Liam Ratcliffe
CIK 1547100 · View on SEC EDGAR ↗
Insider
First SEC filing: June 11, 2026 · Latest: June 11, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 45 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
45 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 16, 2021 | ARVN | S | 37,206 | $68.97 | $2,566,098 | 185,686 Indirect | -16.69% | Disposed | -86.1% (price as of 2026-08-19) |
| Dec. 16, 2021 | ARVN | S | 48,499 | $69.66 | $3,378,440 | 222,892 Indirect | -17.87% | Disposed | -86.2% (price as of 2026-08-19) |
| Dec. 15, 2021 | ARVN | S | 5,695 | $65.74 | $374,389 | 271,391 Indirect | -2.06% | Disposed | -85.4% (price as of 2026-08-19) |
| Dec. 15, 2021 | ARVN | S | 67,549 | $66.50 | $4,492,008 | 277,086 Indirect | -19.60% | Disposed | -85.6% (price as of 2026-08-19) |
| Dec. 15, 2021 | ARVN | S | 40,292 | $67.46 | $2,718,098 | 344,635 Indirect | -10.47% | Disposed | -85.8% (price as of 2026-08-19) |
| Dec. 14, 2021 | ARVN | S | 700 | $64.20 | $44,940 | 384,927 Indirect | -0.18% | Disposed | -85.1% (price as of 2026-08-19) |
| Dec. 14, 2021 | ARVN | S | 36,308 | $65.38 | $2,373,817 | 385,627 Indirect | -8.61% | Disposed | -85.3% (price as of 2026-08-19) |
| Dec. 14, 2021 | ARVN | S | 119,456 | $66.01 | $7,885,291 | 421,935 Indirect | -22.06% | Disposed | -85.5% (price as of 2026-08-19) |
| Nov. 15, 2021 | ARVN | S | 3,532 | $83.90 | $296,335 | 541,391 Indirect | -0.65% | Disposed | -88.6% (price as of 2026-08-19) |
| Nov. 15, 2021 | ARVN | S | 17,752 | $85.07 | $1,510,163 | 544,923 Indirect | -3.15% | Disposed | -88.7% (price as of 2026-08-19) |
| Nov. 12, 2021 | ARVN | S | 12,760 | $84.02 | $1,072,095 | 562,675 Indirect | -2.22% | Disposed | -88.6% (price as of 2026-08-19) |
| Nov. 12, 2021 | ARVN | S | 9,660 | $84.31 | $814,435 | 575,435 Indirect | -1.65% | Disposed | -88.6% (price as of 2026-08-19) |
| Nov. 12, 2021 | ARVN | S | 17,449 | $85.96 | $1,499,916 | 585,095 Indirect | -2.90% | Disposed | -88.8% (price as of 2026-08-19) |
| Nov. 11, 2021 | ARVN | S | 36,210 | $85.92 | $3,111,163 | 602,544 Indirect | -5.67% | Disposed | -88.8% (price as of 2026-08-19) |
| Nov. 11, 2021 | ARVN | S | 18,007 | $86.38 | $1,555,445 | 638,754 Indirect | -2.74% | Disposed | -88.9% (price as of 2026-08-19) |
| Nov. 11, 2021 | ARVN | S | 5,582 | $87.71 | $489,597 | 656,761 Indirect | -0.84% | Disposed | -89.1% (price as of 2026-08-19) |
| Nov. 10, 2021 | ARVN | S | 199 | $86.59 | $17,231 | 662,343 Indirect | -0.03% | Disposed | -88.9% (price as of 2026-08-19) |
| Nov. 10, 2021 | ARVN | S | 3,956 | $87.11 | $344,607 | 662,542 Indirect | -0.59% | Disposed | -89.0% (price as of 2026-08-19) |
| Nov. 10, 2021 | ARVN | S | 5,853 | $88.12 | $515,766 | 666,498 Indirect | -0.87% | Disposed | -89.1% (price as of 2026-08-19) |
