James M Barrett

CIK 1219855 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 4, 2017 · Latest: Oct. 4, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 77 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

77 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 10, 2018 CBIO S 5,533 $17.81 $98,543 4,995,664 Indirect -0.11% Disposed -99.1% (price as of 2026-08-20)
May 10, 2018 CBIO S 4,006 $17.81 $71,347 4,702,791 Indirect -0.09% Disposed -99.1% (price as of 2026-08-20)
Nov. 27, 2017 APPN S 569,620 $19.49 $11,101,894 0 Indirect -100.00% Disposed 92.5% (price as of 2026-08-20)
Nov. 20, 2017 APPN S 2,820,516 $19.49 $54,971,857 0 Indirect -100.00% Disposed 92.5% (price as of 2026-08-20)
Oct. 10, 2017 RYTM P 550,000 $17.00 $9,350,000 4,909,956 Indirect +12.61% Acquired 564.5% (price as of 2026-08-20)
June 1, 2017 SENS P 7,092,198 $1.41 $9,999,999 21,911,183 Indirect +47.86% Acquired -68.0% (price as of 2026-08-20)
July 18, 2016 ARDX P 763,650 $8.73 $6,666,664 8,752,543 Indirect +9.56% Acquired -53.9% (price as of 2026-08-20)
March 23, 2016 SENS P 1,578,947 $2.85 $4,499,999 14,818,985 Indirect +11.93% Acquired -84.2% (price as of 2026-08-20)
Jan. 13, 2016 ARDX P 500,000 $10.00 $5,000,000 7,988,893 Indirect +6.68% Acquired -59.7% (price as of 2026-08-20)
Dec. 8, 2015 SUPN S 70,913 $14.75 $1,045,967 0 Indirect -100.00% Disposed 224.5% (price as of 2026-08-20)
Dec. 7, 2015 SUPN S 71,067 $14.38 $1,021,943 70,913 Indirect -50.05% Disposed 232.8% (price as of 2026-08-20)
Dec. 4, 2015 SUPN S 70,990 $14.54 $1,032,195 141,980 Indirect -33.33% Disposed 229.2% (price as of 2026-08-20)
Nov. 25, 2015 SUPN S 16,179 $16.35 $264,527 73,929 Direct -17.96% Disposed 192.7% (price as of 2026-08-20)
Nov. 18, 2015 SUPN S 43,000 $16.50 $709,500 0 Indirect -100.00% Disposed 190.1% (price as of 2026-08-20)
Nov. 17, 2015 SUPN S 50,000 $16.71 $835,500 43,000 Indirect -53.76% Disposed 186.4% (price as of 2026-08-20)
Nov. 16, 2015 CBIO S 452 $6.91 $3,123 4,490,751 Indirect -0.01% Disposed -97.6% (price as of 2026-08-20)
Nov. 16, 2015 SUPN S 19,650 $16.13 $316,954 93,000 Indirect -17.44% Disposed 196.7% (price as of 2026-08-20)
Nov. 13, 2015 SUPN S 100,000 $16.26 $1,626,000 112,650 Indirect -47.03% Disposed 194.3% (price as of 2026-08-20)
June 17, 2015 SUPN S 48,796 $16.02 $781,712 0 Indirect -100.00% Disposed 198.8% (price as of 2026-08-20)
June 17, 2015 SUPN S 63,085 $16.67 $1,051,627 48,796 Indirect -56.39% Disposed 187.1% (price as of 2026-08-20)
June 16, 2015 SUPN S 55,105 $16.85 $928,519 111,881 Indirect -33.00% Disposed 184.0% (price as of 2026-08-20)
June 5, 2015 ARDX P 560,748 $0.12 $67,290 560,748 Indirect — Acquired 3254.2% (price as of 2026-08-20)
June 5, 2015 ARDX P 1,869,159 $10.70 $20,000,001 7,488,893 Indirect +33.26% Acquired -62.4% (price as of 2026-08-20)

Showing latest 100 of 179 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 30, 2019 SENS Stock Option (right to buy) Common Stock (86,930) — May 29, 2029 86,930 Acquired
May 30, 2018 SENS Stock Option (right to buy) Common Stock (50,847) — May 29, 2028 50,847 Acquired
May 18, 2018 CBIO Stock Option (right to buy) Common Stock (11,000) $18.41 May 17, 2028 11,000 Acquired
May 10, 2018 CBIO Warrant to Purchase Common Stock (right to buy) Common Stock (298,406) $0.33 Jan. 16, 2019 298,406 Disposed
May 10, 2018 CBIO Warrant to Purchase Common Stock (right to buy) Common Stock (216,046) $0.33 July 3, 2018 216,046 Disposed
Feb. 13, 2018 APPN Class B Common Stock Class A Common Stock (2,724,202) — — 2,724,202 Disposed
Nov. 27, 2017 APPN Class B Common Stock Class A Common Stock (569,620) — — 569,620 Disposed
