Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 68 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 17, 2026 KARD A 57,573 · · 57,573 Direct · Acquired (price as of 2026-10-02)
June 17, 2026 KARD A 20,706 · · 20,706 Direct · Acquired (price as of 2026-10-02)
June 15, 2026 MIRM A 1,980 · · 1,980 Direct · Acquired (price as of 2026-10-02)
June 15, 2026 MIRM A 3,772 · · 3,772 Direct · Acquired (price as of 2026-10-02)
June 2, 2026 BMRN A 7,490 · · 17,270 Direct +76.58% Acquired (price as of 2026-10-02)
May 29, 2026 MIRM M 3,977 · · 9,680 Direct +69.74% Acquired (price as of 2026-10-02)
May 29, 2026 MIRM M 3,977 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
May 7, 2026 ODTX A 27,393 · · 27,393 Direct · Acquired (price as of 2026-10-02)
June 12, 2025 IPSC A 44,000 · · 44,000 Direct · Acquired (price as of 2026-10-02)
June 9, 2025 SGMT A 32,250 · · 32,250 Direct · Acquired (price as of 2026-10-02)
May 29, 2025 MIRM M 5,703 · · 5,703 Direct · Acquired (price as of 2026-10-02)
May 29, 2025 MIRM M 5,703 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
May 29, 2025 MIRM A 6,268 · · 6,268 Direct · Acquired (price as of 2026-10-02)
May 29, 2025 MIRM A 3,977 · · 3,977 Direct · Acquired (price as of 2026-10-02)
May 20, 2025 BMRN A 6,650 · · 9,780 Direct +212.46% Acquired (price as of 2026-10-02)
Feb. 24, 2025 BMRN A 3,130 · · 3,130 Direct · Acquired (price as of 2026-10-02)
June 20, 2024 IPSC A 44,000 · · 44,000 Direct · Acquired (price as of 2026-10-02)
June 5, 2024 MIRM A 10b5-1 8,779 · · 8,779 Direct · Acquired (price as of 2026-10-02)
June 5, 2024 MIRM A 10b5-1 5,703 · · 5,703 Direct · Acquired (price as of 2026-10-02)
June 5, 2024 SGMT A 9,279 · · 9,279 Direct · Acquired (price as of 2026-10-02)
April 1, 2024 SGMT A 73,014 · · 73,014 Direct · Acquired (price as of 2026-10-02)
June 27, 2023 IPSC A 44,000 · · 44,000 Direct · Acquired (price as of 2026-10-02)
June 12, 2023 MIRM A 1,417 · · 1,417 Direct · Acquired (price as of 2026-10-02)
April 5, 2023 MIRM A 34,000 · · 34,000 Direct · Acquired (price as of 2026-10-02)
Oct. 1, 2022 IPSC A 39,744 · · 39,744 Direct · Acquired (price as of 2026-10-02)
May 18, 2022 AUPH A 8,733 · · 8,733 Direct · Acquired (price as of 2026-10-02)
May 18, 2022 AUPH A 14,612 · · 14,612 Direct · Acquired (price as of 2026-10-02)
June 14, 2021 AUPH A 31,347 · · 31,347 Direct · Acquired (price as of 2026-10-02)
June 2, 2021 XCUR A 50,000 · · 50,000 Direct · Acquired (price as of 2026-10-02)
May 20, 2020 ASRT A 211,111 · · 211,111 Direct · Acquired
May 20, 2020 ASRT A 49,143 · · 49,143 Direct · Acquired
July 22, 2019 XCUR A 43,386 · · 43,386 Direct · Acquired (price as of 2026-10-02)
Feb. 10, 2017 XOMA A 8,000 · · 8,000 Direct · Acquired
July 21, 2016 XOMA A 60,532 · · 60,532 Direct · Acquired
July 21, 2016 XOMA A 48,246 · · 129,314 Direct +59.51% Acquired
May 28, 2016 XOMA M 2,800 · · 0 Direct -100.00% Disposed
May 28, 2016 XOMA M 2,800 · · 81,068 Direct +3.58% Acquired
May 28, 2015 XOMA M 2,800 · · 0 Direct -100.00% Disposed
May 28, 2015 XOMA M 2,800 · · 2,800 Direct -50.00% Disposed
May 28, 2015 XOMA M 2,800 · · 78,268 Direct +3.71% Acquired
May 28, 2015 XOMA M 2,800 · · 75,468 Direct +3.85% Acquired
May 21, 2015 XOMA A 36,873 $3.39 $124,999 36,873 Direct · Acquired
May 21, 2015 XOMA A 36,873 · · 72,668 Direct +103.01% Acquired
Nov. 13, 2014 XOMA M 4,498 · · 0 Direct -100.00% Disposed
Nov. 13, 2014 XOMA M 4,498 · · 35,795 Direct +14.37% Acquired
Sept. 12, 2014 XOMA A 7,000 $4.73 $33,110 7,000 Direct · Acquired
