UOCT Innovator U.S. Equity Ultra Buffer ETF - October
BATSUOCT Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
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10-Year Performance Revenue, net income, margins and EPS trends
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Not enough fundamentals data to compute this ratio group yet.
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Not enough fundamentals data to compute this ratio group yet.
Financial Health Debt, liquidity, solvency — balance sheet strength
Not enough fundamentals data to compute this ratio group yet.
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Not enough fundamentals data to compute this ratio group yet.
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Not enough fundamentals data to compute this ratio group yet.
value · ≈ 5Y avg · industry median · verdict relative to median
Dividends Yield, payout ratio, dividend history, 5Y CAGR
| Ex-date | Amount | Currency | Yield |
|---|---|---|---|
| Nov 19, 2019 | $0.58 | USD | — |
Institutional owners (13F) 100 filers · $110.3M total · As of Sept. 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 11 (+1 vs prior Q) | 8 (-1 vs prior Q) | 21 (+3 vs prior Q) | 32 (0 vs prior Q) | -2.8M |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | $15,052,360 | 366,149 | 13.64% | Shares |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $7,271,642 | 171,501 | 6.59% | Shares |
| CWM, LLC | $4,794,072 | 125,368 | 4.34% | Shares |
| Brookstone Capital Management | $3,797,730 | 89,569 | 3.44% | Shares |
| Advisory Services Network, LLC | $3,696,406 | 89,915 | 3.35% | Shares |
| OSAIC HOLDINGS, INC. | $3,617,960 | 88,006 | 3.28% | Shares |
| IMG Wealth Management, Inc. | $3,462,873 | 81,672 | 3.14% | Shares |
| Kestra Advisory Services, LLC | $3,342,695 | 81,311 | 3.03% | Shares |
| KFG WEALTH MANAGEMENT, LLC | $3,287,463 | 77,535 | 2.98% | Shares |
| Spire Wealth Management | $3,238,070 | 78,766 | 2.93% | Shares |
| Concurrent Investment Advisors, LLC | $3,035,840 | 71,600 | 2.75% | Shares |
| CENTRAL VALLEY ADVISORS, LLC | $2,952,016 | 69,623 | 2.68% | Shares |
| ENVESTNET ASSET MANAGEMENT INC | $2,853,610 | 69,414 | 2.59% | Shares |
| Orion Porfolio Solutions, LLC | $2,692,993 | 65,507 | 2.44% | Shares |
| LPL Financial LLC | $2,366,867 | 57,574 | 2.14% | Shares |
| Foundations Investment Advisors, LLC | $2,344,956 | 57,041 | 2.13% | Shares |
| RAYMOND JAMES FINANCIAL INC | $2,277,741 | 55,406 | 2.06% | Shares |
| MERCER GLOBAL ADVISORS INC /ADV | $2,090,937 | 50,862 | 1.89% | Shares |
| Triad Wealth Partners, LLC | $2,061,827 | 48,628 | 1.87% | Shares |
| Cetera Investment Advisers | $1,921,481 | 46,740 | 1.74% | Shares |
| TRUIST FINANCIAL CORP | $1,784,462 | 43,407 | 1.62% | Shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,645,839 | 40,035 | 1.49% | Shares |
| MML INVESTORS SERVICES, LLC | $1,533,896 | 37,312 | 1.39% | Shares |
| Sonoma Allocations LLC | $1,516,284 | 36,803 | 1.37% | Shares |
| Bedel Financial Consulting, Inc. | $1,486,982 | 36,171 | 1.35% | Shares |
| Berger Financial Group, Inc | $1,402,509 | 34,116 | 1.27% | Shares |
| HB Wealth Management, LLC | $1,339,840 | 31,600 | 1.21% | Shares |
| Trek Financial, LLC | $1,236,424 | 30,076 | 1.12% | Shares |
| AE Wealth Management LLC | $1,019,610 | 24,802 | 0.92% | Shares |
| Allworth Financial LP | $981,091 | 23,865 | 0.89% | Shares |
| Compass Advisory Group LLC | $851,141 | 20,704 | 0.77% | Shares |
| WEDBUSH SECURITIES INC | $830,000 | 19,570 | 0.75% | Shares |
| CITADEL ADVISORS LLC | $799,343 | 19,444 | 0.72% | Shares |
| SteelPeak Wealth, LLC | $799,240 | 18,850 | 0.72% | Shares |
| AXXCESS WEALTH MANAGEMENT, LLC | $643,081 | 15,167 | 0.58% | Shares |
| Vantage Point Financial LLC | $622,981 | 15,154 | 0.56% | Shares |
| Orion Portfolio Solutions, LLC | $603,478 | 17,467 | 0.55% | Shares |
| IHT Wealth Management, LLC | $564,484 | 13,731 | 0.51% | Shares |
| Encompass More Asset Management | $552,938 | 13,041 | 0.50% | Shares |
| Cornerstone Wealth Group, LLC | $528,017 | 12,844 | 0.48% | Shares |
| Meridian Wealth Management, LLC | $512,971 | 12,478 | 0.46% | Shares |
| Long Island Wealth Management, Inc. | $510,750 | 12,046 | 0.46% | Shares |
| WEALTHGARDEN F.S. LLC | $509,065 | 12,383 | 0.46% | Shares |
| Simplicity Wealth,LLC | $501,168 | 11,820 | 0.45% | Shares |
| Atria Investments, Inc | $490,271 | 11,563 | 0.44% | Shares |
| AssuredPartners Investment Advisors, LLC | $469,600 | 11,423 | 0.43% | Shares |
| NewCorp Financial Services, Inc. | $463,093 | 10,922 | 0.42% | Shares |
| WorthPointe, LLC | $461,979 | 11,238 | 0.42% | Shares |
| RFG Advisory, LLC | $460,596 | 11,204 | 0.42% | Shares |
| Madrona Financial Services, LLC | $455,588 | 10,745 | 0.41% | Shares |
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