · | · | |
| P/E | 11.4 | -25.5 | 15.2 | -10.6 | 8.1 | 3.0 | |
| P/B | 0.7 | 0.8 | 0.8 | 0.9 | · | · | |
| P / Tangible Book | 0.7 | 0.8 | 0.8 | 0.9 | · | · | |
| P / Cash Flow | 2.2 | 2.7 | 1.4 | -6.7 | · | · | |
| Dividend Yield | 14.6% | 16.8% | 15.0% | 10.7% | · | · | |
| Earnings Yield | 8.8% | -3.9% | 6.6% | -9.5% | 12.3% | 33.1% | |
| Payout Ratio | 188.3% | -425.6% | 225.2% | -112.2% | · | · | |
| Annual Payout | $22M | $25M | $26M | $24M | $20M | $11M |
Income Statement 6
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Interest Income | · | · | · | · | · | · | · | · | · | · | · | · | · | · | $15M | · | |
| Net Income | $-10M | $-10M | $-8M | $24M | $-5M | $-82.0K | $-3M | $-2M | $-6M | $4M | $7M | $7M | $-3M | $55.0K | $-4M | $-8M | |
| EPS (Basic) | $-0.80 | $-0.82 | $-0.34 | $1.88 | $-0.49 | $-0.01 | $-0.27 | $-0.16 | $-0.69 | $0.48 | $0.74 | $0.78 | $-0.33 | $0.01 | $-0.44 | $-0.88 | |
| EPS (Diluted) | $-0.80 | $-0.82 | $-0.32 | $1.86 | $-0.49 | $-0.01 | $-0.27 | $-0.16 | $-0.69 | $0.48 | $0.74 | $0.78 | $-0.33 | $0.01 | $-0.44 | $-0.88 | |
| Shares (Basic) | 12,377,806 | 12,435,534 | -19,950,952 | 12,549,643 | 9,204,657 | 9,198,223 | -18,609,905 | 9,244,033 | 9,293,687 | 9,344,994 | -19,092,623 | 9,505,172 | 9,541,722 | 9,555,125 | 9,602,712 | 9,634,870 | |
| Shares (Diluted) | 12,377,806 | 12,435,534 | -20,033,299 | 12,726,646 | 9,204,657 | 9,198,223 | -18,609,905 | 9,244,033 | 9,293,687 | 9,344,994 | -19,092,623 | 9,505,172 | 9,541,722 | 9,555,125 | 9,602,712 | 9,634,870 |
Balance Sheet 9
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $3M | $52M | $4M | $3M | $11M | $9M | $18M | $14M | $10M | $21M | $27M | $15M | $20M | $12M | $17M | · | |
| Total Assets | $469M | $544M | $524M | $568M | $428M | $439M | $454M | $464M | $489M | $527M | · | $546M | $557M | $594M | $630M | · | |
| Total Liabilities | $290M | $351M | $314M | $337M | $263M | $265M | $275M | $276M | $292M | $317M | · | $331M | $342M | $369M | $378M | · | |
| Long-term Debt | $281M | $336M | $307M | $322M | $254M | $253M | $265M | $265M | $283M | $289M | · | $318M | $330M | $354M | $364M | · | |
| Common Stock | $124.0K | $124.0K | $125.0K | $132.0K | $92.0K | $92.0K | $92.0K | $92.0K | $93.0K | $93.0K | · | $95.0K | $95.0K | $96.0K | $97.0K | · | |
| Retained Earnings | $-630M | $-616M | $-602M | $-533M | $-550M | $-541M | $-536M | $-527M | $-519M | $-506M | · | $-520M | $-521M | $-511M | $-480M | · | |
| Stockholders' Equity | $179M | $193M | $209M | $231M | $165M | $174M | $178M | $188M | $196M | $211M | $214M | $215M | $215M | $225M | $252M | · | |
| Liabilities + Equity | $469M | $544M | $524M | $568M | $428M | $439M | $454M | $464M | $489M | $527M | · | $546M | $557M | $594M | $630M | · | |
| Shares Outstanding | 12,381,742 | 12,375,787 | 12,541,858 | 13,176,582 | 9,207,851 | 9,202,870 | 9,198,175 | 9,231,454 | 9,260,495 | 9,332,117 | 9,383,132 | 9,480,362 | 9,537,236 | 9,556,356 | 9,608,913 | · |
Cash Flow 6