Nov. 20, 2017 APPN Class B Common Stock Class A Common Stock (2,820,516) — — 2,820,516 Disposed
Oct. 10, 2017 RYTM Series A-1 Junior Preferred Stock Common Stock — — 2,927,708 Disposed
Oct. 10, 2017 RYTM Series A Preferred Stoc Common Stock — — 1,402,870 Disposed
May 31, 2017 APPN Class B Common Stock Class A Common Stock (6,114,338) — — 6,114,338 Acquired
May 31, 2017 APPN Series B Convertible Preferred Stock Class B Common Stock (6,114,338) — — 6,114,338 Disposed
May 25, 2017 CBIO Stock Option (right to buy) Common Stock (11,000) $13.89 May 24, 2027 11,000 Acquired
May 24, 2017 SENS Stock Option (right to buy) Common Stock (128,817) — May 23, 2027 128,817 Acquired
May 24, 2016 SENS Stock Option (right to buy) Common Stock (54,629) — May 23, 2026 54,629 Acquired
May 17, 2016 CBIO Stock Option (right to buy) Common Stock (11,000) $6.35 May 16, 2026 11,000 Acquired
March 1, 2016 SUPN Director Stock Option (Right to Buy) Common Stock (15,000) $12.98 March 1, 2026 15,000 Acquired
Nov. 25, 2015 SUPN Director Stock Option (Right to Buy) Common Stock (7,457) $9.24 Jan. 21, 2024 7,457 Disposed
Nov. 25, 2015 SUPN Director Stock Option (Right to Buy) Common Stock (8,722) $7.90 Feb. 5, 2023 8,722 Disposed
Nov. 16, 2015 CBIO Warrant to Purchase Common Stock (right to buy) Common Stock (9,445) $0.33 Dec. 9, 2015 9,445 Disposed
Oct. 20, 2015 AVTX Series B Convertible Preferred Stock Common Stock (594,245) — — 16,638,880 Disposed
July 15, 2015 CBIO Stock Option (right to buy) Common Stock (11,000) $7.50 July 14, 2025 11,000 Acquired
June 5, 2015 ARDX Common Stock Warrant (right to buy) Common Stock (560,748) $13.91 June 5, 2020 560,748 Acquired
March 3, 2015 SUPN Director Stock Option (Right to Buy) Common Stock (20,000) $9.13 March 3, 2025 20,000 Acquired
Jan. 28, 2015 BOX Class B Common Stock [F5] Class A Common Stock (2,091,457) — — 2,091,457 Acquired
Jan. 28, 2015 BOX Series E Preferred Stock Existing Class A Common Stock (274,916) — — 274,916 Disposed
Jan. 28, 2015 BOX Series D2 Preferred Stock Existing Class A Common Stock (1,653,761) — — 1,653,761 Disposed
Jan. 21, 2014 SUPN Director Stock Option (Right to Buy) Common Stock (7,457) $9.24 Jan. 21, 2024 7,457 Acquired
Jan. 15, 2014 CBIO Series A-1 Preferred Stock Common Stock (3,580,877) — — 11,824,058 Disposed
Jan. 15, 2014 CBIO Series A-1 Preferred Stock Common Stock (3,407,283) — — 11,250,850 Disposed
Jan. 9, 2014 CBIO Stock Option (right to buy) Common Stock (15,401) $8.00 Jan. 9, 2024 15,401 Acquired
Dec. 3, 2013 GYRE Director Stock Option (right to buy) Common Stock (7,500) $4.16 June 6, 2022 7,500 Disposed
Dec. 3, 2013 GYRE Director Stock Option (right to buy) Common Stock (7,500) $2.71 June 16, 2019 7,500 Disposed
June 3, 2013 GYRE Stock Option (Right to Buy) Common Stock (1,000) $0.08 June 11, 2013 1,000 Disposed
April 10, 2013 WDAY Class B Common Stock Class A Common Stock [F22] (2,321,212) — — 2,321,212 Disposed
April 9, 2013 WDAY Class B Common Stock Class A Common Stock [F22] (2,321,212) — — 2,321,212 Disposed
Feb. 5, 2013 SUPN Director Stock Option (Right to Buy) Common Stock (8,722) $7.90 Feb. 5, 2023 8,722 Acquired
Oct. 17, 2012 WDAY Class B Common Stock Class A Common Stock [F3] (6,963,636) — — 6,963,636 Acquired
Oct. 17, 2012 WDAY Series E Convertible Preferred Stock Class B Common Stock [F2,F3] (6,963,636) — — 6,963,636 Disposed
Oct. 17, 2012 WDAY Class B Common Stock Class A Common Stock [F3] (6,963,637) — — 6,963,637 Acquired
Oct. 17, 2012 WDAY Series E Convertible Preferred Stock Class B Common Stock [F2,F3] (6,963,637) — — 6,963,637 Disposed
