ALPS ETF Trust (ACES)
Management Company · ARCX · Series S000062205 · View on SEC EDGAR ↗
- Net assets
- $145.3M
- Holdings
- 39
- As of
- May 31, 2026
- Top 10 holdings weight
- 51.26%
- Effective number of positions
- 25.3
- Positions above 1%
- 29
On this page
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
Fund flows (SEC-reported)
- Last month (May 2026)
- -$2.5M
- Quarter ending May 2026
- +$13K
- Trailing 12 months
- -$10.9M
Jun 2025 – May 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 39 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| Enphase Energy Inc | 29355A107 | $9.5M | 6.53 | 138,759 | EC | US |
| First Solar Inc | 336433107 | $9.1M | 6.24 | 29,573 | EC | US |
| Plug Power Inc | 72919P202 | $8.8M | 6.04 | 2,221,141 | EC | US |
| Nextpower Inc | 65290E101 | $8.6M | 5.93 | 55,097 | EC | US |
| Ormat Technologies Inc | 686688102 | $7.0M | 4.84 | 51,241 | EC | US |
| Brookfield Renewable Partners Lp | — | $6.8M | 4.68 | 183,968 | EC | BM |
| Ha Sustainable Infrastructure Capital Inc | 41068X100 | $6.4M | 4.40 | 155,797 | EC | US |
| Tesla Inc | 88160R101 | $6.2M | 4.23 | 14,113 | EC | US |
| Northland Power Inc | 666511100 | $6.1M | 4.20 | 357,452 | EC | CA |
| Sunrun Inc | 86771W105 | $6.1M | 4.18 | 363,511 | EC | US |
| Albemarle Corp | 012653101 | $6.1M | 4.17 | 34,348 | EC | US |
| Rivian Automotive Inc | 76954A103 | $5.9M | 4.08 | 363,416 | EC | US |
| Clearway Energy Inc | 18539C204 | $5.5M | 3.79 | 133,671 | EC | US |
| Itron Inc | 465741106 | $5.0M | 3.47 | 61,222 | EC | US |
| Eos Energy Enterprises Inc | 29415C101 | $4.5M | 3.10 | 535,010 | EC | US |
| Boralex Inc | 09950M300 | $4.4M | 3.00 | 162,834 | EC | CA |
| American Superconductor Corp | 030111207 | $3.7M | 2.58 | 73,535 | EC | US |
| Andersons Inc/the | 034164103 | $3.6M | 2.48 | 51,111 | EC | US |
| Amprius Technologies Inc | 03214Q108 | $3.5M | 2.43 | 174,289 | EC | US |
| Shoals Technologies Group Inc | 82489W107 | $3.3M | 2.26 | 263,418 | EC | US |
| T1 Energy Inc | 35834F104 | $2.8M | 1.95 | 268,373 | EC | US |
| Ballard Power Systems Inc | 058586108 | $2.5M | 1.73 | 400,755 | EC | CA |
| Array Technologies Inc | 04271T100 | $2.2M | 1.51 | 241,486 | EC | US |
| Rex American Resources Corp | 761624105 | $2.1M | 1.47 | 45,572 | EC | US |
| Willdan Group Inc | 96924N100 | $2.1M | 1.43 | 22,809 | EC | US |
| Fluence Energy Inc | 34379V103 | $2.0M | 1.36 | 105,052 | EC | US |
| Xplr Infrastructure Lp | 65341B106 | $1.9M | 1.28 | 148,704 | EC | US |
| Ameresco Inc | 02361E108 | $1.8M | 1.26 | 50,925 | EC | US |
| Green Plains Inc | 393222104 | $1.7M | 1.17 | 108,438 | EC | US |
| Lucid Group Inc | 549498202 | $1.4M | 0.96 | 212,514 | EC | US |
| Energy Vault Holdings Inc | 29280W109 | $938K | 0.65 | 185,715 | EC | US |
| Aspen Aerogels Inc | 04523Y105 | $826K | 0.57 | 129,008 | EC | US |
| American Battery Technology Co | 02451V309 | $733K | 0.50 | 203,157 | EC | US |
| Gevo Inc | 374396406 | $690K | 0.47 | 370,751 | EC | US |
| Clean Energy Fuels Corp | 184499101 | $530K | 0.36 | 259,661 | EC | US |
| Microvast Holdings Inc | 59516C106 | $497K | 0.34 | 320,480 | EC | US |
| Evgo Inc | 30052F100 | $451K | 0.31 | 202,969 | EC | US |
| State Street Institutional Treasury Plus Money Market Fund | 857492862 | $45K | 0.03 | 45,118 | STIV | US |
| Unknown security | — | $0 | 0.00 | 0 | STIV | US |
Sector breakdown
Industrials
40.2%
Technology
12.8%
Utilities
9.9%
Consumer Discretionary
9.3%
Materials
5.2%
Financial Services
4.4%
Energy
3.5%
Retail
2.8%
Other/Unmapped
11.9%
Institutional owners (13F) 53 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| CIBC Private Wealth Group LLC | $36,399,512 | 40.57% | 1,139,622 | Shares | Sept. 30, 2025 |
| CIBC Bancorp USA Inc. | $35,450,609 | 39.51% | 1,001,224 | Shares | June 30, 2026 |
| Wealthfront Advisers LLC | $3,817,405 | 4.25% | 107,745 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $3,543,000 | 3.95% | 100,000 | Shares | June 30, 2026 |