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $11M | $22M | $25M | $35M | $5M | $558.0K | $20M | $16M | $11M | $9M | $42M | $18M | $21M | $40M | $-3M | $-43M | |
| Stock Repurchased | $0 | $2M | $9M | $250.0K | $0 | $0 | $688.0K | $638.0K | $2M | $953.0K | $2M | $1M | $553.0K | $792.0K | $0 | $2M | |
| Net Stock Activity | · | $-2M | · | · | · | $0 | · | · | · | $-953.0K | · | · | · | $-792.0K | · | · | |
| Dividends Paid | $4M | $4M | $6M | $6M | $4M | $5M | $6M | $6M | $13M | $0 | $6M | $6M | $6M | $6M | $6M | $6M | |
| Financing Cash Flow | $-61M | $24M | $-30M | $-43M | $-4M | $-17M | $-7M | $-25M | $-14M | $-41M | $-4M | $-20M | $-32M | $-27M | $-2M | $4M | |
| Net Change in Cash | $-50M | $46M | $-5M | $-7M | $1M | $-16M | $13M | $-10M | $-3M | $-32M | $38M | $-2M | $-11M | $13M | $-5M | $-40M |
Profitability 2
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROA | -2.2% | -2.1% | · | 4.6% | -0.99% | -0.02% | · | -0.30% | -1.2% | 0.80% | · | 1.3% | -1.1% | 0.02% | -1.3% | · | |
| ROE | -5.7% | -5.5% | · | 11.3% | -2.5% | -0.04% | · | -0.75% | -3.1% | 2.1% | · | 3.2% | -2.9% | 0.05% | -3.3% | · |
Valuation (TTM) 8
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q4 2023 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $-935.0K | $9M | · | $16M | $-9M | $-11M | · | $4M | $13M | $16M | · | $-8M | $-20M | $-25M | $-11M | $3M | |
| Market Cap | $90M | $93M | · | $152M | $115M | $132M | · | $171M | $182M | $177M | · | $182M | $191M | $197M | $202M | · | |
| P/E | -29.1 | 13.9 | · | 10.7 | -13.3 | -12.6 | · | 50.1 | 15.0 | 11.4 | · | -23.5 | -9.8 | -8.0 | -18.9 | 71.0 | |
| P/B | 0.5 | 0.5 | · | 0.7 | 0.7 | 0.8 | · | 0.9 | 0.9 | 0.8 | · | 0.8 | 0.9 | 0.9 | 0.8 | · | |
| P / Tangible Book | 0.5 | 0.5 | · | 0.7 | 0.7 | 0.8 | · | 0.9 | 0.9 | 0.8 | · | 0.8 | 0.9 | 0.9 | 0.8 | · | |
| P / Cash Flow | · | 4.3 | · | · | · | 236.7 | · | · | · | 18.9 | · | · | · | 4.9 | · | · | |
| Earnings Yield | -3.4% | 7.2% | · | 9.4% | -7.5% | -7.9% | · | 2.0% | 6.7% | 8.8% | · | -4.3% | -10.2% | -12.6% | -5.3% | 1.4% | |
| Payout Ratio | · | -38.5% | · | · | · | -5975.6% | · | · | · | · | · | · | · | 11418.2% | · | · |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | |
|---|---|---|---|---|---|
| Net Income | $11M | $-6M | $11M | $-21M | $26M |
| Diluted EPS | $1.04 | $-0.64 | $1.20 | $-2.18 | $3.05 |
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Institutional owners (13F) 45 filers · $11.7M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 3 (-10 vs prior Q) | 13 (+7 vs prior Q) | 11 (+3 vs prior Q) | 14 (-1 vs prior Q) | -176K |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| Bulldog Investors, LLP | $2,754,839 | 378,412 | 23.46% | Shares |
| JB CAPITAL PARTNERS LP | $1,416,689 | 197,036 | 12.07% | Shares |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1,163,797 | 157,910 | 9.91% | Shares |
| Advisors Asset Management, Inc. | $732,539 | 44,831 | 6.24% | Shares |
| Legal & General Group Plc | $683,454 | 93,881 | 5.82% | Shares |