June 7, 2012 GYRE Director Stock Option (Right to Buy) Common Stock (7,500) $4.16 June 6, 2022 7,500 Acquired
May 4, 2012 SUPN Series A Preferred Stock Common Stock (6,241,250) — — 24,965,000 Disposed
June 15, 2011 GYRE Director Stock Option (Right to Buy) Common Stock (7,500) $21.25 June 14, 2021 7,500 Acquired
June 17, 2010 GYRE Director Stock Option (Right to Buy) Common Stock (7,500) $22.76 June 16, 2020 7,500 Acquired
June 17, 2009 GYRE Director Stock Option (Right to Buy) Common Stock (7,500) $22.76 June 16, 2020 7,500 Acquired
June 17, 2009 GYRE Director Stock Option (Right to Buy) Common Stock (7,500) $2.71 June 16, 2019 7,500 Acquired
July 2, 2008 GYRE Common Stock Common Stock (7,500) $7.10 July 1, 2018 7,500 Acquired
June 20, 2007 GYRE Stock Option (Right to Buy) Common Stock (7,500) $9.27 June 19, 2017 7,500 Acquired
May 14, 2007 GYRE Stock Option (Right to Buy) Common Stock (20,000) $9.37 May 13, 2017 20,000 Acquired
May 14, 2007 GYRE Stock Option (Right to Buy) Common Stock (7,500) $9.37 May 13, 2017 7,500 Acquired
Feb. 6, 2007 GYRE Stock Option (Right to Buy) Common Stock (1,000) $0.08 — 1,000 Disposed
April 18, 2006 GYRE Series C Preferred Stock Common Stock (2,913,512) — — 20,226,034 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 28 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 4, 2017 RYTM Common Stock 29,378 Indirect
Oct. 4, 2017 RYTM Series A Preferred Stock→ Common Stock (1,402,870) 1,402,870 Indirect
Oct. 4, 2017 RYTM Series A-1 Junior Preferred Stock→ Common Stock (2,927,708) 2,927,708 Indirect
May 24, 2017 APPN Series B Convertible Preferred Stock→ Class B Common Stock (6,114,338) 6,114,338 Indirect
March 17, 2016 SENS Common Stock 494,689 Direct
March 17, 2016 SENS Common Stock 152,079 Indirect
March 17, 2016 SENS Common Stock 13,240,038 Indirect
March 17, 2016 SENS Common stock purchase warrant→ Common Stock (260,650) 260,650 Indirect
March 17, 2016 SENS Common stock purchase warrant→ Common Stock (204,338) 204,338 Indirect
March 17, 2016 SENS Common stock purchase warrant→ Common Stock (614,447) 614,447 Indirect
Oct. 14, 2015 AVTX Series B Convertible Preferred Stock→ Common Stock — Indirect
March 24, 2015 CSBR Common Stock 18,750,000 Indirect
March 24, 2015 CSBR Warrant to purchase shares of Common Stock→ Common Stock (10,312,500) 10,312,500 Indirect
Jan. 22, 2015 BOX Existing Class A Common Stock 162,780 Indirect
Jan. 22, 2015 BOX Series D2 Preferred Stock→ Existing Class A Common Stock (1,653,761) 1,653,761 Indirect
Jan. 22, 2015 BOX Series E Preferred Stock→ Existing Class A Common Stock (274,916) 274,916 Indirect
Jan. 9, 2014 CBIO Common Stock 586,975 Indirect
Jan. 9, 2014 CBIO Stock Option (right to buy)→ Common Stock — Direct
Jan. 9, 2014 CBIO Series A-1 Preferred Stock→ Common Stock (3,407,283) 3,407,283 Indirect
Jan. 9, 2014 CBIO Series A-1 Preferred Stock→ Common Stock (3,580,877) 3,580,877 Indirect
Jan. 9, 2014 CBIO Warrant to Purchase Common Stock (right to buy)→ Common Stock — Indirect
Jan. 9, 2014 CBIO Warrant to Purchase Common Stock (right to buy)→ Common Stock — Indirect
Jan. 9, 2014 CBIO Warrant to Purchase Common Stock (right to buy)→ Common Stock — Indirect
Oct. 11, 2012 WDAY Series E Convertible Preferred Stock→ Class B Common Stock [F2,F3] (6,963,636) 6,963,636 Indirect
Oct. 11, 2012 WDAY Series E Convertible Preferred Stock→ Class B Common Stock [F2,F3] (6,963,637) 6,963,637 Indirect
April 30, 2012 SUPN Series A Preferred Stock→ Common Stock (6,241,250) 6,241,250 Indirect
Nov. 3, 2011 GRPN Class A Common Stock 87,184,956 Indirect
April 11, 2006 GYRE Series C Preferred Stock→ Common Stock (2,913,512) 2,913,512 Indirect