| Nov. 10, 2021 | ARVN | S | 1,498 | $89.16 | $133,562 | 672,351 Indirect | -0.22% | Disposed | -89.2% (price as of 2026-08-19) |
| Nov. 10, 2021 | ARVN | S | 1,852 | $90.18 | $167,013 | 673,849 Indirect | -0.27% | Disposed | -89.4% (price as of 2026-08-19) |
| Nov. 9, 2021 | ARVN | S | 5,131 | $92.73 | $475,798 | 703,578 Indirect | -0.72% | Disposed | -89.7% (price as of 2026-08-19) |
| Nov. 9, 2021 | ARVN | S | 27,297 | $91.84 | $2,506,956 | 676,281 Indirect | -3.88% | Disposed | -89.6% (price as of 2026-08-19) |
| Nov. 9, 2021 | ARVN | S | 580 | $91.33 | $52,971 | 675,701 Indirect | -0.09% | Disposed | -89.5% (price as of 2026-08-19) |
| Nov. 8, 2021 | ARVN | S | 54,568 | $94.93 | $5,180,140 | 735,195 Indirect | -6.91% | Disposed | -89.9% (price as of 2026-08-19) |
| Nov. 8, 2021 | ARVN | S | 11,668 | $94.20 | $1,099,126 | 723,527 Indirect | -1.59% | Disposed | -89.8% (price as of 2026-08-19) |
| Nov. 8, 2021 | ARVN | S | 11,130 | $93.03 | $1,035,424 | 712,397 Indirect | -1.54% | Disposed | -89.7% (price as of 2026-08-19) |
| Nov. 8, 2021 | ARVN | S | 3,688 | $92.48 | $341,066 | 708,709 Indirect | -0.52% | Disposed | -89.6% (price as of 2026-08-19) |
| Nov. 5, 2021 | ARVN | S | 6,423 | $91.50 | $587,704 | 18,500 Direct | -25.77% | Disposed | -89.5% (price as of 2026-08-19) |
| Nov. 5, 2021 | ARVN | S | 7,060 | $91.50 | $645,990 | 11,440 Direct | -38.16% | Disposed | -89.5% (price as of 2026-08-19) |
| Nov. 5, 2021 | ARVN | S | 4,940 | $90.75 | $448,305 | 6,500 Direct | -43.18% | Disposed | -89.4% (price as of 2026-08-19) |
| Nov. 5, 2021 | ARVN | S | 5,221 | $91.59 | $478,191 | 1,279 Direct | -80.32% | Disposed | -89.5% (price as of 2026-08-19) |
| Nov. 5, 2021 | ARVN | S | 795 | $90.29 | $71,781 | 484 Direct | -62.16% | Disposed | -89.4% (price as of 2026-08-19) |
| Nov. 5, 2021 | ARVN | S | 484 | $89.65 | $43,391 | 0 Direct | -100.00% | Disposed | -89.3% (price as of 2026-08-19) |
| Nov. 5, 2021 | ARVN | S | 4,519 | $94.08 | $425,148 | 818,338 Indirect | -0.55% | Disposed | -89.8% (price as of 2026-08-19) |
| Nov. 5, 2021 | ARVN | S | 1,825 | $93.03 | $169,780 | 816,513 Indirect | -0.22% | Disposed | -89.7% (price as of 2026-08-19) |
| Nov. 5, 2021 | ARVN | S | 15,327 | $91.81 | $1,407,172 | 801,186 Indirect | -1.88% | Disposed | -89.6% (price as of 2026-08-19) |
| Nov. 5, 2021 | ARVN | S | 8,676 | $91.09 | $790,297 | 792,510 Indirect | -1.08% | Disposed | -89.5% (price as of 2026-08-19) |
| Nov. 5, 2021 | ARVN | S | 2,747 | $89.86 | $246,845 | 789,763 Indirect | -0.35% | Disposed | -89.3% (price as of 2026-08-19) |
| Dec. 18, 2020 | ARVN | P | 142,857 | $70.00 | $9,999,990 | 822,857 Indirect | +21.01% | Acquired | -86.3% (price as of 2026-08-19) |
| March 3, 2020 | PASG | P | 2,800 | $18.00 | $50,400 | 2,800 Direct | — | Acquired | -98.7% (price as of 2026-08-19) |