| RAYMOND JAMES FINANCIAL INC | $678,722 | 93,231 | 5.78% | Shares |
| Founders Financial Alliance, LLC | $587,541 | 80,706 | 5.00% | Shares |
| Curi Capital, LLC | $473,200 | 65,000 | 4.03% | Shares |
| GABLES CAPITAL MANAGEMENT INC. | $338,746 | 46,531 | 2.89% | Shares |
| Triumph Capital Management | $302,571 | 41,562 | 2.58% | Shares |
| Virtus Investment Advisers, LLC | $290,377 | 39,887 | 2.47% | Shares |
| Trexquant Investment LP | $283,818 | 38,986 | 2.42% | Shares |
| CITADEL ADVISORS LLC | $243,989 | 33,515 | 2.08% | Shares |
| XTX Topco Ltd | $235,952 | 32,411 | 2.01% | Shares |
| TWO SIGMA ADVISERS, LP | $228,319 | 19,300 | 1.94% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $194,980 | 26,783 | 1.66% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $192,192 | 26,400 | 1.64% | Put option |
| MORGAN STANLEY | $168,547 | 23,152 | 1.44% | Shares |
| BANK OF AMERICA CORP /DE/ | $156,323 | 21,473 | 1.33% | Shares |
| Accordant Advisory Group Inc | $116,917 | 16,060 | 1.00% | Shares |
| Closed-End Fund Advisors, Inc. | $96,569 | 13,265 | 0.82% | Shares |
| LPL Financial LLC | $91,011 | 12,502 | 0.78% | Shares |
| Ethos Financial Group, LLC | $80,357 | 11,038 | 0.68% | Shares |
| Perigon Wealth Management, LLC | $76,440 | 10,500 | 0.65% | Shares |
| MARSHALL WACE, LLP | $59,980 | 8,239 | 0.51% | Shares |
| Eagle Point Credit Management LLC | $26,456 | 3,634 | 0.23% | Shares |
| OSAIC HOLDINGS, INC. | $10,686 | 1,468 | 0.09% | Shares |
| Daytona Street Capital LLC | $10,065 | 1,372 | 0.09% | Shares |
| Burk Holdings LLC | $8,736 | 1,200 | 0.07% | Shares |
| SIGNATUREFD, LLC | $7,280 | 1,000 | 0.06% | Shares |
| WELLS FARGO & COMPANY/MN | $6,372 | 875 | 0.05% | Shares |
| SIMPLEX TRADING, LLC | $5,234 | 719 | 0.04% | Shares |
| JPMORGAN CHASE & CO | $5,126 | 724 | 0.04% | Shares |
| ROYAL BANK OF CANADA | $5,000 | 729 | 0.04% | Shares |
| IFP Advisors, Inc | $3,327 | 457 | 0.03% | Shares |
| UBS Group AG | $2,308 | 317 | 0.02% | Shares |
| Community Financial Services Group, LLC | $936 | 127 | 0.01% | Shares |
| Golden State Wealth Management, LLC | $728 | 100 | 0.01% | Shares |
| Larson Financial Group LLC | $721 | 99 | 0.01% | Shares |
| Integrated Wealth Concepts LLC | $292 | 40 | 0.00% | Shares |
| HRT FINANCIAL LP | $73 | 10,050 | 0.00% | Shares |
| BlackRock, Inc. | $66 | 9 | 0.00% | Shares |
| Caitong International Asset Management Co., Ltd | $66 | 9 | 0.00% | Shares |
| BI Asset Management Fondsmaeglerselskab A/S | $57 | 7,856 | 0.00% | Shares |
| RE Dickinson Investment Advisors, LLC | $0 | 1 | 0.00% | Shares |
Company insiders 30 insiders · 16 officers · 16 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Edward J. Goldthorpe | President, CEO | June 22, 2026 P | 99,878 | 2 | 0 | $1,098,356 |
| Dayl W Pearson | President and CEO | June 23, 2018 F | 343,493 | 0 | 0 | $0 |
| Brandon Satoren | CFO, Treasurer and Secretary | March 23, 2026 P | 5,011 | 3 | 0 | $49,766 |