| D. E. Shaw & Co., Inc. | $1,410,964 | 1.57% | 39,824 | Shares | June 30, 2026 |
| Focus Partners Wealth | $1,244,346 | 1.39% | 35,121 | Shares | June 30, 2026 |
| GTS SECURITIES LLC | $1,219,253 | 1.36% | 34,413 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $850,178 | 0.95% | 23,996 | Shares | June 30, 2026 |
| LPL Financial LLC | $718,335 | 0.80% | 20,275 | Shares | June 30, 2026 |
| CITIGROUP INC | $680,752 | 0.76% | 19,214 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $658,636 | 0.73% | 18,590 | Shares | June 30, 2026 |
| WAYSTONE ADVISORS LLC | $644,969 | 0.72% | 18,204 | Shares | June 30, 2026 |
| UBS Group AG | $466,188 | 0.52% | 13,158 | Shares | June 30, 2026 |
| JANE STREET GROUP, LLC | $408,154 | 0.45% | 11,520 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $383,530 | 0.43% | 10,825 | Shares | June 30, 2026 |
| TRILLIUM ASSET MANAGEMENT, LLC | $301,155 | 0.34% | 8,500 | Shares | June 30, 2026 |
| LaSalle St. Investment Advisors, LLC | $287,094 | 0.32% | 8,103 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $275,051 | 0.31% | 7,763 | Shares | June 30, 2026 |
| NORTHSTAR ASSET MANAGEMENT INC | $227,638 | 0.25% | 6,425 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $224,000 | 0.25% | 6,333 | Shares | June 30, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $130,914 | 0.15% | 3,695 | Shares | June 30, 2026 |
| US BANCORP \DE\ | $118,655 | 0.13% | 3,349 | Shares | June 30, 2026 |
| PROEQUITIES, INC. | $74,791 | 0.08% | 2,936 | Shares | Dec. 31, 2024 |
| OSAIC HOLDINGS, INC. | $68,102 | 0.08% | 1,920 | Shares | June 30, 2026 |
| Aspect Partners, LLC | $23,986 | 0.03% | 677 | Shares | June 30, 2026 |
| Steward Partners Investment Advisory, LLC | $10,700 | 0.01% | 302 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $10,381 | 0.01% | 293 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $9,743 | 0.01% | 275 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $9,495 | 0.01% | 267 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $8,680 | 0.01% | 245 | Shares | June 30, 2026 |
| NewEdge Advisors, LLC | $7,086 | 0.01% | 200 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $6,984 | 0.01% | 197 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $4,252 | 0.00% | 120 | Shares | June 30, 2026 |
| PlanVest Financial, Inc | $3,555 | 0.00% | 100 | Shares | June 30, 2026 |
| Fourth Dimension Wealth, LLC | $3,543 | 0.00% | 100 | Shares | June 30, 2026 |
| Godfrey Financial Associates, Inc. | $3,543 | 0.00% | 100 | Shares | June 30, 2026 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | $2,092 | 0.00% | 59 | Shares | June 30, 2026 |
| FMR LLC | $1,561 | 0.00% | 44 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $1,403 | 0.00% | 40 | Shares | June 30, 2026 |
| WOLFF WIESE MAGANA LLC | $1,311 | 0.00% | 37 | Shares | June 30, 2026 |
| Money Design Co.,Ltd. | $1,300 | 0.00% | 50,373 | Shares | June 30, 2025 |
| Financial Management Professionals, Inc. | $886 | 0.00% | 25 | Shares | June 30, 2026 |
| Cassaday & Co Wealth Management LLC | $709 | 0.00% | 20 | Shares | June 30, 2026 |
| Bear Mountain Capital, Inc. | $498 | 0.00% | 15 | Shares | June 30, 2026 |
| Ashton Thomas Private Wealth, LLC | $371 | 0.00% | 10 | Shares | June 30, 2026 |
| NATIONAL BANK OF CANADA /FI/ | $319 | 0.00% | 9 | Shares | June 30, 2026 |
| Blue Trust, Inc. | $106 | 0.00% | 3 | Shares | June 30, 2026 |
| Qube Research & Technologies Ltd | $106 | 0.00% | 3 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $64 | 0.00% | 1 | Shares | June 30, 2026 |
| MORGAN STANLEY | $55 | 0.00% | 1 | Shares | June 30, 2026 |
| Smithfield Trust Co | $50 | 0.00% | 1,412 | Shares | June 30, 2026 |
| FIFTH THIRD BANCORP | $35 | 0.00% | 1 | Shares | June 30, 2026 |
| TSFG, LLC | $6 | 0.00% | 183 | Shares | June 30, 2026 |
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