| March 3, 2020 | PASG | P | 550,000 | $18.00 | $9,900,000 | 2,616,630 Indirect | +26.61% | Acquired | -98.7% (price as of 2026-08-19) |
| March 3, 2020 | PASG | P | 2,800 | $18.00 | $50,400 | 2,800 Direct | — | Acquired | -98.7% (price as of 2026-08-19) |
| Nov. 12, 2019 | ARVN | P | 680,000 | $22.00 | $14,960,000 | 680,000 Indirect | — | Acquired | -56.4% (price as of 2026-08-19) |
| Oct. 1, 2018 | ARVN | P | 375,000 | $16.00 | $6,000,000 | 375,000 Indirect | — | Acquired | -40.1% (price as of 2026-08-19) |
| Oct. 1, 2018 | ARVN | P | 625,000 | $16.00 | $10,000,000 | 1,908,048 Indirect | +48.71% | Acquired | -40.1% (price as of 2026-08-19) |
| April 3, 2018 | COGT | P | 275,000 | $12.00 | $3,300,000 | 897,773 Indirect | +44.16% | Acquired | -21.6% (price as of 2026-08-19) |
| April 3, 2018 | COGT | P | 275,000 | $12.00 | $3,300,000 | 897,772 Indirect | +44.16% | Acquired | -21.6% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 7, 2026 | OKUR | Stock Option (right to buy) | Class A Common Stock (22,350) | $4.14 | Aug. 6, 2036 | 22,350 | Acquired |
| June 18, 2026 | IRON | Stock Option (Right to Buy) | Common Stock (6,212) | $70.79 | June 17, 2036 | 6,212 | Acquired |
| June 9, 2026 | UPB | Stock Option (Right to Buy) | Common Stock (17,096) | $6.69 | June 8, 2036 | 17,096 | Acquired |
| June 11, 2025 | IRON | Stock Option (Right to Buy) | Common Stock (10,000) | $50.86 | June 10, 2035 | 10,000 | Acquired |
| June 10, 2025 | UPB | Stock Option (Right to Buy) | Common Stock (17,096) | $11.59 | June 9, 2035 | 17,096 | Acquired |
| Oct. 10, 2024 | UPB | Stock Option (Right to Buy) | Common Stock (17,096) | $17.00 | Oct. 9, 2034 | 17,096 | Acquired |
| June 12, 2024 | IRON | Stock Option (Right to Buy) | Common Stock (10,000) | $38.85 | June 11, 2034 | 10,000 | Acquired |
| June 9, 2023 | IRON | Stock Option (Right to Buy) | Common Stock (7,136) | $45.69 | June 8, 2033 | 7,136 | Acquired |
| May 18, 2023 | CLYM | Stock Option (Right To Buy) | Common Stock (10,000) | $3.00 | May 17, 2033 | 10,000 | Acquired |
| Dec. 29, 2022 | IRON | Stock Option (Right to Buy) | Common Stock (7,000) | $13.50 | Dec. 28, 2032 | 7,000 | Acquired |
| June 16, 2022 | ARVN | Stock Option (right to buy) | Common Stock (10,192) | $36.79 | June 15, 2032 | 10,192 | Acquired |
| May 19, 2022 | CLYM | Stock Option (Right To Buy) | Common Stock (10,000) | $3.46 | May 18, 2032 | 10,000 | Acquired |
| Nov. 5, 2021 | ARVN | Stock Option (right to buy) | Common Stock (6,423) | $22.06 | May 22, 2029 | 6,423 | Disposed |
| Nov. 5, 2021 | ARVN | Stock Option (right to buy) | Common Stock (12,000) | $33.57 | June 2, 2030 | 12,000 | Disposed |
| Aug. 9, 2021 | CLYM | Stock Option (Right to Buy) | Common Stock (20,000) | $12.50 | Aug. 8, 2031 | 20,000 | Acquired |
| June 8, 2021 | ARVN | Stock Option (right to buy) | Common Stock (7,511) | $78.53 | June 7, 2021 | 7,511 | Acquired |