Sept. 12, 2014 XOMA A 5,500 · · 31,297 Direct +21.32% Acquired
May 28, 2014 XOMA M 2,800 · · 2,800 Direct -50.00% Disposed
May 28, 2014 XOMA M 2,800 · · 5,600 Direct -33.33% Disposed
May 28, 2014 XOMA M 2,800 · · 25,797 Direct +12.18% Acquired
May 28, 2014 XOMA M 2,800 · · 22,997 Direct +13.86% Acquired
May 22, 2014 XOMA A 11,600 $3.87 $44,892 11,600 Direct · Acquired
May 22, 2014 XOMA A 8,400 · · 20,197 Direct +71.20% Acquired
Nov. 13, 2013 XOMA M 4,498 · · 1,102 Direct -80.32% Disposed
Nov. 13, 2013 XOMA M 4,498 · · 11,797 Direct +61.62% Acquired
May 28, 2013 XOMA M 2,800 · · 7,299 Direct +62.24% Acquired
May 28, 2013 XOMA M 2,800 · · 5,600 Direct -33.33% Disposed
May 23, 2013 XOMA A 11,600 $4.13 $47,908 11,600 Direct · Acquired
May 23, 2013 XOMA A 8,400 · · 8,400 Direct · Acquired
Nov. 13, 2012 XOMA M 4,499 · · 4,499 Direct · Acquired
Nov. 13, 2012 XOMA M 4,499 · · 8,996 Direct -33.34% Disposed
May 24, 2012 XOMA A 11,600 $2.36 $27,376 11,600 Direct · Acquired
May 24, 2012 XOMA A 8,400 · · 8,400 Direct · Acquired
Oct. 27, 2011 XOMA A 17,544 $1.69 $29,649 17,544 Direct · Acquired
Oct. 27, 2011 XOMA A 13,495 · · 13,495 Direct · Acquired
May 26, 2011 XOMA A 5,000 $3.03 $15,150 5,000 Direct · Acquired
Jan. 7, 2011 XOMA A 7,800 $5.83 $45,474 7,800 Direct · Acquired
Nov. 12, 2010 XOMA A 12,000 $2.46 $29,520 12,000 Direct · Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 17, 2026 KARD Stock Option (Right to Buy) Common Stock (57,573) $16.00 June 16, 2036 57,573 Acquired
June 15, 2026 MIRM Restricted Stock Units Common Stock (1,980) · · 1,980 Acquired
June 15, 2026 MIRM Stock Option (right to buy) Common Stock (3,772) $101.00 June 14, 2036 3,772 Acquired
May 29, 2026 MIRM Restricted Stock Units Common Stock (3,977) · · 3,977 Disposed
May 7, 2026 ODTX Stock Option (Right to Buy) Common Stock (27,393) $18.00 May 6, 2036 27,393 Acquired
June 12, 2025 IPSC Stock Option (right to buy) Common Stock (44,000) $0.60 June 12, 2035 44,000 Acquired
June 9, 2025 SGMT Stock Option (Right to Buy) Series A Common Stock (32,250) $5.33 June 8, 2035 32,250 Acquired
May 29, 2025 MIRM Restricted Stock Units Common Stock (5,703) · · 5,703 Disposed
May 29, 2025 MIRM Stock Option (right to buy) Common Stock (6,268) $44.00 May 28, 2035 6,268 Acquired
May 29, 2025 MIRM Restricted Stock Units Common Stock (3,977) · · 3,977 Acquired
June 20, 2024 IPSC Stock Option (right to buy) Common Stock (44,000) $2.69 June 20, 2034 44,000 Acquired
June 5, 2024 MIRM Stock Option (right to buy) Common Stock (8,779) $26.30 June 4, 2034 8,779 Acquired
June 5, 2024 MIRM Restricted Stock Units Common Stock (5,703) · · 5,703 Acquired
June 5, 2024 SGMT Stock Option (Right to Buy) Series A Common Stock (9,279) $4.64 June 4, 2034 9,279 Acquired
April 1, 2024 SGMT Stock Option (Right to Buy) Series A Common Stock (73,014) $5.23 March 31, 2034 73,014 Acquired
June 27, 2023 IPSC Stock Option (right to buy) Common Stock (44,000) $3.19 June 27, 2024 44,000 Acquired
June 12, 2023 MIRM Stock Option (right to buy) Common Stock (1,417) $28.97 June 11, 2033 1,417 Acquired
April 5, 2023 MIRM Stock Option (right to buy) Common Stock (34,000) $24.71 April 4, 2033 34,000 Acquired
Oct. 1, 2022 IPSC Stock Option (right to buy) Common Stock (39,744) $9.89 Oct. 1, 2032 39,744 Acquired
May 18, 2022 AUPH Restricted Stock Unit Common Shares (8,733) · · 8,733 Acquired
May 18, 2022 AUPH Stock Option (right to buy) Common Stock (14,612) $11.45 May 18, 2032 14,612 Acquired
June 14, 2021 AUPH Stock Option (right to buy) Common Shares (31,347) $12.86 June 14, 2031 31,347 Acquired
