Ravi Viswanathan

CIK 1479386 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 18, 2018 · Latest: Oct. 18, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 40 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

40 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 26, 2018 ORKA S 1,460,209 $0.50 $730,104 0 Indirect -100.00% Disposed -1.0% (price as of 2026-08-21)
Nov. 27, 2017 APPN S 569,620 $19.49 $11,101,894 0 Indirect -100.00% Disposed 90.3% (price as of 2026-08-21)
Nov. 20, 2017 APPN S 2,820,516 $19.49 $54,971,857 0 Indirect -100.00% Disposed 90.3% (price as of 2026-08-21)
Oct. 10, 2017 RYTM P 550,000 $17.00 $9,350,000 4,909,956 Indirect +12.61% Acquired 545.8% (price as of 2026-08-21)
July 18, 2016 ARDX P 763,650 $8.73 $6,666,664 2,665,519 Indirect +40.15% Acquired -54.6% (price as of 2026-08-21)
July 18, 2016 ARDX P 763,651 $8.73 $6,666,673 2,665,520 Indirect +40.15% Acquired -54.6% (price as of 2026-08-21)
Jan. 13, 2016 ARDX P 500,000 $10.00 $5,000,000 1,901,869 Indirect +35.67% Acquired -60.4% (price as of 2026-08-21)
Jan. 13, 2016 ARDX P 500,000 $10.00 $5,000,000 1,901,869 Indirect +35.67% Acquired -60.4% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 10, 2018 ESTC Series D Convertible Preference Shares Ordinary Shares (1,528,117) — — 1,528,117 Disposed
Oct. 10, 2018 ESTC Series C Convertible Preference Shares Ordinary Shares (4,155,995) — — 4,155,995 Disposed
Feb. 13, 2018 APPN Class B Common Stock Class A Common Stock (2,724,202) — — 2,724,202 Disposed
Nov. 27, 2017 APPN Class B Common Stock Class A Common Stock (569,620) — — 569,620 Disposed
Nov. 20, 2017 APPN Class B Common Stock Class A Common Stock (2,820,516) — — 2,820,516 Disposed
Oct. 10, 2017 RYTM Series A-1 Junior Preferred Stock Common Stock — — 2,927,708 Disposed
Oct. 10, 2017 RYTM Series A Preferred Stoc Common Stock — — 1,402,870 Disposed
May 31, 2017 APPN Class B Common Stock Class A Common Stock (6,114,338) — — 6,114,338 Acquired
May 31, 2017 APPN Series B Convertible Preferred Stock Class B Common Stock (6,114,338) — — 6,114,338 Disposed
Oct. 20, 2015 AVTX Series B Convertible Preferred Stock Common Stock (594,245) — — 16,638,880 Disposed
Jan. 28, 2015 BOX Class B Common Stock [F5] Class A Common Stock (2,091,457) — — 2,091,457 Acquired
Jan. 28, 2015 BOX Series E Preferred Stock Existing Class A Common Stock (274,916) — — 274,916 Disposed
Jan. 28, 2015 BOX Series D2 Preferred Stock Existing Class A Common Stock (1,653,761) — — 1,653,761 Disposed
April 9, 2013 WDAY Class B Common Stock Class A Common Stock [F10] (2,321,212) — — 2,321,212 Disposed
Oct. 17, 2012 WDAY Class B Common Stock Class A Common Stock [F3] (6,963,637) — — 6,963,637 Acquired
Oct. 17, 2012 WDAY Series E Convertible Preferred Stock Class B Common Stock [F2,F3] (6,963,637) — — 6,963,637 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 24 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 18, 2018 MRKR Common Stock 5,000,000 Indirect
Oct. 18, 2018 MRKR Warrant to Purchase Common Stock (right to buy)→ Common Stock (3,750,000) 3,750,000 Indirect
Oct. 4, 2018 ESTC Ordinary Shares 655,522 Indirect
Oct. 4, 2018 ESTC Ordinary Shares 13,864 Indirect
Oct. 4, 2018 ESTC Series C Convertible Preference Shares→ Ordinary Shares (4,155,995) 4,155,995 Indirect
Oct. 4, 2018 ESTC Series D Convertible Preference Shares→ Ordinary Shares (1,528,117) 1,528,117 Indirect
Nov. 20, 2017 XFOR Common Stock 2,000,000 Indirect
Oct. 4, 2017 RYTM Common Stock 29,378 Indirect
Oct. 4, 2017 RYTM Series A Preferred Stock→ Common Stock (1,402,870) 1,402,870 Indirect
Oct. 4, 2017 RYTM Series A-1 Junior Preferred Stock→ Common Stock (2,927,708) 2,927,708 Indirect
May 24, 2017 APPN Series B Convertible Preferred Stock→ Class B Common Stock (6,114,338) 6,114,338 Indirect
Oct. 14, 2015 AVTX Series B Convertible Preferred Stock→ Common Stock — Indirect
June 17, 2015 ORKA Common Stock 10,221,465 Indirect
June 17, 2015 ORKA Warrants (Right to Buy)→ Common Stock (4,088,586) 4,088,586 Indirect
June 9, 2015 ARDX Common Stock 1,401,869 Indirect
June 9, 2015 ARDX Common Stock 1,401,869 Indirect
June 9, 2015 ARDX Common Stock Warrant (right to buy)→ Common Stock (420,561) 420,561 Indirect
June 9, 2015 ARDX Common Stock Warrant (right to buy)→ Common Stock (420,561) 420,561 Indirect
March 24, 2015 CSBR Common Stock 18,750,000 Indirect
March 24, 2015 CSBR Warrant to purchase shares of Common Stock→ Common Stock (10,312,500) 10,312,500 Indirect
Jan. 22, 2015 BOX Existing Class A Common Stock 162,780 Indirect
Jan. 22, 2015 BOX Series D2 Preferred Stock→ Existing Class A Common Stock (1,653,761) 1,653,761 Indirect
Jan. 22, 2015 BOX Series E Preferred Stock→ Existing Class A Common Stock (274,916) 274,916 Indirect
Oct. 11, 2012 WDAY Series E Convertible Preferred Stock→ Class B Common Stock [F2,F3] (6,963,637) 6,963,637 Indirect