| May 27, 2021 | PASG | Director Stock Option (Right to Buy) | Common Stock (16,918) | $13.83 | May 26, 2031 | 16,918 | Acquired |
| June 3, 2020 | ARVN | Stock Option (right to buy) | Common Stock (12,000) | $33.57 | June 2, 2030 | 12,000 | Acquired |
| May 26, 2020 | ARVN | Stock Option (right to buy) | Common Stock (6,500) | $22.06 | May 22, 2029 | 6,500 | Disposed |
| March 3, 2020 | PASG | Series B Preferred Stock | Common Stock (2,066,630) | — | — | 2,066,630 | Disposed |
| Feb. 27, 2020 | PASG | Director Stock Option (Right to Buy) | Common Stock (33,836) | $18.00 | Feb. 27, 2030 | 33,836 | Acquired |
| June 14, 2019 | COGT | Stock Option (Right to Buy) | Common Stock (7,881) | $2.43 | June 14, 2029 | 7,881 | Acquired |
| May 23, 2019 | ARVN | Stock Option (right to buy) | Common Stock (12,923) | $22.06 | May 22, 2029 | 12,923 | Acquired |
| April 1, 2019 | COGT | Stock Option (Right to Buy) | Common Stock (4,829) | $4.40 | April 1, 2029 | 4,829 | Acquired |
| March 15, 2019 | PDSB | Restricted Stock Units | Common Stock (10,000) | — | — | 10,000 | Disposed |
| Jan. 2, 2019 | COGT | Stock Option (Right to Buy) | Common Stock (4,860) | $4.47 | Jan. 2, 2029 | 4,860 | Acquired |
| Oct. 1, 2018 | COGT | Stock Option (Right to Buy) | Common Stock (2,111) | $10.37 | Oct. 1, 2028 | 2,111 | Acquired |
| Oct. 1, 2018 | ARVN | Series C Preferred Stock | Common Stock (174,846) | — | — | 568,252 | Disposed |
| Oct. 1, 2018 | ARVN | Series B Preferred Stock | Common Stock (1,108,202) | — | — | 3,601,657 | Disposed |
| Aug. 14, 2018 | PDSB | Restricted Stock Units | Common Stock (10,000) | — | — | 10,000 | Acquired |
| July 26, 2018 | COGT | Stock Option (Right to Buy) | Common Stock (1,504) | $14.57 | July 26, 2028 | 1,504 | Acquired |
| June 19, 2018 | PDSB | Stock Option (Right To Purchase) | Common Stock (20,000) | $1.10 | — | 20,000 | Acquired |
| April 3, 2018 | COGT | Series B Preferred Stock | Common Stock (622,773) | — | — | 977,836 | Disposed |
| April 3, 2018 | COGT | Series B Preferred Stock | Common Stock (622,772) | — | — | 977,835 | Disposed |
| June 20, 2017 | PDSB | Stock Option (right To Purchase) | Common Stock (15,000) | $10.15 | June 20, 2027 | 15,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 9, 2021 | CLYM | No securities are beneficially owned. | 0 | Direct |
| March 12, 2020 | PASG | Series B Preferred Stock→ Common Stock (2,066,630) | 2,066,630 | Indirect |
| Sept. 26, 2018 | ARVN | Series B Preferred Stock→ Common Stock (1,108,202) | 1,108,202 | Indirect |
| Sept. 26, 2018 | ARVN | Series C Preferred Stock→ Common Stock (174,846) | 174,846 | Indirect |
| March 28, 2018 | COGT | Series B Preferred Stock→ Common Stock (622,772) | 622,772 | Indirect |
| March 28, 2018 | COGT | Series B Preferred Stock→ Common Stock (622,773) | 622,773 | Indirect |