| Edward U Gilpin | CFO, Treasurer and Secretary | June 23, 2018 F | 108,755 | 0 | 0 | $0 |
| Michael I Wirth | Chief Financial Officer | July 1, 2008 D | 54,611 | 0 | 0 | $0 |
| David Held | Chief Compliance Officer | March 23, 2026 P | 1,258 | 1 | 0 | $6,894 |
| Patrick Schafer | Chief Investment Officer | March 20, 2026 P | 27,265 | 3 | 0 | $179,832 |
| Jon R Corless | Chief Investment Officer | June 23, 2018 F | 99,966 | 0 | 0 | $0 |
| Gilligan Daniel P. | Vice President | Sept. 19, 2017 A | 99,947 | 0 | 0 | $0 |
| Jill Simeone | General Counsel and CCO | June 23, 2015 A | 35,914 | 0 | 0 | $0 |
| E A Kratzman | Vice President | Oct. 7, 2011 A | 371,984 | 0 | 0 | $0 |
| FRIEDER SAMUEL P | Vice President | April 18, 2011 J | 513,903 | 0 | 0 | $0 |
| John M Stack | Vice President | Dec. 30, 2010 J | 8,801 | 0 | 0 | $0 |
| James A Kohlberg | Vice President | May 8, 2008 X | 822,427 | 0 | 0 | $0 |
| David J Duncan | Vice President | Dec. 15, 2006 P | 2,000 | 0 | 0 | $0 |
| Philip E Theoharides | Vice President | Dec. 15, 2006 P | 2,500 | 0 | 0 | $0 |
| Dean C Kehler | Director | May 18, 2026 S | 5,649 | 0 | 11 | $-1,392,676 |
| George Grunebaum | Director | March 23, 2026 P | 14,136 | 2 | 0 | $151,262 |
| Alexander Duka | Director | March 20, 2026 P | 3,000 | 1 | 0 | $14,680 |
| Joseph Morea | Director | Dec. 12, 2025 P | 4,530 | 1 | 0 | $49,995 |
| Robert Herman Warshauer | Director | Aug. 26, 2020 P | 20,000 | 0 | 0 | $0 |
| Christopher Lacovara | Director | Nov. 18, 2019 S | 212,634 | 0 | 0 | $0 |
| Albert G Pastino | Director | March 28, 2019 D | 27,497 | 0 | 0 | $0 |
| Turney C Stevens JR | Director | March 28, 2019 D | 24,500 | 0 | 0 | $0 |
| John A Ward III | Director | May 3, 2018 A | 6,000 | 0 | 0 | $0 |
| Michael C Jacobi | Director | May 3, 2018 A | 43,190 | 0 | 0 | $0 |
| Jay R Bloom | Director | May 29, 2014 D | 1,470,000 | 0 | 0 | $0 |
| Gary Cademartori | Director | June 15, 2012 A | 4,694 | 0 | 0 | $0 |
| Repertoire Partners LP | 10% owner | Nov. 16, 2023 S | 275,474 | 0 | 0 | $0 |
| Repertoire Master Fund LP | 10% owner | April 21, 2023 X | 1,162,344 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 4 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| DG Capital Management, LLC, Dov Gertzulin ×2 filings | April 4, 2016 | — | Initial filing | Passive investment | SEC |
| Jay R. Bloom ×2 filings | June 6, 2014 | — | Initial filing | — | SEC |
| Dean C. Kehler | March 7, 2012 | — | Initial filing | — | SEC |
| Cyrus Capital Partners, L.P. (“Cyrus”), Cyrus Opportunities Master Fund II, Ltd. (“COMF”), CRS Fund, Ltd. (“CRS”), Crescent 1, L.P. (“Crescent”), Cyrus Capital Advisors, L.L.C. (“Cyrus Advisors”), Cyrus Select Opportunities Master Fund, Ltd. (“CSOMF”), Cyrus Capital Partners GP, L.L.C. (“Cyrus GP”), Stephen C. Freidheim ×2 filings | May 5, 2010 | — | Initial filing | — | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 2 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.