June 2, 2021 XCUR Stock Option (right to buy) Common Stock (50,000) $1.71 June 1, 2031 50,000 Acquired
July 22, 2019 XCUR Stock Option (right to buy) Common Stock (43,386) $2.32 July 21, 2029 43,386 Acquired
Feb. 10, 2017 XOMA Non-Qualified Share Option (right to buy) Common Shares (8,000) $4.03 Feb. 10, 2027 8,000 Acquired
July 21, 2016 XOMA Non-Qualified Share Option (right to buy) Common Shares (60,532) $0.56 July 21, 2026 60,532 Acquired
May 28, 2016 XOMA Restricted Stock Units Common Shares (2,800) · May 28, 2013 2,800 Disposed
May 28, 2015 XOMA Restricted Stock Units Common Shares (2,800) $0.00 May 28, 2015 2,800 Disposed
May 28, 2015 XOMA Restricted Stock Units Common Shares (2,800) $0.00 May 28, 2013 2,800 Disposed
May 21, 2015 XOMA Non-Qualified Share Option (right to buy) Common Shares (36,873) $3.39 May 21, 2025 36,873 Acquired
Nov. 13, 2014 XOMA Restricted Stock Units Common Shares (4,498) · · 4,498 Disposed
Sept. 12, 2014 XOMA Non-Qualified Share Option (right to buy) Common Shares (7,000) $4.73 Sept. 12, 2024 7,000 Acquired
May 28, 2014 XOMA Restricted Stock Units Common Shares (2,800) $0.00 May 28, 2015 2,800 Disposed
May 28, 2014 XOMA Restricted Stock Units Common Shares (2,800) $0.00 May 28, 2013 2,800 Disposed
May 22, 2014 XOMA Non-Qualified Share Option (right to buy) Common Shares (11,600) $3.87 May 22, 2024 11,600 Acquired
Nov. 13, 2013 XOMA Restricted Stock Units Common Shares (4,498) · May 28, 2015 4,498 Disposed
May 28, 2013 XOMA Restricted Stock Units Common Shares (2,800) $0.00 May 28, 2015 2,800 Disposed
May 23, 2013 XOMA Non-Qualified Share Option (right to buy) Common Shares (11,600) $4.13 May 23, 2023 11,600 Acquired
May 23, 2013 XOMA Restricted Stock Units Common Shares (8,400) $0.00 May 28, 2013 8,400 Acquired
Nov. 13, 2012 XOMA Restricted Stock Units Common Shares (4,499) · · 4,499 Disposed
May 24, 2012 XOMA Non-Qualified Share Option (right to buy) Common Shares (11,600) $2.36 May 24, 2022 11,600 Acquired
May 24, 2012 XOMA Restricted Stock Units Common Shares (8,400) $0.00 May 28, 2015 8,400 Acquired
Oct. 27, 2011 XOMA Non-Qualified Share Option (right to buy) Common Shares (17,544) $1.69 Oct. 27, 2021 17,544 Acquired
Oct. 27, 2011 XOMA Restricted Stock Units Common Shares (13,495) $0.00 · 13,495 Acquired
May 26, 2011 XOMA Non-Qualified Share Option (right to buy) Common Shares (5,000) $3.03 May 26, 2021 5,000 Acquired
Jan. 7, 2011 XOMA Non-Qualified Share Option (right to buy) Common Shares (7,800) $5.83 Jan. 7, 2021 7,800 Acquired
Nov. 12, 2010 XOMA Non-Qualified Share Option (right to buy) Common Shares (12,000) $2.46 Nov. 12, 2020 12,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 6, 2026 LTGO Director Stock Option (right to buy)→ Common Stock (259,770) 259,770 Direct
Aug. 6, 2026 LTGO Director Stock Option (right to buy)→ Common Stock (38,914) 38,914 Direct
Aug. 6, 2026 LTGO Director Stock Option (right to buy)→ Common Stock (31,135) 31,135 Direct
May 7, 2026 ODTX Stock Option (Right to Buy)→ Common Stock (97,024) 97,024 Direct
May 7, 2026 ODTX Stock Option (Right to Buy)→ Common Stock (74,604) 74,604 Direct
May 7, 2026 ODTX Stock Option (Right to Buy)→ Common Stock (24,868) 24,868 Direct
March 7, 2025 BMRN Common Stock · Indirect
April 3, 2024 SGMT Series A Common Stock 2,200 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (50,000) 50,000 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (30,000) 30,000 Direct
Nov. 15, 2010 XOMA Non-Qualified Share Option (right to buy)→ Common Shares (12,000) 12,000 Direct